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Manage and grow relationships with high-net-worth clients, achieve revenue targets, source new business, coordinate with investment teams, supervise a Marketing Associate, provide investment advisory/execution (SFC Type 1 & 4), and ensure compliance with SFC/HKMA policies and internal controls.

Support and implement compliance policies and procedures, interpret regulations, handle staff licensing and training, investigate compliance issues, provide regulatory support for customer complaints, partner with senior and regional teams, conduct process reviews, and promote a strong compliance culture.