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Serve as AML/MLRO support for alternative funds, managing AML obligations, reports and regulatory filings, attending board meetings, performing compliance monitoring and testing, maintaining policies and training, and developing towards acting as MLRO/DMLRO/AMLCO.

Provide AML officer services to alternative funds: manage compliance monitoring, compile and present MLRO reports to boards, support regulatory filings, maintain policies and training, perform periodic AML testing, liaise with stakeholders, and develop to act as MLRO/DMLRO for client funds.

The Sales Development Representative generates new business by identifying and nurturing leads, conducting outreach, qualifying prospects, and managing the sales pipeline. They collaborate with marketing and sales teams while staying informed on industry trends.

Lead client compliance engagements: maintain Code of Ethics, perform annual compliance and AML reviews, manage electronic communications surveillance, prepare regulatory filings (Form ADV, 13 filings, Form PF, Form PQR), handle SEC/CFTC/SRO examination responses, complete RIA/BD registration projects, and deliver compliance training. Travel may be required.

Lead client compliance engagements: maintain Code of Ethics programs, conduct annual reviews and electronic communications surveillance, prepare regulatory filings (Form ADV, Form PF, Form PQR), manage SEC/CFTC/SRO examinations and responses, support RIA/ERA/BD registrations, run AML reviews and compliance training. Role involves client-facing work and travel.

Manage a complex portfolio of client entities within a single client relationship, ensuring regulatory compliance and statutory record-keeping. Support board governance (meeting organisation, materials, minutes), corporate lifecycle events and filings, mentor team members, track KPIs, contribute to process improvement and projects, and assist with invoicing and client communications.

The Director of European ETF Sales is responsible for driving sales strategies, building relationships with clients, educating on ETFs, and collaborating internally while analyzing market trends and sales performance.

Manage a portfolio of fund/entity clients (primarily Cayman and Bermuda): organize board/shareholder meetings, prepare/review materials and minutes, handle board/service provider changes and filings, ensure proper authorizations, assist with financial statement approvals, maintain client records, liaise with registered offices, support liquidations and project work, train team members, and perform administrative tasks to deliver professional corporate secretarial services.

Support the Structured Finance team by preparing management accounts and financial statements, ensuring tax and regulatory compliance, managing reporting deadlines, assisting audits, improving accounting processes, liaising with payroll, preparing board packs, and training/supervising junior staff while maintaining client relationships.

Support MLRO team by performing AML compliance monitoring, due diligence on service providers, maintaining client registers, preparing regulatory filings and delivering quarterly/annual reports to fund boards. Provide administrative support, cover MLRO reporting at board meetings, and communicate with service providers to ensure funds meet AML obligations.