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Support firm-wide compliance by managing employee registration and licensing (FINRA/NFA), administering compliance databases, tracking attestations and projects, coordinating regulatory training, assisting with internal/external exams, and working with business teams to resolve compliance matters. Role is hybrid Chicago-based and designed for growth into broader compliance responsibilities.

Own reconciliation of equity market breaks, validate and submit equity regulatory reports, investigate discrepancies, coordinate remediation, and drive process automation and reporting improvements across finance, treasury, commercial, and technology teams.

Serve as a business analyst for market infrastructure, translating product and process improvements into end-to-end solutions for post-trade lifecycle. Work with stakeholders, developers, and operations to implement complex IT changes, document progress, and ensure regulatory and deadline compliance. Requires domain knowledge of derivatives/equities, FIX, SQL, and stakeholder leadership.

Manage equity clearing operations including client queries, trade lifecycle reviews, process inspections, and identifying operational risk and efficiency improvements. Develop process documentation, investigate new products, and collaborate with internal and external stakeholders while working a rotating coverage schedule and hybrid onsite schedule.

Serve as liaison between business stakeholders and engineering to gather and translate requirements, maintain product backlog, support Agile ceremonies, lead UAT and releases, provide production support, document systems/processes, ensure regulatory compliance, and improve client digital journeys for a cloud-based payment instruction platform.

Manage and ensure availability, performance, and resilience of production and non-production database environments (primarily SQL Server). Lead HA/DR strategies, capacity planning, upgrades, monitoring automation, incident troubleshooting, and support a global on-call rotation while collaborating with engineering and architecture teams.