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The Financial Advisor provides financial planning and investment management solutions, guiding clients to achieve their financial goals while ensuring excellent service and compliance with regulatory standards.

Provide goal-based financial planning and sell investment management solutions to TD Wealth clients. Own client relationships, onboard new clients, conduct annual reviews, meet sales goals, refer to internal partners, comply with regulatory and AML/CIP requirements, mentor peers, and participate in community and firm initiatives.

Performs complex credit underwriting and portfolio management for institutional healthcare borrowers. Analyzes financial statements, cash flow, collateral, industry conditions, loan risk, covenants, and regulatory compliance. Prepares approval memoranda and recommendations for lending authorities, maintains credit files, monitors borrower performance, and supports loan origination. The role independently researches borrowers, participates in customer meetings, identifies business risks, and may coach junior credit analysts.

Provides strategic finance advice, analysis, and decision support for technology business areas. Leads complex financial analysis, forecasting, business cases, performance measurement, risk management, and financial modeling. Advises senior stakeholders, develops growth strategies, interprets large data sets, creates executive presentations, and supports enterprise initiatives, regulatory compliance, and continuous process improvement. The role also mentors team members and manages cross-functional business relationships.

Provides institutional clients with equity trade execution, market insights, trading strategies, and relationship coverage. Monitors market data, economic developments, industry trends, regulatory standards, and risk policies to support informed trading decisions. Ensures accurate transaction processing, documentation, compliance, and alignment with business and trading strategies. Leads, develops, and manages global trading staff while collaborating across asset classes and international operations.

The Financial Advisor Associate attracts and retains clients by offering personalized wealth management advice based on clients' financial information, goals, and needs while managing and developing client relationships.

Conducts complex commercial credit and financial analysis for existing and prospective borrowers. Responsibilities include underwriting loan risk, analyzing financial statements, cash flow, collateral, and industry conditions, preparing approval memoranda and recommendations, maintaining credit files, monitoring regulatory compliance, and supporting loan origination. The role works independently, participates in customer meetings, researches industries, and may coach junior analysts. Occasional domestic travel is required.

Provides financial planning guidance and investment recommendations to TD Wealth clients. Manages client relationships, onboarding, annual reviews, wealth solutions, referrals, and service delivery while achieving sales and growth goals. Ensures compliance with FINRA, securities laws, AML procedures, and company policies. Builds partnerships with retail and small-business banking teams, coaches colleagues, and travels continuously within the assigned domestic market.

Leads technology strategy, architecture, development, delivery, and operations for the Notify Now product group. Oversees high-throughput messaging platforms, APIs, and customer-facing systems; provides technical leadership across distributed systems, event streaming, Azure, and VMC2. Partners with business and technology stakeholders, manages risks, incidents, resources, budgets, and project milestones, and ensures solutions align with enterprise architecture, regulatory requirements, scalability, and security standards.

Supports TD Securities’ Product Control function by overseeing financial controls, P&L, balance sheet, attribution, independent pricing verification, and valuation adjustment reporting. The role validates trading portfolio values, investigates results, provides financial analysis and commentary, integrates new products, improves processes, and partners with trading, technology, accounting, and finance stakeholders to ensure accurate and timely financial reporting.