The Compliance Ops Associate at Hennion & Walsh will manage daily oversight of workflow, resolve trade settlement issues, seek out process improvements, assist with regulatory inquiries, and ensure compliance with supervisory policies and procedures.

Hennion & Walsh is seeking an experienced Compliance Associate for our growing company. The position will work to develop, enhance and implement internal compliance procedures and must be team oriented and organized. Broad based product and service area knowledge needed to improve process and procedures. The position will work with our compliance team to help execute the firm’s compliance program.