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The Compliance Manager will provide compliance and regulatory advice to the APAC Capital Markets team, oversee the Compliance Monitoring Program, manage communication of policy changes, deliver compliance training, and build relationships with relevant stakeholders. This role requires significant expertise in compliance within a financial services context and aims to support the business in regulatory matters.
The Manager of AML/KYC will oversee the verification process for private equity investors, manage a team, ensure compliance with AML/KYC standards, and improve operational processes while providing essential client services.
As a Client Order Coordinator at CSC, you will process legal documents, manage data entry of client information, fulfill customer orders, provide excellent service to clients, and navigate multiple systems effectively. This role requires attention to detail, strong organizational skills, and the ability to solve client issues swiftly.
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The Senior Manager of Compliance provides compliance services under UK Money Laundering Regulations for CSC clients, handling AML reporting, policy preparation, KYC screening, and maintaining regulatory registers. This role ensures compliance with local legislation and collaborates with regulatory authorities while managing client relationships.
The Corporate Administrator will manage client portfolios, assist with board meeting preparation, ensure data integrity, and contribute to innovative solutions while delivering exceptional client service. The role focuses on administrative tasks within the financial services sector and encourages professional development through qualifications.
The Conducting Officer in Portfolio Management & Distribution Oversight is responsible for overseeing portfolio management activities, ensuring compliance with regulations, providing updates to governing bodies, conducting audits, and managing the Portfolio Management Team. This role includes liaising with regulatory bodies and investing in compliance and performance monitoring.
The Conducting Officer - Compliance & AML will lead compliance efforts for the AIFM, ensuring adherence to regulations, conducting risk assessments, and managing policies and procedures. Responsibilities include overseeing AML/CFT compliance, enhancing internal controls, preparing compliance reports, and interfacing with regulatory bodies.
The role involves developing and maintaining applications using the dot net tech stack, focusing on full stack development including cloud technologies. Candidates should have experience in the financial services domain and be familiar with agile methodologies.
As a Senior Client Accountant, you will prepare and review complex financial statements and management reports, ensure compliance with IFRS and GAAP standards, support junior team members in Guernsey and India with their queries, manage audit processes, and maintain collaborative relationships with team members and clients.
The Senior Relationship Manager in Legal & Corporate will engage with clients to analyze legal documents and fiscal opportunities, manage corporate and private legal structures, and contribute to business growth and marketing efforts while ensuring the company maintains its strong reputation in trust and corporate management services.
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