Top Legal Jobs

The Deputy Chief Compliance Officer manages compliance programs, risk assessments, oversees regulatory compliance, leads modernization initiatives, and engages with regulators, requiring extensive experience in compliance leadership.

Provide paralegal support for mutual fund Board meetings and corporate governance: prepare and distribute board materials, draft legal memos/resolutions/contracts, manage timelines and project plans, administer electronic board books and execution processes, maintain records, and coordinate with business partners to ensure timely legal deliverables.

Support managing partner in supervisory systems for agents, registered reps, and IARs. Conduct inspections, interviews, correspondence reviews, training, complaint handling, and oversee enhanced and financial supervision programs to ensure regulatory compliance.

Support compliance and risk management for corporate, bank-owned, and retail life insurance products. Conduct due diligence on funds, vendors, and third parties; coordinate regulatory/audit responses; review distribution compliance and documentation; assist with prospectus and PPM updates; draft risk/compliance reports; recommend control improvements and monitor responsible use of AI.

Provide high-level legal counsel on complex technology, AI, and strategic commercial transactions (including GenAI and Agentic AI). Lead negotiations, advise executives on AI governance, privacy, cybersecurity, IP, and third-party risk, and collaborate cross-functionally to enable business objectives while managing legal and regulatory risk.

The Group Insurance Policy Forms Analyst prepares, drafts, reviews, and submits group insurance contract forms while ensuring compliance with regulations.

Lead product compliance for life insurance products across the product lifecycle. Draft and maintain policy forms, manage SERFF filings, provide regulatory guidance to cross-functional teams, support implementation and testing, and assess legislative/regulatory impacts while identifying process and technology improvements.