Top Compliance Jobs in Glasgow

Lead UK financial crime and AML compliance as designated MLRO (SMF17), oversee second-line controls (onboarding, monitoring, investigations, sanctions), execute BWRA and CMP, manage issue remediation, prepare MLRO reporting, support audits and regulator interactions, and partner with Legal and global teams to maintain and improve the UK control framework.

Lead and execute compliance-focused internal audits across Global Compliance functions and business units. Plan, perform and report on testing, walkthroughs, issue tracking, closure verification and continuous monitoring. Partner with stakeholders, present findings to senior management, use data analytics to assess controls, and support audit risk assessments and project management.

Design, implement, and optimize AI-powered solutions to support financial compliance and controls. Monitor GAAP/IFRS adherence, automate controls and reporting, support internal/external audits, and manage complex accounting areas like revenue recognition and lease accounting while collaborating with finance, audit, and technology teams.

Lead UK regulatory strategy, risk governance, and compliance operations for BJAK’s market entry and expansion. Build compliance frameworks, policies, controls, monitoring, testing, reporting, AML/KYC, data privacy, consumer duty, distribution, claims, product, marketing, pricing, complaints, and audit processes. Serve as primary FCA contact, guide cross-functional teams, conduct training, manage remediation, and support compliant growth across digital insurance and financial services.

Lead UK compliance and risk strategy for BJAK’s market entry and expansion. Build regulatory frameworks, policies, controls, monitoring, testing, reporting, and complaint-handling processes from scratch. Serve as the primary FCA contact and oversee AML, KYC, data privacy, consumer duty, product, marketing, pricing, distribution, and claims compliance. Partner with business functions, advise on regulatory implications, conduct risk assessments, manage remediation, operationalize audits, and deliver compliance training.

Lead UK compliance strategy and operations for BJAK's market entry. Build frameworks, policies, and controls (AML, KYC, data privacy, consumer duty), manage FCA engagement and licensing readiness, run risk assessments, monitoring, testing, and remediation. Oversee product and distribution compliance, complaint handling, internal audits, and cross-functional training to embed regulatory standards and scale compliant digital insurance services.

Provide FCA regulatory advice to partner brokers, conduct health-check and regulatory visits, assess compliance, monitor and update action plans, escalate non-compliance, and support brokers to meet regulatory obligations. Role requires regular regional travel and stakeholder communication.

Lead global consolidation, reporting, audit coordination, and internal control programs for a multicurrency, PE-backed company. Prepare consolidated financials, manage external audits and PBC documentation, develop global accounting policies, support statutory/tax filings, and optimize/implement NetSuite and other financial systems to drive standardization and automation.

Senior compliance lead (SMF16) owning compliance across secured loans, mortgages, bridging and protection. Build and run a tech-enabled compliance framework, deliver Consumer Duty, investigate issues, coach first-line teams, use MI and AI to automate monitoring and reporting, and act as primary FCA contact.