Top Compliance Jobs

As a Crypto Compliance AML Analyst, you will monitor and investigate AML and fraud across crypto transactions, ensuring regulatory compliance while improving systems and processes.

Lead day-to-day operation of the Compliance Management System, oversee transaction and BSA/AML monitoring, complaint and issue management, regulatory change implementation, third-party oversight, issuing bank liaison, compliance reporting, and training. Partner with legal, security, and product teams to embed compliance across the business and support examinations, audits, and remediation activities.

Manage BSA/AML program activities including transaction monitoring investigations, SAR drafting, AML controls execution, case management, reporting, and regulatory/audit support. Ensure timely, documented investigations and support remediation and governance activities.

Lead SOX 404 compliance program and accounting policy governance. Manage control design, documentation, remediation, reporting, liaison with external auditors, and cross-functional alignment. Build and lead a compliance and accounting policy team while ensuring policies align with US GAAP and regulatory requirements.

The analyst will research filing requirements, prepare and monitor P&C rate filings, communicate revisions, support compliance operations, and monitor regulations pertinent to assigned products.

Lead and execute compliance testing across firm businesses: design and perform tests, analyze data, identify and escalate compliance and reputational risks, coordinate with global teams and senior management to refine controls.

Perform quality testing of AML, Screening, EDD, and Anti-Corruption investigations; evaluate alerts against regulatory and procedural requirements; draft reports summarizing findings; manage projects to enhance QA processes and technology; identify trends and recommend procedural efficiencies while collaborating with GFCC leaders.

The Risk Strategist will develop risk-based frameworks, manage relationships with stakeholders, ensure compliance in product development, and analyze data to inform strategies in financial services.

Conduct AML/financial crime investigations by analyzing client accounts and transactions, identifying red flags, preparing case files and investigative reports, collaborating with stakeholders, and ensuring compliance with AML/CFT regulations and internal policies.

Lead and manage U.S. tax compliance and reporting, oversee global tax provision calculations, and provide strategic tax advisory services while mentoring team members.

The Compliance Officer will support compliance functions, assist with regulatory filings, policies, trade reviews, and collaborate with stakeholders and initiatives in the Americas.

Lead tax operations for investment partnerships and managed accounts, manage external tax deliverables, advise on tax impacts of portfolio transactions and complex instruments, support tax allocations and reporting, coordinate with auditors and advisors, track tax law changes, strengthen controls, and drive efficiency and scalability across tax processes.

Join Arootah's advisor network to provide fractional Chief Compliance Officer–level, project-based compliance leadership for hedge funds, private equity firms, and family offices. Advise on SEC/regulatory matters, design and improve compliance programs, conduct reviews and risk assessments, support exams and due diligence, and partner with leadership to strengthen governance and controls.

The Director of Futures Operations will oversee trading and clearing, manage futures and options trade flow, and enhance operational processes while collaborating with compliance and risk teams.

The Associate Director of Research Administration ensures financial management of research projects, oversees staff, develops policies, and maintains compliance with regulations, fostering a high-quality service environment.