Top Compliance Analyst Jobs

The Senior Compliance Analyst develops and administers compliance programs, manages compliance policies, conducts reviews, and oversees compliance training and inquiries in options trading.

The Senior Compliance Analyst will ensure regulatory compliance, investigate inquiries, guide teams on compliance issues, and maintain procedural integrity, leveraging AI for efficiency.

This role ensures compliance with US Government regulations, advises on labor policies, improves processes, and addresses audit findings.

The Risk and Compliance Analyst role involves managing operational risks, supporting risk frameworks, analyzing metrics, and collaborating across teams to resolve issues.

The Compliance Analyst at Weiss Asset Management will review trade compliance, track regulatory developments, and support compliance projects using SQL for data analysis.

The Compliance Analyst reviews contractual obligations, manages distributions post-closing, liaises with clients and internal teams, and ensures compliance and accuracy in fund distribution processes.

The Junior Compliance Analyst will support compliance onboarding, manage ethics policies, administer the PAD program, and coordinate regulatory filings while contributing to compliance system evaluations and policy updates.

The Accounts Payable Compliance Analyst oversees compliance reporting, ensures AP operations adhere to policies, and monitors compliance metrics, supporting process improvements and regulatory reporting.

The Compliance Analyst is responsible for reconciling premium and taxes, preparing tax reports, ensuring compliance with state regulations, and reporting accuracy.

The Senior Compliance Testing Analyst conducts compliance testing, monitors consumer protection regulations, and supports risk assessments to mitigate compliance risks within the bank.

The Compliance Analyst supports compliance processes, monitors client accounts, reviews marketing materials, and assists with regulatory compliance and internal controls.

The Compliance Analyst will support compliance efforts in financial crime and core compliance areas, assisting with data analysis, process documentation, and stakeholder engagement.

The Senior Compliance Analyst supports compliance management, ensuring bank activities meet relevant laws and regulations, while managing inquiries and directing procedural updates.

The Compliance Analyst supports the Compliance Program by analyzing compliance risks, assists in monitoring and testing, and ensures adherence to laws and regulations.

The Senior Compliance Analyst supports Audax Private Equity's compliance program, conducting reviews, enforcing policies, overseeing service providers, and assisting with regulatory filings and examinations.

The Compliance Analyst will prepare SEC filings, support audits, review legal documents, and assist management with compliance tasks.

The Compliance Analyst will assist the General Counsel in developing compliance policies, manage compliance deadlines, administer the Code of Ethics, and coordinate regulatory filings.

The Senior Compliance Analyst performs compliance testing, prepares government forms, and ensures retirement plans remain tax qualified. Responsibilities include investigating client data, preparing non-discrimination tests, completing testing, and communicating results to clients while maintaining compliance with government regulations.

The DC Compliance Analyst will manage client accounts, understand IRS regulations, perform nondiscrimination testing, and prepare audit packages and government filings.

The Compliance Analyst manages compliance oversight, monitors regulatory adherence, and enhances internal controls, providing support to trading staff and ensuring data integrity.

The Senior Compliance Analyst manages compliance projects, prepares IRS filings, conducts nondiscrimination testing, and ensures regulatory compliance for 401(k) plans.

Perform compliance audits, prepare test reports, conduct investigations, and ensure adherence to regulatory standards while collaborating with business units.

The Compliance Analyst conducts compliance risk management activities, supports compliance management systems, and ensures adherence to regulatory requirements within the bank.

The Senior Compliance Analyst oversees compliance analysis, documentation review, and policy development while ensuring adherence to financial regulations.

The Payroll Tax & Compliance Analyst handles payroll tax filings, ensures multi-state compliance, reconciles accounts, and manages audit readiness while supporting integration projects.