Top Compliance Analyst Jobs

Support compliance monitoring, governance, and financial crime operations by reviewing transactions and sanctions alerts, preparing SARs and regulatory reports, performing KYC/onboarding and account lifecycle tasks, maintaining compliance documentation, and escalating suspicious activity while supporting process improvements.

This role ensures compliance with US Government regulations, advises on labor policies, improves processes, and addresses audit findings.

Support government contracting cost accounting compliance by ensuring FAR/DFARS/CAS adherence, preparing incurred cost submissions, provisional and forward pricing rate proposals, assisting with DCAA/DCMA audits, reviewing contracts for pricing compliance, maintaining internal controls, and collaborating with cross-functional teams to identify and remediate compliance risks.

Develop, document, and maintain policies, procedures, and processes to ensure FAR/DFARS compliance across government contracting business systems. Support DCAA/DCMA audits, perform gap analyses, track remediation, and partner with Finance, Contracts, Supply Chain, and Program teams to maintain internal controls and audit readiness.

The Senior Compliance Analyst develops and administers compliance programs, manages compliance policies, conducts reviews, and oversees compliance training and inquiries in options trading.

The Senior Compliance Analyst will ensure regulatory compliance, investigate inquiries, guide teams on compliance issues, and maintain procedural integrity, leveraging AI for efficiency.

The Compliance Analyst will assist in compliance with internal policies, the Bank Secrecy Act, and anti-money laundering regulations, performing investigations, analysis, and training within a collaborative environment.

The Senior Compliance Analyst oversees compliance analysis, documentation review, and policy development while ensuring adherence to financial regulations.

The Senior Compliance Analyst supports compliance management, ensuring bank activities meet relevant laws and regulations, while managing inquiries and directing procedural updates.

Monitors legal entity and business unit activity to ensure compliance with laws, regulations, and internal procedures for capital markets/municipal securities. Prepares and reviews compliance reports, analyzes data, provides guidance to junior analysts, and helps mitigate regulatory, reputational, legal, and financial risk. Requires bachelor's degree and five years banking experience in audit, compliance, or regulatory functions; Series 52/53 preferred.

Support AML, OFAC and sanctions compliance programs including sanctions/PEP screening, risk assessments, metrics analysis, and audit support. Work cross-functionally across retail, international and third-party relationships to ensure regulatory alignment, simplify complex data for stakeholders, and manage related projects and controls.

Manage global banking user entitlements and bank signing authorities, review daily Positive Pay exceptions, maintain Treasury signature matrices, support FBAR/FATCA compliance, audit record-keeping, and assist with merchant services and banking platform consolidations.

Review and analyze registered representatives' requests for outside business activities, assess conflicts and risks, communicate findings, recommend conditions or prohibitions, escalate issues, and present cases to senior management. Manage reviews from initiation to closure and ensure compliance with legal and company standards.

Lead AML/CTF program for a CFTC-registered prediction market: develop policies, conduct risk assessments, oversee transaction monitoring and KYC/CDD, manage SARs and regulator interactions, deliver training, and update procedures for regulatory changes.

Monitor assigned fixed‑income portfolios for compliance with client guidelines, policies, and regulations. Review trading activity, perform pre‑trade what‑if analysis with portfolio managers, conduct monthly and quarterly reviews, resolve compliance issues with internal stakeholders, and assist in migrating compliance systems to Aladdin.

Support and coordinate broker/dealer and investment adviser regulatory examinations (state, federal, FINRA). Liaise with regulators, collect and analyze requested materials, guide remediation plans, draft formal responses, track findings through closure, and identify regulatory trends and emerging issues.

Support lending compliance monitoring and reviews for consumer, mortgage, and commercial loans. Ensure adherence to federal/state laws (ECOA, FCRA/FACTA, HMDA, RESPA, TILA, etc.), maintain HMDA/CRA data, track and resolve compliance issues, assist with audits/examinations, and provide guidance to departments. Perform file reviews, data validation, and participate in special projects and training.

The Compliance Analyst tracks US federal regulations, ensures compliance, conducts assessments, communicates updates, and manages compliance-related documentation and customer communications.

The Compliance Analyst investigates potential Anti-Money Laundering activities, produces reports, and collaborates with partners for effective case management.

The Compliance Analyst will track and review regulations, conduct compliance assessments, manage compliance design specifications, and communicate with various stakeholders to ensure compliance with regulatory standards in mortgage and non-mortgage loan servicing.

The Compliance Analyst will investigate potential Anti-Money Laundering activities, produce reports, and coordinate with partners in the Financial Intelligence Unit.

The Compliance Analyst tracks and reviews US federal regulations, ensures product compliance, conducts assessments, and collaborates with legal and business units for regulatory issues.

The role involves project management, data validation, preparing presentations, and coordinating reports with technology teams, along with compliance tasks.

The Compliance Analyst is responsible for ensuring product compliance with federal regulations, conducting assessments, and providing guidance to internal teams and clients. The role involves monitoring regulatory changes and conducting audits in the mortgage loan servicing sector, requiring significant travel.

Support development and implementation of mortgage compliance programs, maintain NMLS/licensing and regulatory filings, perform HMDA and fair lending analytics, assist with regulatory changes, exams, audits, QC audits and remediation, and provide subject-matter support for federal and state mortgage regulations.