Top Compliance Jobs

The Senior Compliance Analyst supports compliance management, ensuring bank activities meet relevant laws and regulations, while managing inquiries and directing procedural updates.

Build and operate Column's digital assets compliance program for stablecoin and crypto payment products: operate AML/BSA monitoring, sanctions screening, blockchain analytics, investigations, policy and procedure development, product advisement, metrics reporting, and training. Partner with engineering, product, and bank compliance to translate regulatory requirements into technical controls and ensure integration with the Bank's AML framework.

Provide compliance advice and oversight for global macro trading strategies, embed real-time controls with trading teams, run pre- and post-trade surveillance and investigations, manage approvals and cross-functional projects, support regulatory readiness and policy updates, and deliver training and escalation to senior compliance leaders.

Lead the global tax function for a public medical device company: oversee ASC 740 tax provision, tax compliance, planning, transfer pricing, international tax, audits, tax governance, tax technology initiatives, and build a high-performing team while advising executive leadership.

Lead regulatory engagement and compliance for payments: manage inspections, audits, remediation, and licensing expansions; develop compliance frameworks, policies, and controls; perform due diligence and risk assessments for payment partners; monitor regulatory developments and coordinate cross-functional regulatory responses.

The BSA/AML/Compliance Senior Auditor executes risk-based audits, evaluates internal controls, tracks audit issues, and prepares reports to ensure compliance with BSA/AML regulations.

Lead and manage corporate tax compliance across U.S. federal, state, local, and international jurisdictions; direct global transfer pricing program; oversee tax filings, provisions, and audits; support M&A tax due diligence and entity integrations; develop tax strategies, ensure regulatory compliance, and coordinate with external advisors and tax authorities.

Lead and manage complex financial investigations, forensic accounting and compliance engagements. Oversee case teams, perform interviews and internal controls testing, write client-focused reports, manage client relationships, support business development and proposals, and ensure high-quality case delivery and administrative management.

Lead and manage financial investigations and compliance engagements including scoping, evidence collection, forensic accounting, asset tracing, interviews, internal control testing, and report writing. Interface with clients, supervise junior staff, prioritize multiple cases under tight deadlines, and support business development and cross-office collaboration.

Lead complex compliance initiatives, perform enterprise-wide risk assessments, manage regulatory change, support examinations and audits, advise business units on regulatory impacts, lead issue investigations and third-party risk reviews, develop training, and report compliance metrics to senior management.

Perform sanctions review, transaction monitoring, and enhanced due diligence within Correspondent Banking. Monitor Compliance Verification Level I, draft and follow up on live compliance inquiries, prepare approval memos, manage due-diligence case queue tasks, recommend actions (close, follow-up, file SAR), and perform additional tasks as assigned.

Support and coordinate broker/dealer and investment adviser regulatory examinations (state, federal, FINRA). Liaise with regulators, collect and analyze requested materials, guide remediation plans, draft formal responses, track findings through closure, and identify regulatory trends and emerging issues.

Perform hands-on federal, state, and local tax compliance: prepare and file returns, process remittances, reconcile tax accounts, resolve agency notices, maintain filing calendars and tax records, and support audits.

The Compliance Analyst investigates potential Anti-Money Laundering activities, produces reports, and collaborates with partners for effective case management.

The role involves project management, data validation, preparing presentations, and coordinating reports with technology teams, along with compliance tasks.

The Compliance Analyst tracks US federal regulations, ensures compliance, conducts assessments, communicates updates, and manages compliance-related documentation and customer communications.

The Compliance Analyst will track and review regulations, conduct compliance assessments, manage compliance design specifications, and communicate with various stakeholders to ensure compliance with regulatory standards in mortgage and non-mortgage loan servicing.

The Compliance Analyst will investigate potential Anti-Money Laundering activities, produce reports, and coordinate with partners in the Financial Intelligence Unit.

The Compliance Officer I will review loans to ensure they meet investor and regulatory guidelines by validating processing and reviewing necessary documents and systems.

The Compliance Analyst is responsible for ensuring product compliance with federal regulations, conducting assessments, and providing guidance to internal teams and clients. The role involves monitoring regulatory changes and conducting audits in the mortgage loan servicing sector, requiring significant travel.

Lead a team delivering motor fuels tax compliance and consulting services: manage monthly returns, client onboarding, data review, reconciliations, quality control, billing support, and client/staff communications while ensuring timely, accurate project delivery.

Lead and execute risk-based compliance audits (U.S. and international) following IIA standards. Analyze large datasets (e.g., SAP, payroll), assess controls related to FCPA, promotional practices, third-party relationships, privacy and other compliance areas, present findings to leadership, support investigations, and engage stakeholders to improve the control environment.

Lead end-to-end SOX and ICFR workstreams including risk assessments, walkthroughs, testing, documentation, issue remediation, and auditor liaison. Coordinate with control owners, coach junior staff, maintain audit-ready control documentation, and report progress and risks to leadership while driving continuous improvement and automation opportunities.

Lead fiduciary tax reporting and compliance for Wealth accounts: develop controls, review vendor deliverables, manage triggering-event and prospective client tax reviews, oversee filings (1041, 706, Schedule R), handle IRS/state controversies and refund recovery, improve processes and controls, and advise internal stakeholders on complex tax issues.

Lead IFRS financial reporting and compliance across North America, align accounting policies, support IFRS implementation, manage intercompany/inventory/manufacturing accounting, strengthen SOX/internal controls, partner with auditors, drive ERP (SAP) and reporting improvements, and support month-end and year-end close.