Top Compliance Jobs

Manage tax compliance and advisory services, lead teams, ensure quality deliverables, and integrate technology to optimize tax services for clients.

The International Tax Director will oversee international tax compliance, transfer pricing, and strategic planning, managing a team and collaborating with various departments and external advisors.

Build and run the compliance program for DraftKings' prediction market product. Monitor controls, manage issues, support examinations and audits, translate regulatory requirements into processes and platform changes, develop policies and playbooks (AML/KYC, market surveillance, marketing compliance), and prepare compliance reporting and dashboards.

Lead and evolve Notion's internal controls and SOX program: design governance, own SOX lifecycle, embed AI/automation for testing and monitoring, advise on cross-functional transformations, run operational audits, manage external partners, and report control health to leadership and the Audit Committee.

Lead a compliance team to manage regulatory inquiries and examinations, provide regulatory guidance across Trading and Operations, implement controls and QA processes, and train staff to ensure SEC and FINRA compliance for broker-dealer activities.

Lead design and operation of Apex Asset Managements Advisers Act compliance program. Own regulatory filings and SEC/state exams, oversee marketing and solicitation compliance, portfolio/trading controls, vendor due diligence, and training. Partner with Legal, Operations, Product, and enterprise compliance to implement monitoring, testing, and reporting for sub-advisory, co-advisory, and solicitor/promoter arrangements.

Lead second-line financial crime compliance oversight for AML and fraud controls across US and Canada. Advise stakeholders on BSA/AML/OFAC, challenge first-line controls, define MI/KRIs, support SAR committee, contribute to risk assessments, engage regulators and auditors, and drive remediation and control improvements.

Lead second-line AML and fraud oversight for North America, advising on BSA/OFAC/NYDFS compliance, supervising investigations, challenging first-line controls, defining MI/KRIs, supporting SAR committee work, engaging regulators, and driving risk assessments and remediation.

Manage and execute the RIA and BD compliance program: registration and filings, surveillance, testing, advertising review, training, electronic communications monitoring, vendor due diligence, AI governance, exam readiness, and day-to-day program operations supporting SEC and FINRA requirements.

Execute risk-based compliance transaction testing and control reviews to validate business adherence to laws and regulations. Obtain and analyze data, document results, review peer tests, improve data sourcing and testing approaches, and communicate findings to compliance stakeholders.

As a Transfer Pricing Manager, you lead and implement transfer pricing strategies, manage client accounts, mentor teams, and navigate tax authority audits while ensuring compliance and high-quality deliverables.

As a Senior Manager in Financial Services Global Structuring, you will lead technology-enabled tax advisory projects, manage client relationships, and develop strategies for optimizing tax compliance and efficiency.

As a Senior Manager in International Tax Services, you will lead projects, provide strategic tax advice, coach teams, and innovate tax processes through technology.

As a Tax JD Associate, you will assist with tax compliance, prepare documents, conduct financial analysis, and support client engagements while developing your skills in a fast-paced environment.

As a Senior Manager in Private Tax, you lead large projects, provide tax advisory, mentor teams, and interact with senior clients to ensure operational excellence and compliance.

Provide advisory services on tax planning and compliance, manage projects, mentor team members, and ensure adherence to quality standards. Focus on enhancing leadership skills while navigating U.S. tax regulations.

The Customs & International Trade Tax Manager at PwC leads teams, advises clients on tax strategy, and manages complex problems related to indirect tax compliance and optimization, emphasizing technology and mentoring.

As a Senior Manager in Specialized Tax Services, you will lead projects, innovate processes, and engage with clients to deliver tax planning and compliance solutions. You will also motivate teams, utilize technical knowledge in energy incentives, and ensure operational excellence.

Manage client service accounts, solve complex tax problems, develop wealth management plans, and ensure quality deliverables for high-net-worth individuals.

Serve as a second-line Compliance Governance lead supporting Privacy, Enterprise Services, and Third Party Management. Advise on compliance risk, analyze and report compliance data, evaluate audit and regulatory issues, support projects, coordinate meetings and communications, lead training, identify process improvements, and provide change management and team support.

Lead and build enterprise risk and compliance for lending and marketplace fraud. Design a compliance management system, stand up BSA/AML and lending programs, own licensing and regulator relationships, establish fraud detection and operations, set enterprise risk framework, report to executives and Board, and recruit and scale the Risk & Compliance team.

Prepare quarterly and annual US federal and state income tax provisions and audited financial statements; gather and prepare workpapers for US tax returns; leverage technology (including AI) for process improvement; research tax issues and provide recommendations; and communicate with federal and state tax authorities on tax matters.

This role ensures compliance with US Government regulations, advises on labor policies, improves processes, and addresses audit findings.

Provide second-line compliance oversight for corporate lending, structured products and commercial real estate. Monitor and challenge compliance identification, escalation, remediation, and regulatory matters; advise on regulatory change and lending policy; assess credit product and deal-structure risk; lead standards, governance, and remediation efforts; interface with Legal, Audit, and regulators.

Lead compliance for prime brokerage and equities: develop and enforce regulatory policies, monitor trading and brokerage activities, manage risk and controls, liaise with regulators, and lead a compliance team to ensure adherence to SEC/FINRA and internal standards.