Compliance Officer

Posted 14 Days Ago
Be an Early Applicant
Paducah, KY, USA
In-Office
Mid level
Financial Services • Agriculture
The Role
Ensures compliance with regulatory requirements, financial institution laws, and internal policies. Maintains the policies and procedures manual, coordinates policy adoption and review, supports risk management, oversees internal controls for credit processes, coordinates audits and follow-up, tracks regulatory updates, and provides compliance and credit policy training.
Summary Generated by Built In

BASIC FUNCTION:
Ensures compliance with regulatory requirements and applicable policies and procedures governing business practices. Also may be responsible for supporting the Risk Management function. Manages and maintains the Association’s policies and procedures manual and processes for policy/procedure adoption, publishing and review.

REPORTS TO: CEO

SUPERVISES: None

MINIMUM QUALIFICATION:

EDUCATION:    Education and/or experience equivalent to an AA degree in Business or related field. EXPERIENCE:    Three to Five year of related experience.
SENSORY AND PHYSICAL REQUIREMENTS:

Must have ability to read documents from many sources.
Must be able to communicate audibly in and with staff, customers and general public.

DESIRABLE QUALIFICATIONS:

-    Excellent organizational skills; proficient in the use of personal computers, multi-tasking. Good judgment and communications (oral and written) skills;
-    Broad understanding of the laws and regulations governing financial institutions;
-    Excellent interpersonal and communication skills;
-    Ability to communicate information and ideas in writing and speaking so that others will understand RESPONSIBILITIES (the essential responsibilities of the position include, but are not limited to):
35% 1. Provides a Level of Internal Control for Credit Processes/Policies

35% 2. Serves as Compliance Officer

10% 3. Coordinate Audits/Tracking/Follow Up

10% 4.  Keep Informed on Policy and Procedures updates; Coordinate Training as needed

10% 5.  Credit Policy Training with New Lenders


Skills Required

  • Education and/or experience equivalent to an associate degree in Business or a related field
  • Three to five years of related experience
  • Ability to read documents from many sources
  • Ability to communicate audibly with staff, customers, and the general public
  • Excellent organizational skills
  • Proficiency using personal computers
  • Ability to multitask
  • Good judgment and oral and written communication skills
  • Broad understanding of laws and regulations governing financial institutions
  • Excellent interpersonal and communication skills
Am I A Good Fit?
beta
Get Personalized Job Insights.
Our AI-powered fit analysis compares your resume with a job listing so you know if your skills & experience align.

The Company
HQ: Mayfield, Kentucky
77 Employees
Year Founded: 1916

What We Do

River Valley AgCredit is part of the nationwide Farm Credit System, providing financing for agriculture and rural living since 1916. We serve Western Kentucky as well as 12 counties in Tennessee with a total of 14 Service Centers conveniently located to serve you. We have more than $475 million in loans outstanding to more than 5,000 members and are controlled by a group of local directors who are also farmers. We are a team of financial professionals with the experience and knowledge to provide the help you need when you need it. We also know agriculture and country living. We’re federally chartered, but locally operated by people you know and trust. Our combination of competitive rates, personal service and extensive local knowledge is unmatched in the financial world. Contact us and see what we can do for you.

Similar Jobs

In-Office
3 Locations
4040 Employees
75K-85K Annually

Dynatrace Logo Dynatrace

Senior Data Analyst

Artificial Intelligence • Big Data • Cloud • Information Technology • Software • Big Data Analytics • Automation
Remote or Hybrid
United States
5600 Employees
90K-110K Annually

BECU Logo BECU

Director, Forecasting & Planning

Fintech • Financial Services
Remote or Hybrid
3 Locations
3000 Employees
155K-288K Annually

Sprout Social Logo Sprout Social

Product Manager

Marketing Tech • Social Media • Software • Analytics • Business Intelligence
Easy Apply
Remote or Hybrid
US
1400 Employees
165K-272K Annually

Similar Companies Hiring

Amalgamated Sugar Thumbnail
Food • Greentech • Agriculture • Industrial • Manufacturing
Boise, Idaho
768 Employees
Hanover Park Thumbnail
Artificial Intelligence • Fintech • Software • Financial Services
New York, New York
42 Employees
Onshore Thumbnail
Artificial Intelligence • Fintech • Software • Financial Services
New York, New York
60 Employees

Sign up now Access later

Create Free Account

Please log in or sign up to report this job.

Create Free Account