Top VP of Finance Jobs

Lead the Code of Conduct Compliance program, with emphasis on outside interests and external relationships. Interpret policies, manage conflicts disclosures and preclearance, support controls and strategic initiatives, analyze program effectiveness, create senior-management reporting, draft policies and training, and oversee system entitlements and records. Partner with Compliance, Legal, Human Resources, Employee Relations, Risk, Security, and business stakeholders across the firm.

Advises business and functional stakeholders on third-party and outsourcing risk, independently assesses supplier control gaps and residual risk, recommends mitigations, and supports supplier resilience and exit planning. Leads risk decision forums, governs supplier AI usage, improves risk processes and controls, and prepares executive-ready reporting for operational risk leaders. The role requires strong stakeholder management, governance, risk advisory, and reporting capabilities.

Leads futures and options-on-futures trade surveillance across North and Latin America. Reviews alerts, analyzes trading activity for market manipulation or impermissible behavior, escalates concerns, supports regulatory examinations, and partners with Compliance, Legal, business management, and technology teams. The role also defines surveillance requirements, performs analysis and user acceptance testing, and implements enhanced surveillance processes.

Supervise financial advisors through account and book reviews, monitor suitability and regulatory compliance, analyze risks and escalations, refine review procedures, communicate policy changes, and mentor staff. The role requires securities supervision expertise, extensive knowledge of FINRA, MSRB, and SEC regulations, client and advisor engagement, and frequent collaboration with senior stakeholders. Travel is required up to 50% of the time.

Leads Pfizer’s global Digital Finance organization and enterprise Planning, Budgeting and Forecasting transformation. Owns AI-native forecasting, Oracle EPM and related finance platforms, data foundations, SOX controls, responsible AI governance, vendor relationships, budgets, and global teams. Partners with senior executives across Finance, Commercial, PGS, R&D, and Digital to drive platform strategy, adoption, forecast accuracy, operational reliability, and continuous improvement across planning, consolidation, close, reporting, controllership, tax, and treasury.

Leads operational risk and control management for Wealth Management Investment Product Operations. Responsibilities include identifying and assessing risks, designing sustainable controls, remediating control gaps, developing governance and monitoring strategies, applying analytics and AI/LLM capabilities, and leading cross-functional teams. The role partners with business, operations, technology, audit, compliance, legal, and risk stakeholders while driving change management, process optimization, and operational excellence.

Lead end-to-end implementation and ownership of FRTB capital (IMA and SA), develop regulator-ready market risk capital analytics, run scenario analyses, manage controls/governance, translate regulation into solutions, and advance AI/LLM and data strategies to improve analytics and reporting.

Oversee third-party data consumption across business lines, including credit bureau data. Manage controls, regulatory compliance, audit readiness, Agile initiatives, supplier procedures, data transfers, and analytical request prioritization. Collaborate with business partners, credit reporting agencies, suppliers, and technology teams to improve processes, standardize data usage, and strengthen risk controls.

Leads origination and execution of asset-backed credit facilities within Corporate Debt Finance. Advises on structured capital solutions, rated note feeders, insurance capital financing, and securitization products. Manages term sheets, legal documentation, diligence, credit approvals, portfolio oversight, client relationships, and new product development. Collaborates with Credit Risk, Sales and Trading, Syndicate, Investment Banking, Compliance, Legal, and other teams while supporting business strategy and regulatory requirements.

Lead origination and execution of asset-backed credit facilities within Corporate Debt Finance. Advise on capital solutions, rated note feeders, insurance capital financing, structured products, and securitizations. Manage term sheets, legal documentation, diligence, credit approvals, client relationships, and portfolio oversight. Partner with Credit Risk, Sales and Trading, Syndicate, Investment Banking, Corporate Banking, DCM, Leveraged Finance, Compliance, and Legal teams while supporting product growth and business strategy.

Leads second-line operational risk oversight for AI, automation, advanced analytics, and technology-enabled processes in consumer banking operations. Evaluates AI lifecycle governance, controls, data, model, privacy, compliance, resiliency, and customer-impact risks. Provides credible challenge, performs risk assessments and reviews, identifies control deficiencies and emerging risks, and escalates issues. Partners with business, technology, data, cybersecurity, legal, compliance, model risk, and privacy teams while translating complex risks into recommendations for senior management.

Partners with Financial Advisors to construct portfolios, select securities, implement investment solutions, and conduct high-net-worth client reviews. Supports wealth planning, lending, mortgage, banking, and digital offerings; identifies new business opportunities; develops marketing strategies and presentations; stays current on products, research, technology, and regulations; and handles client service requests.

Leads operational and compliance risk management for an investments business. Responsibilities include assessing risks and controls, advising on strategic changes, identifying and remediating control gaps, coordinating audits and regulatory exams, supporting product launches, developing governance insights through analytics and automation, and influencing senior stakeholders across business and control functions.

Leads compliance surveillance investigations involving insider trading, market manipulation, penny-stock fraud, money laundering, terrorist financing, and securities-law violations. Determines whether suspicious activity warrants SAR filing, drafts case memoranda and SAR narratives, prepares regulatory forms, manages investigative caseloads, collaborates across business groups, and supports special projects while maintaining confidentiality and accuracy.

Leads finance and business management for an HR talent segment, partnering with senior leaders on strategy, budgeting, headcount, governance, operating cadence, executive reporting, resource planning, productivity, and cost optimization. Manages cross-functional initiatives, identifies risks, supports investment decisions, and drives disciplined execution across recruiting, learning, and compensation priorities.

Independently reviews wholesale credit portfolios, validates risk ratings, assesses credit management effectiveness, identifies control concerns, monitors portfolio risks, and prepares detailed analyses. The role advises credit officers on policy, supports regulatory inquiries, interprets regulatory developments, and collaborates with risk management and banking stakeholders to strengthen credit governance.

Lead Runpod’s accounting organization and strategy, overseeing financial close, US GAAP reporting, technical accounting, audits, controls, tax, compliance, equity accounting, and accounting systems. Build and develop the team, establish SOX readiness, partner with executives and investors, and support financings and strategic transactions. Drive automation and AI across accounting workflows while ensuring the function is scalable, accurate, and audit-ready.

Leads 5–7 Field Supervision Managers, strengthening supervisory practices, regulatory compliance, risk management, disciplinary processes, enhanced supervision, financial monitoring, and review readiness. Partners with field, zone, and Home Office leaders to resolve complex supervisory matters, improve operational controls, monitor performance, and drive consistent execution across New York Life’s agency distribution system.

Leads cross-portfolio strategy for a small business credit card portfolio, covering spend, lending, rewards, growth, risk, and profitability. Uses analytics to size opportunities, prioritize initiatives, forecast impact, optimize rewards economics, define test-and-learn roadmaps, and monitor portfolio performance. Partners with product, risk, finance, analytics, and delivery teams to align stakeholders, manage dependencies, communicate executive recommendations, and drive measurable results.

Leads the design and execution of an enhanced control framework for Business Banking. The role oversees risk assessments, control issue detection, escalation, root cause analysis, remediation, anti-fraud and cybersecurity initiatives, and regulatory compliance. It uses analytics, automation, and machine learning to improve controls, while managing change, advising stakeholders, presenting to senior leadership, and leading cross-functional teams across Legal, Compliance, Audit, and Risk.

Leads enterprise-wide AML and sanctions compliance for Global Banking, developing requirements, policies, standards, and controls. Advises business and sales teams on KYC, OFAC, anti-corruption, financial crime risks, new products, transactions, and strategic initiatives. Assesses clients, geographies, products, and controls; addresses findings; monitors regulatory developments; supports senior committees; and drives process improvements and automation. Requires deep CIB product knowledge, digital asset experience, regulatory advisory skills, and the ability to influence senior stakeholders.

Conduct quantitative research and backtesting for credit trading strategies, implement production trading code, optimize client pricing, monitor performance, resolve trading issues, and collaborate with traders, sales, and technology teams to improve revenue and market-making across credit products.

Lead periodic credit reviews across mortgage, consumer, community banking, and international consumer portfolios. Direct review teams, assess underwriting quality and credit risk controls, analyze financial information, monitor portfolio trends, communicate findings to management, recommend corrective actions, and ensure adherence to firmwide credit policies. Partner with business and risk stakeholders while maintaining audit independence, support data analytics improvements, and complete special projects.

Manage portfolios and derivatives trading across multiple asset classes while developing portfolio, trading, and analytics infrastructure. Conduct quantitative research, statistical analysis, and data visualization to improve portfolio construction, risk management, and investment outcomes. Evaluate market conditions, enhance trading strategies, communicate investment insights to clients, and support institutional and wealth management solutions.

Leads ChowNow’s finance organization, overseeing FP&A, accounting partnership, financial modeling, forecasting, budgeting, KPI development, and business operations analytics. Advises the CEO, executive team, and Board on financial performance and strategy; supports fundraising and M&A initiatives; improves financial systems and processes; and develops scalable operating frameworks for a high-growth SaaS marketplace business.