Top Compliance Jobs

Lead tax compliance, audits, forecasting, and planning for federal, state, and local taxes. Manage a tax team, prepare tax calculations and filings, implement AI-driven process improvements, collaborate with finance/legal/audit, and maintain documentation and defense-ready workpapers for the Aerospace and Defense sector.

Lead end-to-end SOX/ICFR program for assigned businesses: manage risk assessments, control design and testing (TOD/TOE), remediation, stakeholder governance, and continuous improvement. Oversee audit workpapers, evaluate deficiencies, drive remediation and automation/rationalization initiatives, and coach the team to strengthen control culture across Finance, Operations, Technology, and business units.

Lead end-to-end SOX/ICFR workstreams: risk assessments, walkthroughs, testing, documentation, issue management, and auditor coordination. Oversee control design and operating effectiveness, drive remediation, coach junior staff, and report progress and risks to stakeholders to ensure audit-ready controls and timely delivery.

Lead end-to-end SOX and ICFR workstreams including risk assessments, walkthroughs, testing, documentation, issue remediation, and auditor liaison. Coordinate with control owners, coach junior staff, maintain audit-ready control documentation, and report progress and risks to leadership while driving continuous improvement and automation opportunities.

Support lending compliance monitoring and reviews for consumer, mortgage, and commercial loans. Ensure adherence to federal/state laws (ECOA, FCRA/FACTA, HMDA, RESPA, TILA, etc.), maintain HMDA/CRA data, track and resolve compliance issues, assist with audits/examinations, and provide guidance to departments. Perform file reviews, data validation, and participate in special projects and training.

Lead the US Sanctions Compliance program as a subject-matter expert on OFAC and multijurisdictional sanctions. Oversee sanctions screening operations, policy development, regulatory examinations, and OFAC engagement. Partner with Technology, Data, and risk teams to tune screening systems, improve metrics and reporting, and deliver targeted training to strengthen sanctions risk awareness across the institution.

Perform end-to-end audits of franchise owners and related businesses to verify sales reporting and royalty payments. Review accounting records (financial statements, bank statements, tax returns), collect audit materials and monies, issue audit reports, teach proper bookkeeping, and communicate findings to franchise staff and corporate departments. Prepare status reports and participate in special projects.

The Director of Mortgage Compliance leads the compliance program, ensuring adherence to mortgage lending regulations and fostering a culture of compliance across departments.

The role involves project management, data validation, preparing presentations, and coordinating reports with technology teams, along with compliance tasks.

The Compliance Analyst tracks US federal regulations, ensures compliance, conducts assessments, communicates updates, and manages compliance-related documentation and customer communications.

The Compliance Analyst investigates potential Anti-Money Laundering activities, produces reports, and collaborates with partners for effective case management.

The Compliance Analyst will track and review regulations, conduct compliance assessments, manage compliance design specifications, and communicate with various stakeholders to ensure compliance with regulatory standards in mortgage and non-mortgage loan servicing.

The Compliance Officer I will review loans to ensure they meet investor and regulatory guidelines by validating processing and reviewing necessary documents and systems.

The Compliance Analyst will investigate potential Anti-Money Laundering activities, produce reports, and coordinate with partners in the Financial Intelligence Unit.

The Compliance Analyst is responsible for ensuring product compliance with federal regulations, conducting assessments, and providing guidance to internal teams and clients. The role involves monitoring regulatory changes and conducting audits in the mortgage loan servicing sector, requiring significant travel.

Support development and implementation of mortgage compliance programs, maintain NMLS/licensing and regulatory filings, perform HMDA and fair lending analytics, assist with regulatory changes, exams, audits, QC audits and remediation, and provide subject-matter support for federal and state mortgage regulations.

The Director of Futures Operations will oversee trading and clearing, manage futures and options trade flow, and enhance operational processes while collaborating with compliance and risk teams.

The Associate Director of Research Administration ensures financial management of research projects, oversees staff, develops policies, and maintains compliance with regulations, fostering a high-quality service environment.