Top Compliance Manager Jobs

Own compliance advisory for the Affirm Card program across marketing, onboarding, payments, disputes, servicing, and new product features. Apply consumer finance regulations, review disclosures and UX, lead root-cause analysis and remediation, maintain risk assessments and controls, support regulatory exams and audits, and develop compliance training. Partner closely with Product, Engineering, Operations, Legal, Risk, and senior leadership to make independent, risk-based decisions.

Leads compliance and operational risk testing strategies across business lines. Oversees control assessments, identifies gaps, verifies effectiveness, drives remediation, manages complex testing initiatives, and communicates outcomes to senior stakeholders and regulators. The role also manages a diverse team and ensures alignment with firm policies and regulatory requirements.

Own Motive’s global financial products compliance program across AML/BSA, sanctions, KYC/KYB, PEP screening, transaction monitoring, lending compliance, audits, and regulatory relationships. Develop policies and controls, ensure operational effectiveness, manage bank and card network partners, monitor regulatory changes, support compliant product launches, and establish governance across multiple jurisdictions including the US, Canada, and UK/EU. Build the compliance function and advise leadership on compliance risk.

Leads quarterly and annual income tax provision processes under ASC 740, SEC tax reporting, and U.S. federal and state tax compliance. Reviews tax calculations, disclosures, reserves, book-to-tax adjustments, and filings; supports audits, examinations, planning, transactions, SOX controls, and process improvements. Partners with accounting, legal, treasury, auditors, and external tax providers while managing compliance workstreams and developing tax technology capabilities.

Provides second-line compliance advisory and effective challenge for Capital One’s network and merchant businesses. The role develops network compliance expertise, assesses laws and regulations, identifies emerging payments risks, supports new products and business expansions, and collaborates with Business Risk, Legal, Audit, and senior leaders to strengthen risk management frameworks.

Serve as a second-line Compliance partner for the New-to-Credit card business, advising on product development, controls, monitoring, remediation, and regulatory requirements. Perform control assessments, validations (including UDAAP), review audit and exam issues, support third-party compliance testing, analyze compliance data, and participate in governance and reporting to ensure scalable, compliant business growth.

Provides second-line compliance and risk management support for a credit card business. Advises leaders on regulatory requirements, product development, controls, policies, monitoring, remediation, UDAAP, compliance testing, third-party compliance, and governance reporting. Reviews control assessments, evaluates audit and regulatory issues, identifies risks, and recommends corrective actions. Requires strong knowledge of compliance frameworks, applicable laws, and card operations, with occasional travel to company locations.

Leads independent, risk-based regulatory compliance testing across U.S. consumer protection, payments, safeguarding, state money transmission, disclosures, complaints, and remediation. Defines testing populations, evidence plans, procedures, and failure criteria; evaluates control design and operating effectiveness; analyzes data; writes findings and reports; validates remediation; challenges stakeholders; and supports examinations, audits, partner due diligence, and governance reporting.

Owns complex sanctions compliance workstreams, including remediation, audit and controls testing, alert adjudication, policy governance, training, control specifications, risk assessments, metrics, and regulatory intelligence. Serves as a sanctions subject matter expert across global teams, independently interpreting OFAC and other international sanctions regimes, preparing executive and regulator-ready materials, and coordinating cross-functional initiatives with Legal, Product Compliance, Identity and Trust, Operations, auditors, regulators, and banking partners.

Leads the consumer finance compliance program, including regulatory strategy, risk assessments, monitoring, testing, complaints and issues management, vendor oversight, marketing review, training, and regulatory change management. Advises leadership on federal and state consumer protection requirements, engages with regulators and bank partners, and builds and manages a compliance team while identifying opportunities to automate compliance workflows.

Provides second-line compliance risk oversight for the U.S. credit card business. Advises Customer Servicing and Strategy teams on regulations, products, processes, controls, monitoring, remediation, and compliance risk. Performs control assessments, UDAAP reviews, testing, issue evaluation, regulatory guidance, reporting, governance activities, and compliance program development. Maintains expertise in Regulation Z, Regulation B, FCRA, UDAAP, and the Compliance Risk Management Framework while partnering with business leaders and challenging compliance decisions.

Leads risk operations and compliance teams managing alerts, case investigations, representment, collections handoffs, return-rate monitoring, bank-partner responses, controls testing, audit evidence, fraud escalations, quality assurance, service levels, and operational capacity. The role owns procedures, remediation plans, analyst performance, workflow improvements, and compliance with NACHA thresholds and internal risk limits.

Oversee internal audits, regulatory compliance, internal controls, risk management, governance, and fraud investigations. Plan and execute audits, identify control weaknesses, recommend corrective actions, prepare reports, monitor remediation, support external audits and regulatory inspections, and collaborate with stakeholders to improve operational efficiency and compliance.

Manages Common App’s enterprise risk and compliance programs, including policy management, regulatory deadline tracking, fraud and whistleblower case preparation, compliance inquiries, governance, and risk reduction. Supports Legal and organizational leadership through investigations, due diligence, reporting, presentations, administrative coordination, and confidential information management.

Provide independent second-line compliance oversight for U.S. Corporate Office programs. Support design, implementation, assessment, and monitoring of regulatory compliance management activities; advise stakeholders, manage regulatory reviews and escalations, prepare reporting and audit responses, and drive remediation. Partner with Legal, Risk, Finance, Audit, Technology and business units to identify and mitigate compliance risk across jurisdictions.

Manage semi-monthly payroll for U.S. and expatriate staff, including tax filings, reconciliations, audits, and regulatory compliance. Administer corporate insurance, incident reporting, governance tracking, and risk-management activities across international operations. Maintain payroll policies, compliance databases, filing schedules, and insurance programs while partnering with HR, Finance, senior management, country teams, and external providers to resolve issues and improve processes.

Leads and enhances the bank’s fintech and consumer compliance program, overseeing embedded banking partnerships, risk monitoring, testing, regulatory examinations, audits, issue remediation, and compliance governance. Advises senior stakeholders on regulatory requirements, product development, customer-facing materials, emerging risks, complaints, training, reporting, and process improvements. Requires extensive banking-as-a-service knowledge and experience with consumer financial regulations.

Manage regulatory licensing, reporting, examination readiness, obligation inventories, control assessments, remediation tracking, and regulatory submissions for Mastercard’s payments and digital assets business. Coordinate with Legal, Compliance, Risk, Operations, Product, Finance, and business teams across U.S. and international jurisdictions. Prepare regulator communications, board and management reporting, compliance metrics, risk assessments, and evidence supporting examinations and licensing obligations.

Lead quarterly and annual tax provision under ASC 740, manage tax accounting close processes, oversee domestic and international filings, support tax credits and Section 174/382 analyses, forecast income and cash taxes, manage audits, and assist with transfer pricing and tax planning. Collaborate across the business to improve tax systems, processes, and reporting.

Leads Marvell’s IT SOX compliance program, including risk assessment, scoping, ITGC and ITAC testing, control documentation, audit coordination, remediation, training, and process improvement. The role supports technology implementations and partners with IT, internal audit, external audit, and business leaders. Candidates need 8+ years of IT SOX or IT audit experience, Oracle EBS expertise, and proficiency with audit platforms such as AuditBoard or Fastpath.

Lead quarterly and annual tax provisions under ASC 740, manage tax accounting close processes, oversee domestic and international filings, and handle tax audits and notices. Perform R&D tax credit, Section 174, Section 382, forecasting, cash tax, transfer pricing, and tax planning analyses. Collaborate across the business to improve tax systems and processes while communicating tax matters to leadership.

Leads strategic execution for AbbVie’s Office of Ethics and Compliance by aligning risk assessments, compliance priorities, and cross-functional initiatives. Develops project plans, analyzes compliance risks and trends, prepares leadership and Board materials, supports change management, and advises stakeholders on program effectiveness. Also manages OEC development initiatives, reporting, operational excellence, and strategic projects.

Manage and continuously optimize the Compliance Management System, including external assessments, vendor monitoring, compliance training, governance documentation, and reporting. Serve as a risk and compliance subject matter expert for regulated partners, advise cross-functional teams, identify control gaps, and implement scalable process improvements. Use AI and automation to improve compliance efficiency while validating recommendations and ensuring accountability across partnerships.

Leads enterprise compliance programs and regulatory governance frameworks, providing second-line oversight, risk assessments, monitoring, testing, effective challenge, issue remediation, and regulatory change management. Advises senior leaders and partners with business, legal, risk, HR, audit, and regulatory teams. Oversees programs involving Regulation W, conflicts of interest, employee activities, accessibility, and related enterprise requirements while preparing governance reporting and supporting examinations, audits, and regulatory inquiries.

Manages financial services compliance governance, including issue and action-plan tracking, regulatory change management, books and records, exam coordination, emerging-risk mitigation, and compliance reporting. Partners with internal audit, risk, testing, and business stakeholders to resolve issues, standardize processes, implement controls, coordinate initiatives, and present findings to management. Requires strong knowledge of securities and banking regulations, analytical skills, and the ability to manage multiple priorities independently.