Top Compliance Manager Jobs

As a Manager in Financial Services International Tax Compliance, you will analyze complex tax scenarios, lead teams, and develop strategic tax solutions for multinational clients while ensuring compliance with regulations.

Lead North America regulatory oversight issue management: track issue lifecycle, develop region-specific procedures, perform root-cause analysis, create metrics/dashboards, collaborate with product/operations/legal/finance, and communicate issues to senior management and regulators.

The Product Compliance Manager oversees compliance for Square's Lending products, ensuring adherence to legal obligations and effective risk management within product development.

Lead design and operation of Apex Asset Managements Advisers Act compliance program. Own regulatory filings and SEC/state exams, oversee marketing and solicitation compliance, portfolio/trading controls, vendor due diligence, and training. Partner with Legal, Operations, Product, and enterprise compliance to implement monitoring, testing, and reporting for sub-advisory, co-advisory, and solicitor/promoter arrangements.

Manage Wise's US and Canada Regulatory Compliance, develop product compliance controls, execute risk assessments, and communicate results. Requires strong regulatory knowledge in payments.

The FinCrime Product Compliance Senior Manager focuses on developing scalable processes for managing financial crime risks, collaborating with product teams, and ensuring compliance for Wise's Platform products in North America.

Lead and optimize the IT SOX program, perform IT process and control reviews, oversee SOX testing (ITGCs/ITACs/IPEs), liaise with external auditors, manage remediation, and build a high-performing team while advising executive leadership on control improvements.

The role involves ensuring compliance with regulatory requirements, providing advisory solutions, and leading compliance assurance activities. Key responsibilities include risk assessment, reporting to management, and addressing compliance deficiencies while working with various stakeholders.

The Compliance Manager oversees the internal control framework, compliance programs, and operational risk management, collaborating with various teams to ensure regulatory compliance and process improvements.

Manage international tax compliance for Sony Corporation, including tax reporting, preparation and review of income tax returns, and liaison with business units.

Lead and improve payroll operations and controls, manage the Payroll team, ensure global payroll compliance and accurate reporting, support CFO on finance and accounting projects, drive process improvements and system initiatives (including ERP/payroll systems), prepare for audits, and mentor staff to maintain continuity and scalability across finance functions.

Manage the Loans Enablement Platform team, develop risk frameworks, conduct audits, ensure compliance with regulations, and foster risk awareness.

Manage Compliance frameworks, lead assurance activities, and implement regulatory changes in Personal Financial Services. Advise stakeholders to enhance compliance practices and drive a culture of compliance across teams.

Manage design, execution, and continuous improvement of compliance activities for payments. Conduct assessments, control testing, regulatory analysis, remediation planning, reporting, policy maintenance, and stakeholder training to reduce regulatory risk and support audit readiness.

Lead government accounting operations, ensuring compliance with regulations, managing a remote team of accountants, and optimizing processes for operational efficiency.

Lead enterprise payments compliance for merchant acquiring and processing, ensuring adherence to card network, sponsor bank, NACHA, PCI DSS and AML/BSA rules; partner cross-functionally, manage audits and reviews, maintain regulatory relationships, develop controls/training, oversee third-party and settlement compliance, and mentor compliance team.

Lead regulatory compliance activities within second-line Credit Risk, review controls and policies, manage regulatory issues and remediation, engage stakeholders, monitor regulatory changes, and translate requirements into control and process improvements to ensure adherence to US regulatory compliance framework.

Lead all aspects of U.S. income tax compliance for the company, including federal, state, international reporting, and tax provision support. Manage audits, improve processes, and supervise the tax team.

The FCC Control Manager oversees AML/CFT compliance initiatives, manages risk assessments, and coordinates audits, ensuring regulatory adherence within banking operations.

The Manager, Compliance oversees compliance activities, manages a team, ensures regulatory adherence, coordinates regulatory exams, and supports business units.

The Audit Manager II oversees audits focusing on compliance with regulations, leads audit engagements, and supports risk management strategies.

Lead a team delivering motor fuels tax compliance and consulting services: manage monthly returns, client onboarding, data review, reconciliations, quality control, billing support, and client/staff communications while ensuring timely, accurate project delivery.

Lead end-to-end execution of U.S. federal and domestic corporate income tax returns, manage return workpapers and elections, reconcile return-to-provision differences, oversee information reporting, coordinate with advisors and Tax Strategy, maintain audit-ready documentation, support IRS audits, and identify process improvements to enhance compliance efficiency.

The Compliance Business Oversight Manager oversees compliance in Consumer Banking, ensuring adherence to regulations, managing compliance risks, and advising stakeholders on best practices.

The Risk Control Manager will support fraud risk assessments, control evaluations, and contribute to process improvements while collaborating with partners and enhancing the fraud risk framework.