Top Compliance Manager Jobs

Lead SOX risk assessment and control design/testing for assigned financial processes. Mentor SOX specialists, coordinate with finance, IT, and auditors, evaluate project impacts on controls, drive remediation, maintain SOX records in BWise, and report metrics to leadership while ensuring compliance with accounting and auditing standards.

Lead SOX 404/302 compliance and internal controls activities, perform pre/post system implementation reviews, manage Entity Level Controls assessments, liaise with external auditors, draft findings and reports, and present control status to senior management.

Serve as the Line of Business Compliance Officer for U.S. Corporate Card Programs, providing independent, second-line oversight. Assess compliance risk for products, features, marketing, disclosures, and digital journeys; support CRA, RCIM, KRIs, and RBST; identify and drive remediation of compliance issues; collaborate with Legal, Audit, Financial Crimes, Privacy and other stakeholders; assist with regulatory examinations and inquiries.

Lead BSA/AML operations and staff, ensure timely SAR/CTR/314/OFAC reporting, maintain QA and validation, develop procedures and playbooks, support regulatory exams, analyze trends and risks, and advise business units on financial crime mitigation.

Manage compliance for federal, state, and local government grants by developing policies and SOPs, conducting internal monitoring and audits, preparing for external audits, partnering with program and finance teams for documentation and reporting, delivering compliance training, and advising leadership on continuous improvement and risk mitigation for assigned grants (TTF, SRAE, etc.).

Provide independent second-line compliance oversight for U.S. Corporate Office programs. Support design, implementation, assessment, and monitoring of regulatory compliance management activities; advise stakeholders, manage regulatory reviews and escalations, prepare reporting and audit responses, and drive remediation. Partner with Legal, Risk, Finance, Audit, Technology and business units to identify and mitigate compliance risk across jurisdictions.

Lead and coordinate state and local audits, manage multi-entity compliance for taxes and licenses, maintain audit-ready documentation, evaluate and improve internal controls, track and resolve notices/assessments, develop compliance policies and reports, and support compliance systems and process improvements across hospitality properties.

Lead HL's regulatory engagement and policy insight activities within the second line of defence. Monitor and interpret UK regulatory developments, coordinate external engagement and consultation responses, produce executive briefings, identify regulatory risks and partner with Compliance, Risk, Legal and Public Affairs to shape strategic responses and influence policy outcomes.

Serve as a finance business partner overseeing North America trade audit and SOX compliance. Analyze audit findings, identify risks, strengthen controls, drive process improvements, deliver training, and influence stakeholders to protect trade investments and improve business performance.

The Manager of SEC Reporting oversees compliance, reporting, and accounting processes. This role ensures timely SEC filings, coordinates with other teams, and supports risk and compliance initiatives, while leading a robust accounting organization.

Lead second-line oversight for payment network and partner compliance globally. Provide independent challenge to first-line teams on network rules, due diligence, monitoring, issue escalation, and remediation. Advise senior leadership, manage cross-functional responses to partner and regulatory requests, drive process automation and AI-enhanced workflows, and scale compliance programs across jurisdictions while maintaining strong stakeholder relationships.

Manage U.S. international tax compliance and reporting, oversee informational returns (Forms 5471, 8858, 8865, 1042/1042-S), FBAR, W-8s; support tax provisions, research tax issues, coordinate with consultants and treasury, and drive process improvements across international tax function.

Lead and govern SPE's IT SOX program, overseeing ITGCs, CLCs, and SOX readiness for implementations and transformations. Perform IT risk assessments, drive control design and remediation, embed compliance into the SDLC, coordinate internal/external audits, and advance automation and governance for emerging technologies.

Lead end-to-end compliance due diligence and control reviews for prospective payments clients. Assess complex business models, payment flows, and regulatory requirements; recommend onboarding decisions; advise on AML/BSA, sanctions, CIP/CDD/EDD; partner with banks, payment networks, and internal stakeholders; improve onboarding policies, SOPs, and governance; mentor junior compliance staff and monitor regulatory and card network developments.

Lead and modernize the organization-wide grant compliance program, ensuring adherence to federal, state, local, and private funder requirements. Oversee compliance monitoring, financial stewardship, reporting, Single Audit readiness, internal controls, process improvements, and risk mitigation. Partner with Finance, Programs, Development, and Executive Leadership to design scalable workflows, conduct internal reviews, and respond to funder inquiries and audits.

Manage government accounting and compliance, ensuring adherence to regulations and standards while supporting US government operations. Lead financial reporting and audits, collaborate with teams, and maintain scalable accounting processes.

Lead and manage complex financial investigations, forensic accounting, and regulatory compliance engagements. Oversee case teams, conduct investigative interviews and internal control testing, write client-facing reports, manage client relationships, and drive business development while ensuring high standards of case delivery and team development.

Lead and manage the enterprise SOX control framework: scope, risk assessment, control design, documentation, testing, deficiency remediation, and auditor liaison. Partner cross-functionally to embed controls in transformations and drive automation and efficiency across the program.

Lead the investment compliance Monitoring function, overseeing pre-trade, post-trade, and batch monitoring in Charles River. Guide complex compliance interpretations, manage violation escalation and remediation, drive automation and rule optimization, support regulatory changes and vendor oversight, and develop team capability while partnering with Investment, Legal, Risk, and Operations to strengthen governance and controls.

Oversee mortgage compliance program: manage licensing and exam readiness, handle complaints and SAR reviews, support audits, track corrective actions, and advise staff on regulatory matters while partnering with operations and QC/QA.

Manage Talos Energy's tax compliance across federal, state, local, indirect, property and franchise taxes. Oversee filings, maintain compliance calendar, prepare supporting workpapers, coordinate with internal teams and third-party providers, respond to audits and notices, support tax provision and SOX controls, monitor tax law changes, and coach tax staff.

Serve as the primary compliance liaison for Personal Financial Services, ensuring alignment with Bank Negara Malaysia and Shariah requirements. Lead policy reviews, gap analyses, compliance self-assessments, and independent control testing. Investigate non-compliance incidents, manage disciplinary cases, validate corrective actions, and report breaches and KRIs. Deliver targeted compliance training and foster a strong compliance culture across PFS.

The Executive Manager for Financial Crime Compliance oversees regulatory engagements, designs compliance frameworks, and manages financial crime incidents. This leadership role involves strategic advisory, policy development, and enhancing governance in AML, CTF, and related fields.

Lead mortgage origination compliance by interpreting federal and state regulations, implementing policy and systems controls, performing loan testing and marketing reviews, managing staff, training employees, and coordinating with Legal and business units to remediate compliance issues.

Manage international tax compliance for Sony Corporation, including tax reporting, preparation and review of income tax returns, and liaison with business units.