Top Compliance Manager Jobs

Leads financial compliance and risk mitigation for Supply Chain Finance. Responsibilities include reviewing payment-term exceptions, supplier credit risk, inventory and government property compliance, material inflation exposure, supplier claims, and audit support. The role prepares compliance reports, improves documentation and processes, supports data governance, and collaborates with Supply Chain, Accounting, Finance, Procurement, and Legal teams. It requires strong analytical skills, financial controls experience, and familiarity with defense-industry compliance requirements.

Manages portfolio-wide Housing Assistance Payment posting, reconciliation, ledger corrections, voucher coordination, variance resolution, and subsidy receivables reporting across HUD-subsidized properties. The role supports month-end close, audits, MORs, property onboarding, process standardization, and staff training while coordinating with compliance, accounting, site teams, Contract Administrators, and PHAs.

Develop and implement a risk-based U.S. compliance program, including regulatory monitoring, risk assessments, controls, financial crime initiatives, whistleblowing, conflicts of interest, training, and regulatory change management. Advise U.S. leadership, support regulatory examinations, oversee compliance reporting, and partner with global Compliance, Legal, Risk, Audit, and business teams to promote ethical conduct and manage regulatory risk.

The Compliance Business Oversight Manager oversees compliance in Consumer Banking, ensuring adherence to regulations, managing compliance risks, and advising stakeholders on best practices.

Owns day-to-day corporate tax operations, compliance calendars, multistate indirect tax filings, nexus analysis, tax controls, income tax coordination, international tax matters, notices, examinations, and ancillary reporting. Partners with internal teams and external advisors to assess tax impacts of products, channels, pricing, and cross-border activities. Maintains tax infrastructure, reconciliations, registrations, documentation, and process improvements while supporting legal entity, transfer pricing, acquisition, R&D credit, and other tax projects.

The Senior Compliance Manager will build and scale a consumer-lending compliance program. Responsibilities include advising product development, partnering with Legal and bank partners, designing automated compliance workflows, creating dashboards and reporting, managing complaints and remediation, tracking issues, and delivering compliance training. The role requires expertise in consumer protection regulations, fintech or financial-services compliance, data-driven risk management, and cross-functional influence.

Manages external and internal audits, compliance reviews, internal controls, risk assessments, financial reporting support, and tax-related documentation. The role evaluates control effectiveness, tracks remediation, coordinates auditors and regulatory inquiries, reviews accounting records, and develops compliance policies. It also supervises and mentors accounting and compliance staff while supporting process improvements, system implementations, and special projects.

Manages payroll compliance programs, internal controls, audits, regulatory monitoring, and risk mitigation across multi-state operations. Serves as the UKG Pro and UKG Workforce Management subject-matter expert, reviewing configurations, controls, reporting, system changes, and payroll anomalies. Uses AI and analytics to improve audits, identify exceptions, document compliance activities, and enhance operational efficiency while partnering with Legal, HR, Finance, Tax, Benefits, Operations, and Internal Audit.

Provides compliance oversight, regulatory advice, effective challenge, and risk management for US Digital and Consumer Banking. The role monitors testing, issues, complaints, controls, and regulatory changes; advises business leaders; reviews new initiatives and AI-related risks; maps regulations to controls; and supports risk assessments, audits, exams, executive presentations, and remediation. The manager serves as a subject matter expert on consumer banking regulations and leads cross-functional efforts to strengthen compliance programs.

Provides strategic leadership for global AML and sanctions programs, including crypto and digital-asset financial crime risks. Advises senior stakeholders, interprets regulations, leads risk assessments and remediation initiatives, evaluates controls, and oversees governance, reporting, and escalation. Partners with Legal, operations, technology, and financial intelligence teams to address control gaps and improve compliance programs. Coaches colleagues and supports risk-based decision-making across a global organization.

Oversee enterprise risk management, insurance claims, litigation coordination, regulatory compliance, audits, and corrective actions. Analyze claims, accidents, litigation, costs, and commercial driver safety trends to identify exposure and recommend mitigation initiatives. Manage relationships with insurers, brokers, third-party administrators, outside counsel, executives, and operational leaders. Maintain risk policies, records, reporting, insurance renewal materials, and compliance practices involving OSHA, DOT, and other regulations.

Lead independent compliance testing reviews across consumer financial regulations, evaluating control design and effectiveness. Identify control gaps, recommend enhancements, analyze data, prepare testing reports, track remediation, and communicate risks to business partners and senior leadership. The role also supports audits, regulatory examinations, compliance initiatives, and data-driven testing capabilities while partnering across the organization to strengthen compliance risk management.

Lead Mercury’s Compliance Governance team and core Compliance Management System programs, including compliance risk assessment, policy governance, enterprise training, compliance reporting, and issues management. Drive exam and audit readiness, regulatory engagement, executive reporting, credible challenge, and scalable automation. Partner closely with Compliance, Enterprise Risk, Legal, Internal Audit, executives, regulators, and banking partners while developing team capabilities and aligning governance with regulated-bank expectations.

Oversee affordable housing compliance operations, including certifications, recertifications, file quality control, audits, regulatory updates, reporting, and process improvement. Lead, coach, and develop Compliance Specialists while monitoring workloads, service levels, performance metrics, and corrective actions. Partner with property operations, leasing, asset management, accounting, and development teams to meet occupancy and compliance goals. Support agency audits, investor reviews, policy development, system implementations, and departmental initiatives.

Own Trovy’s consumer financial services compliance function across lending and card programs. Manage the compliance management system, regulatory risk frameworks, mortgage servicing compliance, marketing reviews, licensing, regulatory reporting, examinations, partner reporting, vendor risk management, and privacy obligations. Advise product, engineering, marketing, operations, and leadership teams on federal and state regulatory requirements.

Leads financial crime compliance business analysis for AML modernization initiatives. Partners with compliance, risk, engineering, and IT teams to define requirements, map banking data, translate regulations into monitoring rules, evaluate vendor capabilities, conduct gap analysis, and manage UAT. Develops BRDs, FSDs, test plans, user stories, and acceptance criteria while supporting transaction monitoring, KYC, sanctions screening, investigations, case management, and regulatory reporting programs.

Manage and maintain the FI Connect Compliance Management System for a fintech lending platform. Lead compliance risk assessments, monitoring, testing, issue remediation, fair lending oversight, regulatory change management, licensing tracking, and review of lending disclosures and marketing materials. Advise product, operations, and business teams on consumer lending compliance, supervise a Compliance Analyst, analyze complaints, support audits and examinations, and administer compliance training.

Manages regulatory compliance monitoring and testing for a fintech financial services platform. Designs testing protocols, audits lending disclosures and credit notices, reviews marketing and complaint trends, monitors regulatory changes, conducts compliance audits, and recommends remediation. Partners with legal, compliance, business, and operational teams to identify risks and implement practical controls across U.S. lending products.

Provides second-line compliance risk oversight for the U.S. credit card business. Advises Customer Servicing and Strategy teams on regulations, products, processes, controls, monitoring, remediation, and compliance risk. Performs control assessments, UDAAP reviews, testing, issue evaluation, regulatory guidance, reporting, governance activities, and compliance program development. Maintains expertise in Regulation Z, Regulation B, FCRA, UDAAP, and the Compliance Risk Management Framework while partnering with business leaders and challenging compliance decisions.

Leads second-line oversight of PayPal’s global payment network and partner compliance programs. Responsibilities include independent challenge, partner due diligence, monitoring, risk identification, issue escalation, remediation, regulatory and network information requests, and executive advisory support. The role partners across Legal, Product, Risk, Sales, Partnerships, and Compliance to improve governance, automate workflows, and ensure adherence to Visa, Mastercard, regulatory, and contractual obligations.

Oversee multi-state and local tax compliance across multiple entities and jurisdictions, including sales and use tax filings, registrations, audits, notices, tax accruals, and risk mitigation. Manage and mentor a Sales Tax Specialist, coordinate income and franchise tax matters with external firms, maintain Avalara and NetSuite integrations, support tax configuration, and improve compliance processes and reporting.

Manage compliance for Invesco’s managed accounts business, serving as the fixed-income trading compliance lead. Responsibilities include developing pre- and post-trade monitoring rules, improving compliance workflows, interpreting advisory and regulatory requirements, supporting new products, leading cross-functional compliance projects, and enhancing technology-enabled testing and reporting processes. The role also serves as a liaison between business and compliance leaders and advises on SMA portfolio guidelines, trading systems, and risk-management improvements.

Leads NVIDIA’s global payment operations and compliance function, overseeing accounts payable payment processing, ERP and H2H bank transmissions, reconciliations, fraud detection controls, regulatory compliance, payment monitoring, automation, and a global payment processing team.

Lead the BSA/AML and Sanctions compliance program for a regulated fintech payments business. Responsibilities include maintaining policies, risk assessments, controls, and governance; translating regulations into product and control requirements; conducting counterparty due diligence; delivering training; supporting audits and regulatory examinations; and advising Product, Engineering, Legal, Sales, and other teams on compliance risks. The role requires deep payments, digital assets, blockchain, sanctions, AML, and fintech compliance expertise.

Oversee internal audits, regulatory compliance, internal controls, risk management, governance, and fraud investigations. Plan and execute audits, identify control weaknesses, recommend corrective actions, prepare reports, monitor remediation, support external audits and regulatory inspections, and collaborate with stakeholders to improve operational efficiency and compliance.