Top Compliance Manager Jobs

Lead compliance advisory for deposit and lending products by assessing regulatory risks and controls, developing policies and training, coordinating regulatory change, supporting testing and monitoring, tracking remediation, and communicating compliance analysis to management and oversight committees. Partner cross-functionally to embed compliance into product and operations.

Lead the global tax provision (ASC 740) and U.S. international tax compliance, manage filings and reconciliations, perform technical research, support M&A and audits, and drive tax process and technology improvements across the organization.

The Financial Planning & Analysis Compliance Manager will lead budgeting, forecasting, and compliance efforts, support audits, and develop financial models and reports.

Manage and strengthen the RIA compliance program: design and maintain policies, ensure exam readiness, monitor portfolios and controls, perform risk assessments and testing, prepare governance reporting, handle regulatory reporting and ad-hoc projects, supervise and guide junior compliance staff, and partner with senior leaders and the Investments CCO.

Lead uplift of risk and compliance frameworks and policies, identify and mitigate operational and regulatory risks, monitor controls, produce evidence packs, engage stakeholders across Line 1/2/3, and support BAU R&C activities for a regulated financial services environment.

As an Accountant/Financial Manager, you will manage federal financial reporting and compliance, support audit remediation, and improve internal controls.

Manage financial oversight and compliance for NC Emergency Management Hazard Mitigation grants, including policy development, GAAP and federal/state regulatory compliance, oversight of awarded funds distribution, technical assistance to local governments, and preparation/presentation of financial reports.

The Accounting & Contract Compliance Manager ensures fiscal accountability and compliance across contracts and grants, maintains financial records, and supports audit and reporting processes.

Manage a team of AML investigators, ensure compliance with AML regulations, analyze transaction alerts, and prepare reports. Develop AML policies and conduct training.

The Ethics & Compliance Manager oversees compliance processes to ensure adherence to laws and regulations, fosters a culture of integrity, and mitigates risks. Key responsibilities include risk assessments, compliance testing, process improvements, and training.

The Sr. Manager will oversee international tax compliance, manage a team, and enhance international tax processes, focusing on US federal income tax.

Lead and develop a team responsible for pre- and post-trade portfolio compliance monitoring, interpreting investment guidelines, managing breaches, and supporting board reporting and regulatory exams. Advise on product launches and onboarding, enhance compliance systems and data quality, drive process improvements, and train investment teams and trading desks.

The Audit Manager I will lead audit engagements, oversee audit processes, mentor staff auditors, and enhance risk management. They ensure audits align with regulatory guidelines and maintain communication with management regarding audit status and findings.

The SEC Reporting, SOX & ESG Compliance Manager prepares SEC filings, manages SOX compliance, and coordinates ESG reporting, collaborating across functions for process improvement.

The Fintech Compliance Lead will enhance the compliance program, lead fintech partnerships, evaluate risks, advise stakeholders, and support audits and training.

The SBA Portfolio Manager manages the SBA loan portfolio, ensuring compliance, evaluating servicing requests, and maintaining relationships with bankers. Responsibilities include risk management, documentation, and assisting with audits.

Lead and manage internal audit projects, ensure SOX compliance, assess internal controls, conduct audits, and mentor team members.

The Compliance Risk Manager is responsible for managing compliance risk assessment processes, leading risk assessment activities, producing reports, and ensuring adherence to regulations. Additionally, the role involves data analysis, risk monitoring, and collaboration with various business lines.

The Compliance Manager oversees the Compliance Management Program, ensures adherence to regulations, conducts risk assessments, and provides strategic compliance guidance to various business units.

Oversee SOX compliance, risk management, and audit project management, ensuring internal controls are effective and maintain compliance with US GAAP.

Manage the compliance risk program for mortgage lending by developing policies, ensuring adherence to laws, and conducting risk assessments.

The Audit Compliance Manager I oversees and conducts audits, ensuring compliance with standards while providing insights for operational improvements. They lead projects, communicate findings, and manage stakeholder relationships, focusing on internal controls and risk assessments.

The Audit Manager oversees audits, ensures compliance with standards, manages communication with stakeholders, and provides subject matter expertise.

The Compliance Manager will operationalize Aspen's RIA compliance standards into scalable workflows and systems while supporting regulatory requirements and enhancing compliance technology usage.

The AFC Manager oversees Anti-Financial Crime operations, ensuring compliance with laws, training staff, and implementing internal controls. They also liaise with regulatory authorities.