Top Compliance Manager Jobs

Lead compliance systems for mortgage originations, manage third-party integrations and testing, oversee regulatory disclosures and fee profiles, review new products, support examinations, remediate technical compliance issues, and supervise compliance analysts.

Manage a team of AML investigators, ensure compliance with AML regulations, analyze transaction alerts, and prepare reports. Develop AML policies and conduct training.

Support Senior Manager, Regulatory Compliance in uplifting Mercer Super's compliance framework. Maintain compliance management framework and policies, provide advice and challenge to business stakeholders, manage obligations and conflicts, support regulatory change, complete due diligence on regulated documents, and contribute to reporting and stakeholder engagement across Mercer Super and Marsh Pacific compliance.

Manage post-award grant compliance and stewardship, ensure cost allocation and restricted fund usage align with regulations and internal policies, maintain compliance documentation and reporting calendars, support audits, train staff, perform compliance reviews and financial analyses, and collaborate with accounting and program teams to mitigate financial risk.

Leads U.S. compliance work across BSA/AML, consumer financial protection, banking, payments, and card-network requirements. Reviews transaction-monitoring alerts, investigates suspicious activity, prepares SAR recommendations, and handles sanctions, PEP, and other high-risk cases. Translates regulations into controls and procedures, advises product and engineering teams, improves KYC/KYB and monitoring processes, supports audits and examinations, and manages relationships with regulators, banking partners, and internal stakeholders.

Build and operate the Trust Bank’s Compliance Management System, leading fiduciary compliance, third-party risk, affiliate transactions, privacy, UDAP, regulatory monitoring, training, and compliance reporting. The role prepares Board and committee materials, supports audits and examinations, drafts policies and procedures, and provides second-line oversight across risk assessments, monitoring, testing, and issue management.

Lead internal control and compliance activities including SOX testing, risk assessments, remediation projects, and month-end accounting support. Coordinate with internal and external auditors, maintain compliance reporting, manage ERP GRC processes, and support regulatory, tax, and statutory reporting. Provide training, process improvements, and monitor controls to mitigate financial and compliance risk.

Lead a team to design, develop, test, implement, and optimize AML transaction monitoring scenarios. Manage the full scenario lifecycle, collaborate with stakeholders (Product, Technology, Decision Science, Model Risk), evaluate ML opportunities, govern project intake, and report on scenario performance and KRIs/KPIs. Continuously improve detection coverage, efficiency, and documentation to support SAR processes.

Manages global tax compliance and reporting for investment funds, including investor Schedules K-1, federal, foreign, state and local filings, FATCA, CRS, ASC 740 disclosures, tax payments, and tax authority examinations. Oversees external providers, coordinates with accounting and operations teams, monitors regulatory changes, develops tax policies, supports investors, and leads tax-reporting training and process improvements.

Provide first-line compliance advisory for Personal Financial Services Credit; liaise with regulators and internal stakeholders; manage audits, assessments and regulatory implementation; drive reviews of regulatory guidelines, self-assessments and internal controls; perform mystery shopping and surveillance; develop dashboards, trainings and compliance programs; and support business unit compliance leads to strengthen governance and operational risk controls.

Lead design and daily operation of the Capital Partners compliance program, ensuring regulatory filings and controls for exempt reporting advisers and Bermuda investment entities. Monitor legal/regulatory developments, design risk-based testing, respond to regulators, support investor due diligence, provide training, and collaborate with global legal, risk, finance, and business teams.

Serve as the Line of Business Compliance Officer for U.S. Corporate Card Programs, providing independent, second-line oversight. Assess compliance risk for products, features, marketing, disclosures, and digital journeys; support CRA, RCIM, KRIs, and RBST; identify and drive remediation of compliance issues; collaborate with Legal, Audit, Financial Crimes, Privacy and other stakeholders; assist with regulatory examinations and inquiries.

The Manager of SEC Reporting oversees compliance, reporting, and accounting processes. This role ensures timely SEC filings, coordinates with other teams, and supports risk and compliance initiatives, while leading a robust accounting organization.

Manage U.S. international tax compliance and reporting, oversee informational returns (Forms 5471, 8858, 8865, 1042/1042-S), FBAR, W-8s; support tax provisions, research tax issues, coordinate with consultants and treasury, and drive process improvements across international tax function.

Lead end-to-end compliance due diligence and control reviews for prospective payments clients. Assess complex business models, payment flows, and regulatory requirements; recommend onboarding decisions; advise on AML/BSA, sanctions, CIP/CDD/EDD; partner with banks, payment networks, and internal stakeholders; improve onboarding policies, SOPs, and governance; mentor junior compliance staff and monitor regulatory and card network developments.

Lead and modernize the organization-wide grant compliance program, ensuring adherence to federal, state, local, and private funder requirements. Oversee compliance monitoring, financial stewardship, reporting, Single Audit readiness, internal controls, process improvements, and risk mitigation. Partner with Finance, Programs, Development, and Executive Leadership to design scalable workflows, conduct internal reviews, and respond to funder inquiries and audits.

Lead and manage complex financial investigations, forensic accounting, and regulatory compliance engagements. Oversee case teams, conduct investigative interviews and internal control testing, write client-facing reports, manage client relationships, and drive business development while ensuring high standards of case delivery and team development.

Lead the investment compliance Monitoring function, overseeing pre-trade, post-trade, and batch monitoring in Charles River. Guide complex compliance interpretations, manage violation escalation and remediation, drive automation and rule optimization, support regulatory changes and vendor oversight, and develop team capability while partnering with Investment, Legal, Risk, and Operations to strengthen governance and controls.

Oversee mortgage compliance program: manage licensing and exam readiness, handle complaints and SAR reviews, support audits, track corrective actions, and advise staff on regulatory matters while partnering with operations and QC/QA.

The Executive Manager for Financial Crime Compliance oversees regulatory engagements, designs compliance frameworks, and manages financial crime incidents. This leadership role involves strategic advisory, policy development, and enhancing governance in AML, CTF, and related fields.

Lead mortgage origination compliance by interpreting federal and state regulations, implementing policy and systems controls, performing loan testing and marketing reviews, managing staff, training employees, and coordinating with Legal and business units to remediate compliance issues.

Manage the Loans Enablement Platform team, develop risk frameworks, conduct audits, ensure compliance with regulations, and foster risk awareness.

Manage a portfolio of self-employed clients: prepare, review, sign, and file federal and state tax returns (1040, 1120-S); mentor and train junior tax staff; research and interpret tax laws; produce technical memos and compliance reports; collaborate cross-functionally and maintain knowledge of multi-state tax matters.

Lead and advise on compliance for vendor management, information security, data sharing, and vendor oversight. Build and improve policies, publish guidance, lead remediation, coordinate cross-functional teams, and support compliance for lending, funding, and card products.

Lead regulatory engagement and compliance for payments: manage inspections, audits, remediation, and licensing expansions; develop compliance frameworks, policies, and controls; perform due diligence and risk assessments for payment partners; monitor regulatory developments and coordinate cross-functional regulatory responses.