Top Compliance Analyst Jobs

Provides advanced financial and administrative support for oncology clinical trials and research programs. Manages study budget development, MCA negotiations, pre- and post-award finances, sponsor invoicing, grant tracking, CTMS oversight, and financial reporting. Ensures compliance with Baptist Health policies, research SOPs, NCI requirements, and sponsor guidelines while partnering with investigators, clinical operations, and finance leadership on trial startup, activation, and fiscal performance.

Conduct first-pass compliance reviews of affordable housing resident files across LIHTC, HUD Section 8, and USDA programs. Apply established rules to income, assets, deductions, certifications, and recertifications; verify automated outputs; document findings; escalate ambiguous cases; support testing and UAT; and meet accuracy, volume, and SLA targets.

Supports a nonprofit grant portfolio through financial analysis, compliance monitoring, invoice and reimbursement processing, budget-to-actual analysis, reporting, documentation management, and audit preparation. Reviews expenditures, procurement, contracts, vendor payments, and sub-recipient activity for compliance with federal, state, and local requirements, including 2 CFR Part 200. Coordinates with internal teams, supports monitoring and site visits, performs debarment checks, provides compliance assistance, and helps maintain internal controls and audit-ready grant files.

Manage end-to-end KYC and KYB onboarding for institutional clients, corporate entities, funds, trusts, and HNWIs. Conduct enhanced due diligence, assess regulatory and financial crime risks, investigate anomalies, and escalate concerns. Maintain compliance with AML, CFT, sanctions, privacy, and global regulatory requirements. Collaborate with sales and relationship teams, optimize onboarding workflows, support audits, maintain accurate records, track metrics, and assist with analyst training and policy updates.

Supports investment teams by monitoring transactions and holdings for compliance with client guidelines and regulatory requirements. Reviews investment management agreements, evaluates client guidelines, maintains the Sentinel monitoring system, provides real-time pre-trade support, resolves post-trade exceptions, and collaborates with relationship, product management, and portfolio management teams.

Audits revenue documentation, reconciles client records, and ensures compliance with accounting policies, carrier agreements, SOX, tax regulations, and GAAP. Collaborates with internal teams to resolve documentation discrepancies, prepares accounting reports, presents findings, supports policy and process improvements, and guides junior and offshore staff. The role also provides functional training and advice while managing multiple priorities in a hybrid work environment.

Conduct and execute compliance testing across firm businesses to assess adherence to regulations and firm policies. Gather and analyze data, document results, identify and escalate compliance risks, coordinate multiple reviews, and communicate findings with Compliance and business senior management globally.

Conducts risk-based compliance monitoring, audits, regulatory report validation, and corrective action oversight. Evaluates operational compliance, identifies deficiencies, tracks remediation, validates corrective actions, and supports internal and external audits. Maintains compliance reporting, dashboards, governance materials, and regulatory system activities, including HPMS support. Analyzes trends and risks for Compliance Committee, senior leadership, and Board reporting while improving compliance tools, processes, and controls.

Coordinates internal and external audit activities, regulatory submissions, compliance reporting, documentation, deadlines, findings remediation, and governance tracking. Maintains compliance operations records, dashboards, and reporting mechanisms while supporting regulatory systems and coordinating reviews with business areas.

Performs regulatory compliance monitoring and testing across the bank and affiliates. Researches applicable laws, regulations, and policies; documents and communicates findings; tracks corrective actions; supports risk assessments, procedures, reports, and merger-related testing; and maintains expertise in consumer protection, Anti-Money Laundering, and Bank Secrecy Act requirements.

Executes independent, risk-based compliance testing and validation across bank business units. Researches regulations, develops test procedures, analyzes controls, identifies compliance issues, documents findings, validates corrective actions, and communicates results to management and business partners. The role also provides regulatory guidance, manages testing engagements, supports compliance initiatives, and contributes subject-matter expertise, mentoring, and process improvements.

The Senior Financial Analyst supports the Global Development organization by ensuring compliance with financial activities and performing audits, mentorship, and process improvements related to Clinical Trials budgeting.

Supports SOX, internal audit, and financial statement audit activities within the Electric Boat Controller organization. Responsibilities include internal controls reporting, risk assessment, audit coordination, exception remediation, GRC audits, Oracle GRC access reviews, policy research, compliance documentation, and presentations. The role also drives automation using RPA, Alteryx, Power BI, and iGel while coordinating with auditors, control owners, and business teams.

Own day-to-day compliance operations, including KYB/CDD and enhanced due diligence reviews, customer risk ratings, sanctions and blockchain screening, RFIs, alert investigations, and case documentation. The role also manages partner and audit requests, maintains compliance procedures, tracks operating metrics, and partners with engineering to automate manual workflows. Candidates should have fintech, payments, crypto, or banking compliance experience and knowledge of AML, FinCEN, FATF, and digital-asset requirements.

Execute KYC/KYB onboarding and transaction monitoring: verify documents, analyze beneficial ownership, sanctions/PEP/adverse media screening, conduct enhanced due diligence, draft SARs, send RFIs, perform KYC refreshes, support policy improvements, and monitor emerging financial crime trends including on-chain analytics.

Supports enterprise risk management through risk reporting, committee and board materials, ERM framework maintenance, policy reviews, risk assessments, and Archer GRC dashboards. Develops AI capabilities for risk programs, collaborates on risk analytics and data management, communicates issues across business lines, and assists with enterprise risk initiatives. The role requires strong reporting, presentation, analytics, banking risk, communication, organizational, and Microsoft application skills.

The job description provides limited responsibility details for a Compliance Program Analyst role. The position requires U.S. citizenship or naturalized citizenship, and all work must be performed within the continental United States, Alaska, or Hawaii. The listed annual compensation range is $90,000 to $110,000.

Supports enterprise compliance and risk assurance activities, including SOC 2 and HITRUST readiness, audit fieldwork, control testing, evidence management, risk assessments, findings remediation, and IT general control reviews. The role analyzes control gaps and findings, maintains audit documentation in a GRC platform, coordinates auditor requests, and partners with compliance, legal, technology, finance, and business teams to standardize assurance processes.

Supports enterprise compliance and risk assurance activities, including SOC 2 and HITRUST readiness, evidence collection, control walkthroughs, audit fieldwork, IT general control testing, findings remediation, and risk assessments. Maintains audit evidence in a GRC platform, identifies systemic issues, supports regulatory reviews, and helps standardize external audit processes across business units. The role collaborates with compliance, risk, legal, technology, finance, internal audit, and business teams.

Supports citywide compliance by monitoring regulations, conducting assessments and audits, tracking risks, investigating incidents, documenting findings, coordinating corrective actions, preparing reports, and guiding departments on policies and best practices. The role also develops compliance materials, dashboards, training resources, and stakeholder communications while maintaining accurate compliance records.

Reviews and updates corporate policies, conducts compliance audits, prepares findings and corrective action plans, monitors regulatory changes, and advises employees and leaders on compliance requirements. The role also supports policy training and uses Power BI and Smartsheet for reporting, analysis, project tracking, and workflow automation.

Investigates suspicious activity, financial crime alerts, high-risk clients, and referred cases involving BSA, AML, fraud, and related risks. Documents findings, prepares SARs or CTRs when warranted, manages case queues, analyzes transaction data and trends, and supports regulatory compliance, audit readiness, and process improvements.

Provides operational and analytical support to the Compliance Department through regulatory reporting, internal reviews, document maintenance, research, task tracking, and administrative activities. Supports HMDA, CRA, Adverse Action, Regulation B, disclosure notifications, collateral insurance tracking, and related compliance processes. Manages recurring deadlines, researches issues, maintains accurate records, improves processes, and collaborates with management, employees, vendors, and peers.

Performs data-driven compliance audits of FICO’s B2B analytic products and B2C platforms. Reviews models, data, transactions, processes, and controls; investigates anomalies; documents findings; tracks remediation; and supports compliance reporting. The role partners with engineering, product, data science, and legal teams while monitoring privacy, consumer protection, and regulatory requirements.

Supports compliance governance, risk assessment, audit and exam activities, remediation tracking, dashboard governance, reporting, quality assurance, documentation, business continuity, and process improvement. The role partners with cross-functional stakeholders, facilitates governance meetings, communicates risk insights to leadership, and advocates for AI-enabled workflows using Google tools and related technologies.