Top Compliance Analyst Jobs

As an Analyst in Compliance Monitoring, you'll ensure adherence to regulatory frameworks, conduct compliance monitoring, provide training, and advise on compliance matters within the banking sector.

Manage risk and compliance projects, develop reporting/metrics, maintain regulatory issue documentation, organize committee meetings, deliver training, perform regulatory research, and collaborate with stakeholders to improve controls and processes.

The Enterprise Compliance and Operational Risk Analyst at Regions supports risk management functions, conducts risk assessments, develops metrics, and assists with audits and regulatory compliance.

The Payroll Compliance and Operations Analyst ensures compliant payroll operations, analyzes controls, collaborates on audits, and drives process improvements across global teams.

Perform day-to-day compliance functions for a deposits portfolio, including testing, monitoring, risk assessments, vendor compliance, policy maintenance, and regulatory research. Prepare documentation and reports, communicate findings to management and the Board, support regulatory change management and exams, and assist in remediation and root-cause analysis.

Support forensic accounting, compliance reviews, and financial investigations: analyze and validate financial data, review transactions and controls, prepare analyses and client deliverables, draft reports, and collaborate with legal and internal teams under senior guidance.

Lead enterprise GRC strategy and ServiceNow GRC enablement. Partner with risk stakeholders to design, mature, and operationalize RCSA, Issue Management, 3rd Party Risk, Business Continuity, Data Risk, Model Risk, Financial and Credit Risk programs. Drive platform architecture, integrations, UAT, change management, KRIs/KPIs, and mentor junior staff while advising on roadmap and adoption.

Perform quality testing of AML, Screening, EDD, and Anti-Corruption investigations; evaluate alerts against regulatory and procedural requirements; draft reports summarizing findings; manage projects to enhance QA processes and technology; identify trends and recommend procedural efficiencies while collaborating with GFCC leaders.

The Analyst supports risk management by monitoring compliance, conducting risk assessments, developing metrics, and collaborating with business units to mitigate risks.

The Governance Risk Compliance Analyst ensures compliance with regulatory requirements by conducting reviews, analyzing processes, maintaining documentation, and supporting governance activities within Wealth Management Risk Control.

The analyst will research filing requirements, prepare and monitor P&C rate filings, communicate revisions, support compliance operations, and monitor regulations pertinent to assigned products.

The Enterprise Compliance and Operational Risk Analyst supports risk management by implementing frameworks, conducting assessments, reporting, and collaborating cross-functionally to mitigate risks.

As a Crypto Compliance AML Analyst, you will monitor and investigate AML and fraud across crypto transactions, ensuring regulatory compliance while improving systems and processes.

The Senior Compliance Analyst will support technology compliance, design reports, engage with stakeholders, and enhance internal controls related to financial regulations.

The role involves implementing strategic compliance initiatives, coordinating compliance activities, and enhancing compliance procedures related to investment company regulations and laws. It requires strong analytical skills, collaboration with legal teams, and managing projects for compliance reporting.

The Compliance Modeling Analyst develops and reviews financial models for CLOs, ensuring quality through rigorous testing and collaboration with stakeholders, while maintaining automated processes for efficiency.

The Senior Analyst/Associate in GWS Americas Compliance supports compliance coverage, focusing on fundraising, marketing, and client communication compliance across regions, collaborating with various teams and enhancing compliance frameworks.