Top Compliance Analyst Jobs

Support compliance, fraud, sanctions, complaints, and dispute programs; analyze client activity for risk trends; improve compliance workflows and tooling; collaborate with Product, Engineering, Client Services, and Finance; conduct client outreach; support audits, examinations, investigations, and regulatory inquiries; and report program developments to leadership.

Conduct CDD and EDD reviews for LATAM-related customers, investigate cross-border transactions and potential money laundering or sanctions evasion, assess OFAC exposure, review ownership and source-of-funds information, disposition screening alerts, prepare UAR escalations, and support onboarding, monitoring, risk methodology, and compliance process improvements.

Supports compliance governance, risk assessment, audit and exam readiness, dashboard governance, reporting, monitoring, quality assurance, and process improvement. The role coordinates stakeholder engagements, tracks remediation activities, maintains compliance documentation, analyzes data, and communicates risk insights to leadership. It also advocates for AI-enabled workflows using Google tools and collaborates on strategic initiatives across the organization.

Supports regulatory compliance for a specialty property and casualty insurer. Responsibilities include monitoring legal and legislative changes, maintaining authority to do business across jurisdictions, coordinating insurance filings and reports, managing surplus lines tax information, responding to regulatory complaints, and reviewing policy forms for compliance. The role also communicates regulatory guidance internally, tracks deadlines, and supports compliance projects.

Conduct enhanced due diligence reviews for high-risk customers, assess transaction activity and customer risk, manage escalations, and provide AML/CFT and sanctions expertise. The role also develops compliance policies, procedures, training, and impact assessments; monitors global EDD standards and licensing requirements; leads EDD enhancement projects; and trains employees.

Conduct independent QA reviews of AML and financial crime investigations, including transaction monitoring, sanctions screening, EDD, and name screening. Evaluate decisions, documentation, regulatory adherence, and risk-based outcomes; identify defects and provide feedback. Analyze quality trends, prepare reports and dashboards, facilitate calibration sessions, support coaching and remediation, and recommend improvements to QA frameworks, workflows, scorecards, and controls. Participate in AML projects, UAT, process validation, and AI-enabled quality initiatives.

Reviews mortgage loan packages, underwriting documentation, data, and fees for regulatory compliance, accuracy, completeness, and salability. Captures and audits loan information, identifies discrepancies and exceptions, researches rebuttals, runs system validations, documents findings, and coordinates with internal teams to resolve issues and meet review timelines.

The Senior Compliance Analyst manages compliance issues, coordinates regulatory and agency changes, validates corrective action plans, and conducts post-implementation reviews. The role monitors remediation, maintains audit documentation, assesses regulatory impacts, updates policies and training materials, and collaborates with Legal, Risk, and business units. It requires strong analytical, communication, organizational, and regulatory knowledge, especially within financial services or mortgage servicing.

Provides advanced financial and administrative support for oncology clinical trials and research programs. Manages study budget development, MCA negotiations, pre- and post-award finances, sponsor invoicing, grant tracking, CTMS oversight, and financial reporting. Ensures compliance with Baptist Health policies, research SOPs, NCI requirements, and sponsor guidelines while partnering with investigators, clinical operations, and finance leadership on trial startup, activation, and fiscal performance.

Conduct first-pass compliance reviews of affordable housing resident files across LIHTC, HUD Section 8, and USDA programs. Apply established rules to income, assets, deductions, certifications, and recertifications; verify automated outputs; document findings; escalate ambiguous cases; support testing and UAT; and meet accuracy, volume, and SLA targets.

The Senior Compliance Analyst develops and administers compliance programs, manages compliance policies, conducts reviews, and oversees compliance training and inquiries in options trading.

Supports investment teams by monitoring transactions and holdings for compliance with client guidelines and regulatory requirements. Reviews investment management agreements, evaluates client guidelines, maintains the Sentinel monitoring system, provides real-time pre-trade support, resolves post-trade exceptions, and collaborates with relationship, product management, and portfolio management teams.

Supports consumer and regulatory compliance programs for a global bank by reviewing policies and disclosures, monitoring regulatory changes, identifying risks, coordinating complaint management and remediation, preparing compliance reporting, and developing employee guidance and training materials.

Supports SOX, internal audit, and financial statement audit activities within the Electric Boat Controller organization. Responsibilities include internal controls reporting, risk assessment, audit coordination, exception remediation, GRC audits, Oracle GRC access reviews, policy research, compliance documentation, and presentations. The role also drives automation using RPA, Alteryx, Power BI, and iGel while coordinating with auditors, control owners, and business teams.

Execute KYC/KYB onboarding and transaction monitoring: verify documents, analyze beneficial ownership, sanctions/PEP/adverse media screening, conduct enhanced due diligence, draft SARs, send RFIs, perform KYC refreshes, support policy improvements, and monitor emerging financial crime trends including on-chain analytics.

Monitor and enforce U.S. Government financial compliance (FAR, CAS, GAAP/SOX); identify and remediate control weaknesses; support CAS remediation; develop compliance training and communications; liaise with DCAA/DCMA during audits; educate teams and drive continuous improvement.

Supports financial audit readiness and compliance activities for a Department of Defense client. Responsibilities include designing, documenting, implementing, and testing internal controls; preparing audit artifacts and analysis; supporting external audits; developing corrective action plans; responding to audit inquiries; and coordinating with government and contractor stakeholders.

Supports enterprise compliance and risk assurance activities, including SOC 2 and HITRUST readiness, audit fieldwork, control testing, evidence management, risk assessments, findings remediation, and IT general control reviews. The role analyzes control gaps and findings, maintains audit documentation in a GRC platform, coordinates auditor requests, and partners with compliance, legal, technology, finance, and business teams to standardize assurance processes.

Supports enterprise compliance and risk assurance activities, including SOC 2 and HITRUST readiness, evidence collection, control walkthroughs, audit fieldwork, IT general control testing, findings remediation, and risk assessments. Maintains audit evidence in a GRC platform, identifies systemic issues, supports regulatory reviews, and helps standardize external audit processes across business units. The role collaborates with compliance, risk, legal, technology, finance, internal audit, and business teams.

Supports citywide compliance by monitoring regulations, conducting assessments and audits, tracking risks, investigating incidents, documenting findings, coordinating corrective actions, preparing reports, and guiding departments on policies and best practices. The role also develops compliance materials, dashboards, training resources, and stakeholder communications while maintaining accurate compliance records.

Analyzes high-risk customer profiles, transaction activity, AML, sanctions, ABC, and KYC risks. Investigates alerts, prepares SARs and reports, recommends escalation, supports onboarding and periodic reviews, validates case files and controls, tunes transaction monitoring scenarios, and contributes to audit, regulatory, and typology reporting.

Reviews and updates corporate policies, conducts compliance audits, prepares findings and corrective action plans, monitors regulatory changes, and advises employees and leaders on compliance requirements. The role also supports policy training and uses Power BI and Smartsheet for reporting, analysis, project tracking, and workflow automation.

Supports enterprise compliance oversight for consumer protection and banking regulations. Advises business partners, assesses regulatory risks and controls, monitors compliance activities, reviews disclosures and policies, manages remediation plans, supports risk assessments, prepares reporting, and responds to audits and regulatory requests. The role also leads moderately complex compliance projects, develops training, researches regulatory changes, and provides subject matter expertise to business and control functions.

Investigates suspicious activity, financial crime alerts, high-risk clients, and referred cases involving BSA, AML, fraud, and related risks. Documents findings, prepares SARs or CTRs when warranted, manages case queues, analyzes transaction data and trends, and supports regulatory compliance, audit readiness, and process improvements.

Provides operational and analytical support to the Compliance Department through regulatory reporting, internal reviews, document maintenance, research, task tracking, and administrative activities. Supports HMDA, CRA, Adverse Action, Regulation B, disclosure notifications, collateral insurance tracking, and related compliance processes. Manages recurring deadlines, researches issues, maintains accurate records, improves processes, and collaborates with management, employees, vendors, and peers.