Top Compliance Jobs

The Fund Controller manages fund accounting accuracy and consistency, collaborates with teams, and oversees compliance and audit partnerships.

The FinCrime Product Compliance Senior Manager focuses on developing scalable processes for managing financial crime risks, collaborating with product teams, and ensuring compliance for Wise's Platform products in North America.

Lead and quality-assure AML compliance testing programs. Manage compliance testers, develop and validate test plans, oversee data sourcing, ensure timely accurate test execution, liaise with stakeholders, support audits/exams, and drive testing improvements.

The KYC Associate is responsible for client onboarding, KYC compliance, documentation verification, risk assessment, and managing client relationships in accordance with regulatory standards.

Support implementation and monitoring of FAR/DFARS/CAS compliance controls, assist policy and control documentation, participate in internal reviews and audit readiness, prepare government filings, produce compliance reports and dashboards, monitor regulatory updates, and collaborate with cross-functional teams.

Lead enterprise-wide compliance and financial-crime risk assessments, evaluate controls and residual risk, produce executive reports, partner with MLROs/CCOs globally, drive transaction monitoring and customer risk scoring coverage, update geographic risk ratings, develop threat assessment frameworks, and pioneer AI-powered automation while maintaining human oversight.

The Products Specialist manages design and lifecycle of banking and investment products, conducts market analysis, supports product enhancements, and collaborates with various stakeholders for compliance and performance tracking.

The Chief Financial Officer will manage the financial strategy and operations of LIHI, overseeing budgeting, financial reporting, compliance, and team leadership in affordable housing finance.

The Senior Audit Director will lead internal audits for BBH's Investor Services, manage teams, advise on risk and control issues, and represent the department at senior management forums.

Lead and scale AMER regional AML/financial crime compliance, act as regional MLRO liaison with federal and state regulators, provide compliance sign-off on high-risk decisions, advise on licensing and product compliance, oversee local operations and reporting, and deliver regional training to enable compliant market expansion.

The Director of Regulatory & Compliance will lead the Governance, Risk, and Compliance strategy, manage regulatory obligations, and support product compliance in a remote setting.

The Payroll Tax Manager oversees the tax reporting function, ensuring compliance, preparing tax documents, and developing strategies to minimize tax liabilities while providing leadership to staff.

Lead second-line financial crime compliance oversight for AML and fraud controls across US and Canada. Advise stakeholders on BSA/AML/OFAC, challenge first-line controls, define MI/KRIs, support SAR committee, contribute to risk assessments, engage regulators and auditors, and drive remediation and control improvements.

Lead second-line AML and fraud oversight for North America, advising on BSA/OFAC/NYDFS compliance, supervising investigations, challenging first-line controls, defining MI/KRIs, supporting SAR committee work, engaging regulators, and driving risk assessments and remediation.

Serve as a second-line Compliance Governance lead supporting Privacy, Enterprise Services, and Third Party Management. Advise on compliance risk, analyze and report compliance data, evaluate audit and regulatory issues, support projects, coordinate meetings and communications, lead training, identify process improvements, and provide change management and team support.

The Tax Leader will oversee corporate tax functions, manage compliance and audits, develop tax strategies, and liaise with management on tax issues.

Lead and build enterprise risk and compliance for lending and marketplace fraud. Design a compliance management system, stand up BSA/AML and lending programs, own licensing and regulator relationships, establish fraud detection and operations, set enterprise risk framework, report to executives and Board, and recruit and scale the Risk & Compliance team.

This role ensures compliance with US Government regulations, advises on labor policies, improves processes, and addresses audit findings.

The Vice President of Client Operations manages client relationships, oversees financial statement preparation, ensures compliance, and drives process improvements within accounting services.

The Senior Manager oversees global tax planning, guides team members, leads audits, communicates with business partners, and maintains tax law knowledge.

Lead ONFR governance and compliance programs, manage enterprise compliance activities, QA committee reporting, records/access and attestations, and act as BCP coordinator. Drive strategic initiatives from business case through execution, provide regulatory and risk subject-matter expertise, lead change management, stakeholder communications, benchmarking, and data-driven decision making to ensure alignment with enterprise goals and regulatory requirements.

Lead fiduciary tax reporting and compliance for Wealth accounts: develop controls, review vendor deliverables, manage triggering-event and prospective client tax reviews, oversee filings (1041, 706, Schedule R), handle IRS/state controversies and refund recovery, improve processes and controls, and advise internal stakeholders on complex tax issues.

The Director of Compliance & Control advises on compliance regulations, updates policies, engages with regulators, and fosters organizational relationships to ensure adherence to financial regulations.

Manage the bank's Compliance Management Program, oversee regulatory policy implementation, perform risk and compliance assessments, lead fair lending, CRA and examination activities, consult on new products and marketing, and train business units to ensure regulatory adherence and risk mitigation.

Lead IFRS financial reporting and compliance across North America, align accounting policies, support IFRS implementation, manage intercompany/inventory/manufacturing accounting, strengthen SOX/internal controls, partner with auditors, drive ERP (SAP) and reporting improvements, and support month-end and year-end close.