Top Compliance Jobs

Oversee multi-state and local tax compliance across multiple entities and jurisdictions, including sales and use tax filings, registrations, audits, notices, tax accruals, and risk mitigation. Manage and mentor a Sales Tax Specialist, coordinate income and franchise tax matters with external firms, maintain Avalara and NetSuite integrations, support tax configuration, and improve compliance processes and reporting.

Leads the enterprise compliance policies, procedures, and training program for consumer lending products. Translates federal and state regulations into practical, risk-based business requirements, oversees policy lifecycle management, develops compliance training, supports audits and regulatory examinations, and advises product, operations, risk, legal, and compliance stakeholders. The role also serves as an escalation point for complex consumer lending compliance matters and helps maintain effective documentation, controls, reporting, and training effectiveness.

Leads global compliance programs for Microsoft's partner ecosystem, focusing on risk assessment, control design, governance, audit readiness, anti-corruption controls, issue remediation, and compliance reporting. Partners with senior leaders and cross-functional teams to integrate compliance into program design and execution, identify risky activity, improve process maturity, and support the Microsoft AI Channel Partner Program.

Plans, oversees, and occasionally executes independent compliance testing engagements. Leads testing from planning through reporting and issue follow-up, provides compliance methodology expertise, analyzes regulatory requirements and risks, guides stakeholders and team members, and escalates significant issues. The role also supports compliance program improvements, cross-functional initiatives, process efficiency, regulatory alignment, and team development.

Supports the Deposits Compliance team in operating the Compliance Management System for bank and fintech partner programs. Conducts due diligence, monitoring, reviews, control and risk-indicator assessments, policy and marketing-material reviews, issue research, remediation planning, and regulatory compliance support. Advises on consumer protection requirements involving payments, cards, checks, ACH, wires, and instant payments while collaborating with business units, partners, Legal, Risk, and Audit teams.

Supports enterprise risk management through risk reporting, committee and board materials, ERM framework maintenance, policy reviews, risk assessments, and Archer GRC dashboards. Develops AI capabilities for risk programs, collaborates on risk analytics and data management, communicates issues across business lines, and assists with enterprise risk initiatives. The role requires strong reporting, presentation, analytics, banking risk, communication, organizational, and Microsoft application skills.

The role involves conducting audits, executing testing of controls, coordinating stakeholder communication, and reviewing internal controls, while managing workload to meet deadlines.

Leads compliance testing teams and ensures timely execution of testing plans, issue validation, regulatory alignment, and remediation activities. Provides strategic direction, analytical research, risk assessment, reporting, and guidance to senior management and business partners. Manages staff performance, development, hiring, and team priorities while improving compliance testing processes and responding to emerging regulatory requirements.

Leads compliance examination and operational risk activities for mortgage counterparties, including planning, execution, documentation review, issue remediation, risk monitoring, stakeholder communication, and process improvement. Serves as a primary contact across CORE teams and business units, provides data-driven challenges and risk perspectives, supports approval processes, and drives workflow enhancements. Requires strong influence, communication, problem-solving, control assessment, and relationship-building skills, with mortgage industry experience preferred.

Conducts compliance and internal audits according to established plans and standards. Performs control testing, walkthroughs, issue identification, and follow-up of audit findings. Coordinates with stakeholders, reviews internal controls, prepares reports and presentations, escalates issues, and recommends process improvements. Manages assigned workloads, maintains regulatory and audit knowledge, and contributes to audit initiatives and team objectives.

Leads second-line compliance and operational risk coverage for Bank of America’s US Global Corporate and Investment Banking business. Oversees risk and control assessments, regulatory compliance, issue escalation and remediation, risk metrics, reporting, regulatory change monitoring, and coverage-plan execution. Builds relationships with senior banking leaders and regulators while managing risk teams, governance, processes, and talent.

Advise business teams on consumer credit regulatory compliance, perform policy and procedure gap assessments, track remediation, support regulatory examinations, analyze requested documentation, and help prepare regulatory meeting materials. The role collaborates with Legal, Information Security, Governmental Affairs, and business units to address compliance risks, improve controls, and resolve complex issues involving privacy and consumer protection laws.

Advise Experian’s Financial Services and Data division on regulatory compliance risks related to consumer credit services. Conduct policy gap assessments, develop remediation plans, support regulatory examinations, analyze requested documentation, and coordinate with Legal, Information Security, Governmental Affairs, and business teams. Help improve control effectiveness, resolve compliance issues, and prepare materials for regulatory meetings.

The job description provides limited responsibility details for a Compliance Program Analyst role. The position requires U.S. citizenship or naturalized citizenship, and all work must be performed within the continental United States, Alaska, or Hawaii. The listed annual compensation range is $90,000 to $110,000.

Manage compliance for Invesco’s managed accounts business, serving as the fixed-income trading compliance lead. Responsibilities include developing pre- and post-trade monitoring rules, improving compliance workflows, interpreting advisory and regulatory requirements, supporting new products, leading cross-functional compliance projects, and enhancing technology-enabled testing and reporting processes. The role also serves as a liaison between business and compliance leaders and advises on SMA portfolio guidelines, trading systems, and risk-management improvements.

Supports MUFG’s global financial crimes compliance governance and oversight framework across entities, business lines, and jurisdictions. Responsibilities include maintaining policy implementation, analyzing entity reporting, coordinating information sharing with Head Office, supporting FATF evaluation preparations, reviewing compliance information, and strengthening relationships across US and Japan teams. The role requires enterprise risk or compliance experience in financial institutions, regulatory knowledge, governance expertise, strong writing, project management, and proficiency with Microsoft Office.

Directs financial aid department operations, staff, compliance, budgeting, reporting, audits, technology systems, and student counseling. Ensures adherence to federal, state, and institutional financial aid regulations, including Title IV, FERPA, verification, disbursement, and Return of Title IV requirements. Develops policies, controls, training, and corrective action plans; oversees aid packaging, reporting, audits, and default prevention programs. Manages personnel and represents the department with institutional, governmental, and professional stakeholders.

Leads global income tax compliance, including U.S. partnership returns, international affiliate filings, tax provisions, ASC 740 reporting, tax disclosures, and SOX controls. Advises executives on M&A tax matters, global structuring, intercompany arrangements, and business initiatives. Oversees external advisors, monitors tax law changes, improves compliance processes, and provides strategic leadership across multinational tax operations.

Leads NVIDIA’s global payment operations and compliance function, overseeing accounts payable payment processing, ERP and H2H bank transmissions, reconciliations, fraud detection controls, regulatory compliance, payment monitoring, automation, and a global payment processing team.

Provides regulatory compliance support for an SEC-registered investment adviser managing alternative strategies. Responsibilities include maintaining compliance policies, monitoring investment guidelines and KYC reviews, supporting international filings, conducting risk assessments, preparing Form ADV and Form PF submissions, assisting investor due diligence, and expanding international regulatory oversight.

Lead the BSA/AML and Sanctions compliance program for a regulated fintech payments business. Responsibilities include maintaining policies, risk assessments, controls, and governance; translating regulations into product and control requirements; conducting counterparty due diligence; delivering training; supporting audits and regulatory examinations; and advising Product, Engineering, Legal, Sales, and other teams on compliance risks. The role requires deep payments, digital assets, blockchain, sanctions, AML, and fintech compliance expertise.

Own sales, lodging, and hotel occupancy tax compliance for short-term rental properties across multiple jurisdictions. Responsibilities include registering and maintaining tax accounts, preparing and filing returns, remitting taxes, reconciling OTA collections, monitoring deadlines and rate changes, resolving discrepancies, responding to tax authorities, and maintaining accurate documentation. The role requires strong knowledge of sales tax nexus, multi-jurisdiction compliance, organization, communication, and proficiency with spreadsheets and filing systems.

Manage state and local tax filings, contract invoicing compliance, subcontractor and insurance documentation, and accounting support activities. Responsibilities include reconciliations, journal entries, audit support, reporting, compliance tracking, deadline management, and process improvement. The role partners with tax advisors, auditors, project managers, operational teams, vendors, and subcontractors to resolve discrepancies and maintain accurate records under GAAP.

Reviews escalated sanctions transactions, conducts quality control of sanctions screening, advises stakeholders on compliance requirements, identifies sanctions risks, supports investigations, and collaborates on compliance projects. The role requires analytical problem-solving, clear communication, organization, and knowledge of AML, risk, compliance, sanctions, or banking operations.

Manages secondary-market quality control audits, HMDA data reviews, compliance monitoring, regulatory reporting, audit preparation, and issue follow-up. Maintains compliance policies, procedures, reports, and training materials; supports Compliance Committee activities and develops strong relationships with business units and third parties. Requires effective communication, attention to detail, confidentiality, independent work, and proficiency with Microsoft Office. Travel may be required as necessary.