Compliance Analyst

Posted 2 Days Ago
Be an Early Applicant
Killeen, TX, USA
In-Office
Junior
Financial Services
The Role
Manages secondary-market quality control audits, HMDA data reviews, compliance monitoring, regulatory reporting, audit preparation, and issue follow-up. Maintains compliance policies, procedures, reports, and training materials; supports Compliance Committee activities and develops strong relationships with business units and third parties. Requires effective communication, attention to detail, confidentiality, independent work, and proficiency with Microsoft Office. Travel may be required as necessary.
Summary Generated by Built In
Job Summary & Responsibilities
Essential/Primary Job Duties:
* Serve as the project manager for secondary market quality control (QC) audits to include administrative tasks related to the resolution of discrepancies and maintenance of all QC audit reporting
* Maintain ongoing and effective communication with First Community Mortgage personnel and related third parties to ensure timely processing and reporting for secondary market QC audits
* Perform monthly or quarterly quality control reviews of HMDA data and serve as backup for initial monthly HMDA validation
* Conduct monitoring to support the Compliance Management Framework, including but not limited to, gathering appropriate work papers, selecting samples, reviewing internal programs against regulatory requirements and identifying issues, making proper recommendations, and providing timely reporting and follow-up
* Prepare and maintain compliance lending reporting to include weekly, monthly, and quarterly reports
* Maintain department reporting to categorize consumer compliance topics for which advisement/research has been provided, outside of monitoring projects
* Provide timely status and reporting updates to designated manager
* Assist with preparation of Compliance Committee; including development of meeting minutes
* Successfully utilize all compliance software
* Assist with developing business unit specific training materials
* Assist with developing, maintaining and revising the Bank s compliance policies and procedures
* Review, develop, and update materials for projects assigned by the applicable manager
* Develop and maintain strong working relationships with the business units
* Prepare and compile data for applicable audits/examinations
* Provide support to other staff members
* Travel as necessary
* Regular and predictable attendance and punctuality
* Perform other duties as assigned
Physical Requirements:
* Must be able to remain in a sitting or standing in stationary position for extended periods of time
* Require repetitive motions of the hands and wrist related to writing and typing on an electronic keyboard
* Operate a computer and other office machinery for extended periods of time
* Ability to lift, push or pull up to 25 pounds
 
FNBT is an Equal Opportunity Employer
Preferred Qualifications
Minimum Qualifications and Education Required:
* At least 18 years of age
* High School Diploma or equivalent
* Minimum of 2 years previous bank experience required
* Exceptional verbal and written communication, attention to detail, collaboration, and time management skills
* Ability to adapt to various work environments and project schedules
* Ability to work independently as well as in a team environment with all levels of personnel
* Ability to maintain confidentiality of information
* Must work under minimal supervision and utilize available resources
* Proficient in Microsoft Office suite
* Must successfully pass background investigation according to company policy
* Must be able to get along with co-workers and work effectively in a team environment

Skills Required

  • At least 18 years of age
  • High school diploma or equivalent
  • Minimum of 2 years of previous bank experience
  • Exceptional verbal and written communication skills
  • Attention to detail, collaboration, and time management skills
  • Ability to adapt to various work environments and project schedules
  • Ability to work independently and in a team environment
  • Ability to maintain confidentiality of information
  • Ability to work under minimal supervision and utilize available resources
  • Proficiency in Microsoft Office Suite
  • Successful completion of a background investigation according to company policy
  • Ability to work effectively with coworkers and personnel at all levels
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The Company
HQ: Killeen, TX
889 Employees
Year Founded: 1904

What We Do

First National Bank Texas (FNBT) and First Convenience Bank (FCB), a division of FNBT, remain dedicated to providing customers with quality financial products and services. Our bank was originally founded in 1901 in the Central Texas town of Killeen, only 19 years after the city was established. From our humble beginnings, we have grown to over $4 billion in assets and operate in over 340 locations in Texas, Arizona, Arkansas, and New Mexico. Our bank has grown in many ways over the years, but our focus and commitment remain the same—providing customers with great banking solutions and world-class service. More than a century ago, we began the tradition of being a great community bank focused on the financial success of our customers. Today, more than 3,200 dedicated banking professionals carry on and maintain that established custom. So much has changed since 1901, but our commitment to putting our customers first has not. As we continue to grow and serve customers, we remain committed to providing a combination of modern banking convenience and old-fashioned service.

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