Top Compliance Jobs

The Compliance Analyst tracks US federal regulations, ensures compliance, conducts assessments, communicates updates, and manages compliance-related documentation and customer communications.

The Compliance Analyst will track and review regulations, conduct compliance assessments, manage compliance design specifications, and communicate with various stakeholders to ensure compliance with regulatory standards in mortgage and non-mortgage loan servicing.

The Compliance Analyst investigates potential Anti-Money Laundering activities, produces reports, and collaborates with partners for effective case management.

The Compliance Analyst will investigate potential Anti-Money Laundering activities, produce reports, and coordinate with partners in the Financial Intelligence Unit.

The Compliance Officer I will review loans to ensure they meet investor and regulatory guidelines by validating processing and reviewing necessary documents and systems.

The role involves project management, data validation, preparing presentations, and coordinating reports with technology teams, along with compliance tasks.

The Compliance Analyst is responsible for ensuring product compliance with federal regulations, conducting assessments, and providing guidance to internal teams and clients. The role involves monitoring regulatory changes and conducting audits in the mortgage loan servicing sector, requiring significant travel.

The Senior Financial Analyst supports the Global Development organization by ensuring compliance with financial activities and performing audits, mentorship, and process improvements related to Clinical Trials budgeting.

Lead a team delivering motor fuels tax compliance and consulting services: manage monthly returns, client onboarding, data review, reconciliations, quality control, billing support, and client/staff communications while ensuring timely, accurate project delivery.

Lead and execute risk-based compliance audits (U.S. and international) following IIA standards. Analyze large datasets (e.g., SAP, payroll), assess controls related to FCPA, promotional practices, third-party relationships, privacy and other compliance areas, present findings to leadership, support investigations, and engage stakeholders to improve the control environment.

Lead end-to-end SOX and ICFR workstreams including risk assessments, walkthroughs, testing, documentation, issue remediation, and auditor liaison. Coordinate with control owners, coach junior staff, maintain audit-ready control documentation, and report progress and risks to leadership while driving continuous improvement and automation opportunities.

Lead fiduciary tax reporting and compliance for Wealth accounts: develop controls, review vendor deliverables, manage triggering-event and prospective client tax reviews, oversee filings (1041, 706, Schedule R), handle IRS/state controversies and refund recovery, improve processes and controls, and advise internal stakeholders on complex tax issues.

Lead IFRS financial reporting and compliance across North America, align accounting policies, support IFRS implementation, manage intercompany/inventory/manufacturing accounting, strengthen SOX/internal controls, partner with auditors, drive ERP (SAP) and reporting improvements, and support month-end and year-end close.

Perform nondiscrimination testing and Form 5500 reporting for defined contribution plans to ensure qualification and compliance with IRS limits. Analyze client census data, calculate employer allocations and projections, perform ADP/ACP, Top Heavy, Coverage, Compensation and other tests, prepare government filings and audit packages, identify compliance issues, recommend corrective actions, and support internal and external partners.

Senior specialist responsible for ERISA-qualified retirement plan compliance: perform and quality-review nondiscrimination testing, QDRO and death distribution reviews, update compliance materials, resolve escalated technical issues, support plan design and onboarding, and maintain expert knowledge of qualified plan regulations and department procedures.

Lead and manage federal and state tax compliance and advisory engagements for diverse clients. Review complex returns, identify tax planning opportunities, maintain client relationships, supervise and mentor staff, manage engagement budgets and timelines, and collaborate with CAAS, Audit, and Advisory teams to ensure accurate, timely delivery and compliance.

Provide compliance coverage for equity and debt capital markets: advise on private placements, underwriting and liability management; develop policies and procedures; advise on cross-border and Reg BI issues; monitor MNPI, conflicts and wall-crossing; deliver training; support regulatory developments, exams and audits; partner with senior business leaders to embed compliance into transactions and risk decisions.

The Compliance Auditor will conduct compliance audits, prepare summaries, and provide recommendations for audit reports.

The Financial Planning & Analysis Compliance Manager will lead budgeting, forecasting, and compliance efforts, support audits, and develop financial models and reports.

Perform day-to-day compliance functions for a deposits portfolio, including testing, monitoring, risk assessments, vendor compliance, policy maintenance, and regulatory research. Prepare documentation and reports, communicate findings to management and the Board, support regulatory change management and exams, and assist in remediation and root-cause analysis.

Support compliance governance and monitoring: administer controls certification, issues and remediation tracking, regulatory inventory and policy reviews, prepare periodic reporting, manage contract compliance monitoring, and coordinate with stakeholders to close actions.