Top Compliance Jobs

This role ensures compliance with US Government regulations, advises on labor policies, improves processes, and addresses audit findings.

Lead and evolve Notion's internal controls and SOX program: design governance, own SOX lifecycle, embed AI/automation for testing and monitoring, advise on cross-functional transformations, run operational audits, manage external partners, and report control health to leadership and the Audit Committee.

The Senior Business Services Advisor will provide high-level advisory services, manage client engagements, and mentor team members while formulating business strategies and financial reports.

The Senior Manager oversees global tax planning, guides team members, leads audits, communicates with business partners, and maintains tax law knowledge.

The Government Contract Accounting Manager oversees government contract accounting, leads client relationships, ensures compliance with federal regulations, and mentors junior accountants.

The Vice President of Client Operations manages client relationships, oversees financial statement preparation, ensures compliance, and drives process improvements within accounting services.

Lead design and operation of Apex Asset Managements Advisers Act compliance program. Own regulatory filings and SEC/state exams, oversee marketing and solicitation compliance, portfolio/trading controls, vendor due diligence, and training. Partner with Legal, Operations, Product, and enterprise compliance to implement monitoring, testing, and reporting for sub-advisory, co-advisory, and solicitor/promoter arrangements.

The role involves developing and managing compliance programs for investment products, ensuring adherence to regulatory requirements, and supporting product development initiatives.

The role involves coding investment guidelines into compliance systems, supporting client implementations, and overseeing guideline changes, while requiring strong technical skills in Aladdin and programming.

The Financial Operations Associate manages investment product operations, ensuring accuracy in cash and security transfers while maintaining compliance and documentation.

Manage client engagements for private foundations, ensure quality and technical expertise in tax compliance, and provide consulting services. Lead administrative duties and foster client relationships while supporting firm growth and practice development initiatives.

The Audit Manager will design and execute risk-based audits, evaluate governance and controls, present findings, and follow up on recommendations. Experience in audit and compliance is required, with a focus on financial crime and UK regulations.

The role involves managing relationships with banks and payment processors, executing financial integration projects, ensuring compliance and operational success while driving process efficiency.

As a Staff Consultant, you will provide financial management services, develop financial statements, draft accounting papers, and support management with analyses at Castro & Company.

The Director of Prime Trading will manage client relationships, oversee daily trading operations, analyze risk and margin activities, and coordinate trading support. The role requires strong market awareness and effective communication within teams.

The Compliance Analyst tracks and reviews US federal regulations, ensures product compliance, conducts assessments, and collaborates with legal and business units for regulatory issues.

The Senior Corporate Auditor supports the corporate audit program by conducting audits, preparing reports, and ensuring compliance with internal controls. Responsibilities include planning audits, providing consultative guidance, and monitoring the implementation of audit recommendations. Travel to various locations for audit projects is required.

The Senior Manager, Risk will provide strategic risk advisory services, enhance risk management practices, and support the implementation of the Risk Management Framework across Mercer Super.

Manage Wise's US and Canada Regulatory Compliance, develop product compliance controls, execute risk assessments, and communicate results. Requires strong regulatory knowledge in payments.

The Director of AML/BSA Compliance oversees compliance programs, leads a team, manages regulatory requirements, and develops training for compliance strategies in a consumer fintech environment.

The Compliance Analyst will assist in compliance with internal policies, the Bank Secrecy Act, and anti-money laundering regulations, performing investigations, analysis, and training within a collaborative environment.

Lead compliance for Wise's broker-dealer operations in North America, overseeing regulatory frameworks, policies, and product compliance while ensuring regulatory engagement and operational readiness.

The Senior Wealth Advisor manages client relationships, delivers wealth management services, and supports growth through referrals and marketing, all in a remote, independent capacity.

The Senior Manager, Equity Administration leads the equity team, overseeing equity programs, ensuring compliance, managing financial reporting, and collaborating across departments.

The Specialist in Compliance & Control will conduct investigations into potential financial crimes, analyze transactional data, and support the firm's AML program by identifying suspicious activity and reporting findings.