Top Compliance Jobs

The FCC Control Manager oversees AML/CFT compliance initiatives, manages risk assessments, and coordinates audits, ensuring regulatory adherence within banking operations.

As a Compliance Associate, you will oversee compliance in Wealth Management, advise on product management, prepare regulatory filings, and ensure adherence to legal requirements.

The Compliance Officer ensures compliance with securities laws and internal policies, conducts reviews, prepares documentation, and trains staff.

The Manager, Compliance oversees compliance activities, manages a team, ensures regulatory adherence, coordinates regulatory exams, and supports business units.

The BSA/AML/Compliance Senior Auditor executes risk-based audits, evaluates internal controls, tracks audit issues, and prepares reports to ensure compliance with BSA/AML regulations.

Lead and execute audits, overseeing annual risk assessments and continuous auditing, while managing auditors and communicating findings to management.

The Audit Manager II oversees audits focusing on compliance with regulations, leads audit engagements, and supports risk management strategies.

Supervise tax compliance operations related to various taxes, ensuring timely filings and handling customer billing and resolutions. Manage team performance and compliance metrics while coordinating audits and maintaining procedures.

Lead annual budget development and variance analysis, maintain general ledger and month-end close, prepare internal financial reports, and ensure payroll and international tax compliance for visiting scholars. Provide tax guidance, interpret tax laws and treaties, recommend corrective actions, and communicate findings to leadership.

Lead SOX 404 compliance and support external financial reporting and technical accounting. Coordinate control documentation, testing, remediation, and audit interactions. Prepare and review SEC filings (10-Q, 10-K), XBRL, disclosures, and supporting schedules. Analyze complex and non-recurring transactions, develop accounting policies, and collaborate with FP&A, Legal, Investor Relations, and auditors to ensure accuracy and timely reporting.

The GRC Senior Associate will manage multiple engagements, supervise team members, and ensure project objectives are met while interacting with clients. Requires accounting knowledge and project management skills.

The Director leads the Internal Control system, audits, ethics, and compliance for LVMH Beauty, ensuring operational integrity and compliance with internal standards, while collaborating with legal and providing recommendations for improvement.

The Director of Deposit Compliance oversees regulatory compliance for deposit products, ensuring adherence to regulations, leading RCSA programs, and working cross-functionally to maintain a strong control environment.

The Senior Compliance Officer will lead compliance monitoring, testing, and resource management, develop metrics, and ensure effective stakeholder communication to uphold regulatory standards.

The Senior Compliance Officer supports compliance monitoring and testing, executes testing engagements, and develops compliance metrics while collaborating globally to ensure regulatory adherence.

As an Analyst in Compliance Monitoring, you'll ensure adherence to regulatory frameworks, conduct compliance monitoring, provide training, and advise on compliance matters within the banking sector.

Lead a team delivering motor fuels tax compliance and consulting services: manage monthly returns, client onboarding, data review, reconciliations, quality control, billing support, and client/staff communications while ensuring timely, accurate project delivery.

Develop, implement, and maintain AML policies and monitoring for iLottery and iGaming. Conduct risk assessments, investigate and report suspicious activity, support audits and regulators, collaborate with legal/finance/operations, lead AML training, and maintain regulatory relationships.

The role involves conducting audits, executing testing of controls, coordinating stakeholder communication, and reviewing internal controls, while managing workload to meet deadlines.

Lead and enhance the credit union's BSA/AML/OFAC compliance program by monitoring transactions, investigating complex alerts, preparing SARs/CTRs/FinCEN filings, conducting enhanced due diligence for high-risk accounts, supporting audits/examinations, updating policies and training, and partnering with stakeholders to strengthen controls and mitigate financial crime risk.

Provide regulatory and compliance guidance for lending lines of business, assess and mitigate compliance risks (Reg Z, Reg B, UDAAP, HMDA), support regulatory change implementation, maintain compliance policies and records, assist with reporting and examinations, and deliver training to ensure lending products and processes meet legal requirements.

Support core accounting operations including AP/AR, general ledger maintenance, bank reconciliations, month- and year-end close, tax compliance (1099s, chapter returns, UBIT), audit support, budgeting, cost allocation, and serve as backup to senior accounting staff and managers.

Lead end-to-end execution of U.S. federal and domestic corporate income tax returns, manage return workpapers and elections, reconcile return-to-provision differences, oversee information reporting, coordinate with advisors and Tax Strategy, maintain audit-ready documentation, support IRS audits, and identify process improvements to enhance compliance efficiency.

The Compliance Business Oversight Manager oversees compliance in Consumer Banking, ensuring adherence to regulations, managing compliance risks, and advising stakeholders on best practices.

The Risk Control Manager will support fraud risk assessments, control evaluations, and contribute to process improvements while collaborating with partners and enhancing the fraud risk framework.