Top Compliance Jobs

The Compliance Specialist ensures regulatory compliance for asset management, maintains records, supports fund-related tasks, and collaborates with internal stakeholders.

Support portfolio compliance team with daily pre- and post-trade monitoring, rule coding and testing in Charles River, UCITS breach review, client onboarding, incident and client reporting, and compliance rule library migrations under supervision.

The Compliance Analyst supports compliance processes, monitors client accounts, reviews marketing materials, and assists with regulatory compliance and internal controls.

The Regional Compliance Officer will advise Wealth Management teams on compliance, conduct risk, and regulatory issues while overseeing risk management and compliance initiatives within the region.

The Senior Auditor will conduct compliance audits, engage stakeholders, and develop audit team talent while identifying risks and enhancing AbbVie's control environment.

The Associate Director leads customs valuation compliance and reporting, ensuring U.S. Customs laws compliance, managing financial planning, and collaborating with cross-functional teams to optimize customs processes.

The Audit Manager I oversees audits, executes compliance checks, and presents findings, contributing to risk assessment and operational efficiency improvement initiatives.

The Director of Tax & Compliance will lead global tax and regulatory compliance, ensuring timely, accurate operations across jurisdictions while driving tax strategy and governance. The role includes managing tax filings, compliance, and collaborating with cross-functional teams to optimize tax outcomes and mitigate risks.

The Executive Manager for Financial Crime Compliance oversees regulatory engagements, designs compliance frameworks, and manages financial crime incidents. This leadership role involves strategic advisory, policy development, and enhancing governance in AML, CTF, and related fields.

The Senior Vice President of Compliance & Control will develop investment adviser compliance programs, ensuring adherence to regulations, managing risk assessments, and supporting regulatory inquiries.

The Vice President of Compliance & Control manages compliance with regulations, develops programs, analyzes legislation, and interacts with regulators and senior management.

The Senior Manager Global Compliance will lead trade compliance initiatives, expand enterprise compliance efforts, and provide guidance across the organization while ensuring regulatory adherence.

The Tax Compliance Manager will oversee tax compliance, reporting, and planning, manage filings, coordinate with auditors, and maintain tax processes.

The Compliance Analyst will support compliance efforts in financial crime and core compliance areas, assisting with data analysis, process documentation, and stakeholder engagement.

The Director of RJIM Compliance Monitoring oversees compliance testing and monitoring programs, ensuring regulatory adherence and risk mitigation while collaborating with various teams.

The Head of Compliance will build and manage the compliance program, lead MTL applications, and develop compliance policies, hiring a team over time.

The Director of Payroll Tax & Compliance oversees payroll tax operations, ensuring compliance with regulations, managing teams and external vendors, and driving process improvements. Responsibilities include tax filings, audits, and consulting on payroll-related issues while leading a team effectively.

The Senior Analyst/Associate in GWS Americas Compliance supports compliance coverage, focusing on fundraising, marketing, and client communication compliance across regions, collaborating with various teams and enhancing compliance frameworks.