Top Compliance Jobs

The Director oversees financial compliance for Sunshine Reporting, leading a team to ensure data accuracy and governance while collaborating with cross-functional stakeholders.

The Compliance Advisor provides regulatory compliance oversight for consumer and small business lending, assesses risks, offers advisory support, and evaluates compliance management systems.

The Accounting & Administrative Specialist manages accounts payable/receivable, payroll processes, member records, and provides general office support in a fast-paced union environment.

The role involves managing compliance within Personal Financial Services, ensuring adherence to regulations, overseeing governance, and advising business units on compliance matters.

The Risk and Compliance Manager executes the regional compliance program, focusing on SOX compliance, internal controls, and risk management while partnering with various stakeholders to improve control frameworks.

The Senior Auditor oversees audit engagements, assessing control effectiveness and compliance with regulations while leading audit projects and training staff auditors.

The Compliance Manager leads indirect tax compliance engagements, ensuring accuracy and timeliness, while supervising staff and managing client relationships.

Lead and oversee DIO compliance initiatives to ensure SOX requirements are met, coordinating closely with audit and risk management teams.

The Compliance Director will lead AML compliance governance and new product advisory, ensuring regulatory alignment and comprehensive risk strategies for eBay's payment systems.

The IT Financial Compliance Manager ensures compliance with financial regulations like SOX by evaluating systems, designing controls, and collaborating with teams to implement effective solutions.

As a Crypto Compliance AML Analyst, you will monitor and investigate AML and fraud across crypto transactions, ensuring regulatory compliance while improving systems and processes.

The Manager of Personal Financial Services will oversee compliance frameworks, provide guidance on regulatory requirements, and mentor staff in compliance and operational risk management within the banking sector.

The Compliance and Operational Risk Senior Advisor oversees compliance and operational risk management, advises business units, develops training, and communicates risk strategies to senior leadership.

The Associate Director will ensure compliance with sanctions and export controls, providing guidance, developing training, and managing the compliance program.

The role involves managing regulatory changes, ensuring compliance, tracking updates, reporting, and collaborating with stakeholders within a fast-paced environment.

The Senior Compliance Officer will manage compliance for Invesco's Americas operations, oversee regulatory requirements, assist with internal and client reporting, and maintain compliance practices across account types.

The Sr Associate - Compliance will develop compliance policies, assess regulatory risks, review marketing and investor communications, and manage compliance programs.

The Risk and Compliance Analyst role involves managing operational risks, supporting risk frameworks, analyzing metrics, and collaborating across teams to resolve issues.

The Compliance Specialist performs compliance testing for defined contribution plans, verifies accuracy of census data, prepares governmental forms, and assists in contribution calculations while collaborating with team members.

The Associate Director of Research Administration ensures financial management of research projects, oversees staff, develops policies, and maintains compliance with regulations, fostering a high-quality service environment.

Manage day-to-day execution of SOX program including controls and testing, lead a global team, optimize processes, and collaborate with auditors.

The Compliance Analyst reviews contractual obligations, manages distributions post-closing, liaises with clients and internal teams, and ensures compliance and accuracy in fund distribution processes.

The role involves implementing strategic compliance initiatives, coordinating compliance activities, and enhancing compliance procedures related to investment company regulations and laws. It requires strong analytical skills, collaboration with legal teams, and managing projects for compliance reporting.

Lead and manage U.S. tax compliance and reporting, oversee global tax provision calculations, and provide strategic tax advisory services while mentoring team members.

The Junior Compliance Analyst will support compliance onboarding, manage ethics policies, administer the PAD program, and coordinate regulatory filings while contributing to compliance system evaluations and policy updates.