Top Compliance Jobs

Leads government compliance and contract audit functions, serving as liaison with DCAA and DCMA. Interprets FAR, DFARS, and CAS requirements; oversees audits, internal controls, financial reviews, incurred cost submissions, forward pricing proposals, and compliance training. Advises business units on CAS disclosure statements, government accounting, property, and related policies while identifying risks and improving procedures.

Leads and builds CoreWeave’s global enterprise risk and compliance function, including ERM frameworks, risk assessments, KRIs, risk appetite, governance, assurance coordination, compliance tracking, and Board and Audit Committee reporting. The role develops a risk team, partners across Security, Legal, Finance, IT, and Operations, and establishes scalable processes for a high-growth AI infrastructure company.

Supports Carvana’s Compliance Management System by analyzing laws, regulations, licensing requirements, business processes, and compliance risks. Responsibilities include maintaining training and policies, conducting assessments and audits, investigating issues, documenting decisions, implementing controls, supporting remediation, improving processes, and communicating guidance to legal and business stakeholders.

Manage first-line operational risk and compliance for Retail and Reverse Mortgage businesses. Responsibilities include risk and control assessments, control testing, regulatory change support, incident investigation, root-cause analysis, remediation, risk monitoring, governance reporting, business continuity, operational resilience, and risk capability development. The role partners with business leaders and stakeholders across financial services functions to embed effective risk practices and provide constructive challenge.

Owns corporate tax compliance and financial services compliance operations, including filings, tax provision support, controls, audit readiness, issue remediation, and external advisor coordination. The role translates regulatory requirements into policies and workflows, partners with Legal, Finance, Product, and Engineering, trains teams, and uses automation to improve compliance processes while maintaining review quality.

Supports compliance monitoring and regulatory reporting for a futures brokerage under CFTC and NFA oversight. Responsibilities include maintaining reporting and recordkeeping registers, preparing filings, assisting with AML risk profiling and transaction monitoring, reviewing marketing materials, documenting procedures, supporting staff training and NFA exam readiness, and coordinating compliance processes with internal teams.

Leads Raymond James’s enterprise policy governance program, including policy drafting, stakeholder review, regulatory alignment, committee and board approvals, publication, exception reporting, corrective actions, and compliance training. Conducts gap analyses, researches regulatory developments, monitors audits and correspondence, recommends policy improvements, and supports automation and operational efficiency. Partners with senior stakeholders, business units, regulatory agencies, and compliance teams while mentoring associates and managing complex projects.

Investigate client accounts and transactions for money laundering, terrorist financing, and other financial crime risks. Analyze transaction data and client profiles, identify anomalies and red flags, prepare investigative case files and reports, collaborate with stakeholders on escalations, document monitoring activity, and stay current on AML/CFT regulations and emerging financial crime trends.

Analyzes regulatory transaction data and CAT reporting to identify errors, determine root causes, and recommend remediation. The role develops surveillance and compliance controls, automates CAT feedback processes, researches regulations, investigates reporting issues, supports regulatory examinations, and collaborates with developers and management. Candidates need strong analytical, investigative, communication, and problem-solving skills, along with familiarity with programming, SQL, UNIX, Excel, and financial regulatory systems.

Investigate client accounts and transactions for money laundering, terrorist financing, and other financial crime risks. Analyze transaction patterns, identify anomalies and red flags, prepare investigative case files and narratives, collaborate with internal stakeholders, document activity, and maintain knowledge of AML/CFT regulations and emerging typologies.

Conduct enhanced due diligence and AML compliance reviews for correspondent foreign financial institution accounts. Responsibilities include reviewing KYC profiles and transactions, performing negative-news and public-domain research, preparing risk assessments, investigating and escalating issues, coordinating documentation and deadlines, supporting procedures and training, and serving as the CAFFI subject matter expert.

Oversee compliance for Consolidated Audit Trail reporting systems by reviewing regulatory data, investigating errors, identifying root causes, performing UNIX-based corrections, developing surveillance and controls, automating CAT feedback processes, coordinating remediation, and supporting regulatory examinations. The role requires data analysis, regulatory interpretation, technical system understanding, and communication with developers and management.

Nine- to ten-week summer internship in Global Compliance. The analyst will receive training, learn the firm’s culture, and support compliance activities involving regulatory monitoring, policy and procedure implementation, audits, inquiries, education, surveillance, testing, and risk management infrastructure.

Supports financial crime compliance through AML transaction-monitoring implementation, model tuning, data analysis, validation, investigations, and control testing. Develops AML analytics using statistical measures and machine-learning algorithms, helps integrate AI into surveillance models, documents requirements and project artifacts, and prepares testing reports and corrective action plans. Collaborates with technology, operations, and business teams while managing data mapping, regulatory documentation, and workflow execution.

Directs regulatory compliance engagements for private fund and investment clients. Responsibilities include analyzing compliance issues, developing and testing compliance programs, managing regulatory filings and policy updates, leading client training and mock examinations, supporting SEC and FINRA exams, monitoring regulatory changes, advising on internal controls, mentoring staff, and supporting business development.

Leads regulatory compliance engagements for private fund and investment clients. Responsibilities include developing and testing compliance programs, managing annual reviews and regulatory filings, updating policies, leading trainings and mock examinations, supporting SEC and FINRA exams, monitoring regulatory changes, advising on internal controls, mentoring staff, and supporting outsourced Chief Compliance Officer functions.

Leads regulatory compliance engagements for private fund and investment clients. Responsibilities include developing and testing compliance programs, managing regulatory filings and annual reviews, updating policies, leading client training and mock exams, supporting SEC and FINRA examinations, monitoring regulatory changes, strengthening internal controls, mentoring staff, and supporting outsourced Chief Compliance Officer functions.

Direct client regulatory compliance engagements for private fund and investment clients. Develop, implement, and test compliance programs; complete annual reviews, filings, and policy updates; lead trainings and mock exams; support SEC and FINRA examinations; monitor regulatory changes; guide internal controls; mentor junior staff; and support outsourced Chief Compliance Officer functions.

Coordinates the collection, review, tracking, and maintenance of certificates of insurance, endorsements, and related compliance records. Verifies coverage details and contractual requirements, identifies deficiencies, follows up with vendors and brokers, monitors expirations, maintains electronic records, prepares compliance reports, and supports audits, renewals, prequalification, and risk management activities.

Analyze and interpret Visa and Mastercard regulations, product specifications, fees, technical changes, and other payment network publications. Translate scheme requirements into business and system processes, support compliance, collaborate across Product, Development, Sales, Operations, Legal, Risk, and Compliance, and assist with payment network projects and updates.

Leads SOX and ICFR workstreams, including risk assessments, walkthroughs, control testing, documentation, issue management, remediation, and audit coordination. Partners with control owners, Finance, Technology, and internal and external auditors to deliver audit-ready workpapers and timely reporting. Provides guidance and quality oversight to junior team members while supporting process improvement, control rationalization, and program execution.

Ten-week risk and compliance internship supporting business initiatives, strategic presentations, research, project coordination, market intelligence, and cross-functional collaboration. Participants receive structured training, mentorship, executive exposure, and networking opportunities while exploring financial services functions. Candidates must be enrolled in a degree program graduating between May 2028 and June 2029, maintain a minimum 3.0 GPA, and be authorized to work in the United States without current or future visa sponsorship.

Provides commercially focused compliance advice across banking operations, regulatory requirements, risk management, conflicts of interest, privacy, market abuse, and conduct. Partners with stakeholders to embed controls, manage breaches, support audits, update policies, monitor regulatory developments, deliver training, and contribute to management and Board reporting.

Leads financial compliance and risk mitigation for Supply Chain Finance. Responsibilities include reviewing payment-term exceptions, supplier credit risk, inventory and government property compliance, material inflation exposure, supplier claims, and audit support. The role prepares compliance reports, improves documentation and processes, supports data governance, and collaborates with Supply Chain, Accounting, Finance, Procurement, and Legal teams. It requires strong analytical skills, financial controls experience, and familiarity with defense-industry compliance requirements.

Manages portfolio-wide Housing Assistance Payment posting, reconciliation, ledger corrections, voucher coordination, variance resolution, and subsidy receivables reporting across HUD-subsidized properties. The role supports month-end close, audits, MORs, property onboarding, process standardization, and staff training while coordinating with compliance, accounting, site teams, Contract Administrators, and PHAs.