Top Compliance Jobs

Entry-level role supporting financial investigations and litigation matters. Assist in preparing proposals and workplans, review and analyze financial records, document findings, prepare client deliverables, and perform quality control. Learn investigative tools, identify patterns and anomalies, and support case completion within deadlines and budgets.

Assist financial investigations and litigation support by preparing proposals and workplans, performing financial analysis, reviewing and documenting evidence, mastering investigative tools, organizing QC-ready files, and preparing client deliverables under case managers' guidance.

Support financial investigations and litigation matters by preparing proposals and workplans, conducting financial analysis of records, documenting findings, mastering investigative tools, performing quality control, and preparing client deliverables. Assist case managers, identify patterns and anomalies, verify findings, follow leads within project constraints, and present clear, accurate conclusions to clients.

Lead restricted donation tracking and reporting, design and maintain a global internal controls framework, oversee financial compliance and tax filings (Brazil and U.S.), partner with Fundraising and regional teams to embed controls, support investment strategy, perform financial analyses, and communicate financial information across functions and geographies.

Support execution and maintenance of regulatory compliance and operational risk programs by coordinating monitoring, audits, reporting, policy updates, issue remediation, data analysis, and cross-functional communication to ensure adherence to laws, regulations, and internal policies.

Lead implementation and oversight of the Bank's Consumer Compliance Program. Conduct complex QA reviews, monitor remediation, develop policies and training, advise business units on regulatory changes, support examinations/audits, and report to executive leadership. Provide compliance guidance for products, marketing, and processes while promoting a robust compliance culture.

Support development and management of regulatory compliance and operational risk programs. Assist with audits/exams, incident identification and remediation, KRI monitoring, policy/procedure development, product risk reviews, testing, reporting, and compliance training. Coordinate responses to findings and communicate risk developments to management.

Support execution of enterprise compliance programs: monitor regulatory adherence, review consumer-facing materials, perform QA and data integrity testing, assist vendor oversight, update policies and training, prepare audit/exam responses, and document findings and corrective actions.

Lead business-unit risk and compliance programs, design and mature control frameworks, monitor regulatory changes, execute testing and remediation, partner with enterprise stakeholders for governance, and manage a team to strengthen risk management maturity and operational outcomes.

Evaluate customer information for BSA/AML compliance, analyze suspicious activity, compile documentation, file SARs, perform currency transaction audits, maintain regulatory knowledge, partner with departments on investigations, and assist with internal control submissions per New Jersey and FinCEN requirements.

As a Senior Regional Compliance Associate, you'll ensure compliance for financial advisors, conduct audits, support regulatory examinations, and provide training on compliance-related matters.

Own partnership tax compliance for a portfolio of private funds: prepare and review Form 1065, Schedule K-1s, complex allocations, book-to-tax adjustments, capital account maintenance, manage filing calendars and K-1 delivery, research partnership tax issues, coordinate with accounting/auditors, and mentor associates.

Lead Line 2 compliance advisory for Markets, Treasury and Wholesale Banking. Provide regulatory guidance, conduct thematic reviews and incident assessments, support regulatory engagement, implement policy changes, deliver training, and strengthen compliance controls and reporting to senior stakeholders and regulators.

The Compliance Manager will advise on compliance risks, conduct assessments, monitor activities, and address regulatory obligations related to fraud and internal conduct.

The Director of Financial Crimes Compliance leads data strategy and governance, ensuring data quality and compliance within GFCC operations. Responsibilities include driving transformation initiatives, managing data governance policies, and collaborating with various stakeholders to enhance data capabilities and efficiency through automation.

The Director oversees the Customer Risk Rating program, enhancing risk assessments, managing stakeholder engagement, and leading a team to ensure compliance with financial crimes regulations.

Lead and manage the bank's compliance framework and Compliance Management System. Provide strategic direction, second-line oversight, policy development, regulatory guidance, risk mitigation, staffing, training, and collaboration with senior leaders and business units to ensure adherence to laws, regulations, and industry best practices.

The Senior Manager will oversee U.S. income tax compliance, engage with external advisors, assist in tax modeling, and improve processes while collaborating with various stakeholders.

Support Global Compliance Testing by governing testing activities, enhancing testing methodology, and coordinating with stakeholders on financial crimes compliance and core compliance processes.

Lead global internal audit, risk management, and compliance functions for a large public aerospace and advanced technology manufacturer. Develop risk-based audit plans, provide enterprise-wide assurance over governance, controls, SOX and regulatory compliance, oversee cybersecurity and ERP/digital system audits, drive data-driven continuous auditing and remediation, advise Audit Committee and executives, and build a high-performing global audit organization supporting international growth and operational resilience.

Lead and manage branch exam team overseeing compliance with regulatory requirements and firm policies. Supervise up to 10 staff, drive examiner training and assessments, ensure timely accurate exam reports, enforce internal controls, improve processes, handle staffing and hiring, and liaise with business leaders and advisors to resolve complex issues.

Support branch compliance by researching and resolving securities issues, conducting periodic branch audits, tracking complaint data, assisting regulatory inquiries, drafting supervisory policies, and recommending improvements to leadership.

Lead SOX readiness risk assessments and execute SOX program activities for key financial processes. Partner with finance, IT, project teams, and external auditors to evaluate control design, communicate responsibilities, and ensure continued compliance as systems and processes change.

Support compliance reporting and tracking by collecting and organizing transaction and program documentation, coordinating internal and external reporting, assisting with state and federal agency correspondence and filings, researching transactional data, and tracking reporting requirements and deadlines.

Perform KYC and commercial credit due diligence on customers and counterparties, verify legal-entity and ownership structures, run sanctions/PEP/adverse-media screens, assess financial statements and creditworthiness, assign risk ratings, prepare written risk assessments, maintain audit-ready documentation, and partner with commercial teams to support compliant onboarding.