Top Finance Jobs

Support the firm’s compliance program for retail forex operations by monitoring CFTC and NFA requirements, advising business partners, maintaining registrations and licensing, supporting regulatory examinations, reviewing communications, delivering training, supervising AML/KYC due diligence, monitoring suspicious activity, preparing SAR filings, and overseeing customer complaint handling.

Design, build, and operate multi-asset trade surveillance and AML transaction-monitoring programs. Tune detection logic, investigate alerts and escalations, monitor blockchain/crypto activity, prepare SARs and regulatory reports, update procedures, partner with Compliance, Legal, and Technology, and track surveillance metrics to satisfy FINRA, SEC, CFTC/NFA, and BSA/AML obligations.

Owner of trading operations and regulatory compliance between trading platforms and NFA/CFTC obligations. Monitor platforms, triage incidents, draft regulatory reports, manage capital charge oversight, payment rails, reconciliations, and operational runbooks. Support audits, margin compliance, MT4-to-MT5 migration, process improvements, and reporting to leadership.

Investigate and lead complex fraud cases (account takeover, synthetic identities, payment/ACH fraud) for a brokerage/fintech. Conduct risk assessments, document case outcomes, collaborate with risk, compliance, legal, and customer support, communicate with customers and external parties, monitor emerging fraud trends, and recommend detection/process improvements while managing a high-risk caseload autonomously.