Top Finance Jobs

Manage end-to-end securities trade processing and settlement, perform reconciliations and investigations with custodians, improve back-office processes, conduct compliance audits, and maintain accurate transaction and account data to ensure operational integrity.

The Portfolio Manager executes daily trading workflows, manages client sessions, ensures compliance, and monitors trade execution quality for sub-advisory clients.

Manage full lifecycle retirement account operations (contributions, distributions, rollovers, RMDs), prepare and file tax forms (1099-R, 5498) via FIRE/IRIS, ensure IRC/ERISA/FINRA/SEC compliance, handle customer inquiries, and drive process improvements to reduce risk and increase operational efficiency.

Perform month-end, quarterly, and annual general ledger close activities; estimate and record expense accruals; prepare account reconciliations; support revenue analysis, fixed assets, intercompany items; pull data for regulatory filings; respond to audit and exam requests; cross-train teammates; improve workflows and controls; and participate in firmwide and departmental projects.