Top Finance Jobs

Analyze and improve tax and cost-basis data flows, perform data quality and software testing, prepare analytical reports with recommendations, collaborate with Product and Development, and help build automated workflows to streamline processes and reduce manual work.

The Portfolio Manager executes daily trading workflows, manages client sessions, ensures compliance, and monitors trade execution quality for sub-advisory clients.

Prepare and manage regulatory filings (FOCUS, 15c3-1/15c3-3), perform reserve and capital charge calculations, reconcile balance sheet accounts, support monthly close, and improve regulatory reporting processes while coordinating with cross-functional teams.

The Senior Compliance Analyst will ensure regulatory compliance, investigate inquiries, guide teams on compliance issues, and maintain procedural integrity, leveraging AI for efficiency.

The Tax Director will oversee tax compliance, reporting, and strategy, including federal and state tax matters, M&A support, and collaboration with finance teams while ensuring efficiency and accuracy in tax operations.

Lead design and operation of Apex Asset Managements Advisers Act compliance program. Own regulatory filings and SEC/state exams, oversee marketing and solicitation compliance, portfolio/trading controls, vendor due diligence, and training. Partner with Legal, Operations, Product, and enterprise compliance to implement monitoring, testing, and reporting for sub-advisory, co-advisory, and solicitor/promoter arrangements.