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The role involves supporting the Fair Lending and Responsible Banking program by consulting on compliance matters, conducting risk assessments, participating in regulatory exams, developing training materials, and overseeing special projects. The position requires extensive experience in fair lending across various financial products.
The role involves supporting SoFi's Fair Lending and Responsible Banking program, acting as a liaison with various departments, coordinating compliance procedures, participating in regulatory examinations, and developing training materials. Responsibilities include oversight of advertisements and policies related to fair lending, analyzing models for compliance, and facilitating communications across departments regarding new and existing products.
The Compliance Risk Specialist will develop and implement a regulatory oversight program for third parties, assess compliance risks, advise on consumer compliance controls, and contribute to compliance policy enhancements. The role requires collaboration, risk assessment, and effective communication alongside regulatory change management.
The Compliance Risk Specialist supports the Compliance department by developing regulatory oversight programs and assessing third-party compliance risks. Responsibilities include enhancing oversight frameworks, conducting compliance risk assessments, reviewing existing processes, and providing support and guidance on regulatory best practices. The role requires collaboration, effective change management, and a focus on consumer compliance protection.
The Compliance Risk Specialist will develop and implement a third party regulatory oversight program, assess compliance risks, update policies, manage compliance-related issues, and support annual compliance risk assessments.
The Compliance Risk Specialist will develop and implement a robust third party regulatory oversight program, conduct risk assessments, and ensure compliance with federal regulations. Responsibilities include enhancing existing oversight activities, communicating processes effectively, and serving as a resource for compliance-related issues and best practices.
The Business Operations Manager will lead strategic planning, manage performance tracking, and drive process optimization. This role involves collaboration with cross-functional teams and facilitating communication within the organization while supporting risk management initiatives and ad-hoc projects.
The Business Controls Manager will implement and execute risk management programs, collaborate with stakeholders to identify risks and controls, assist in enhancing issue management and supplier risk protocols, and maintain a strong control environment across Operations and Risk Management.
The Business Controls Manager at SoFi will lead the implementation of risk management programs, collaborate with risk owners on control development, and ensure compliant supplier relationship management. Responsibilities include conducting process walkthroughs, updating risk data, and supporting testing and oversight activities to maintain a robust control environment.
As Senior Manager, Business Risk Management (2LOD), you will drive governance and operational oversight within the Technology Platform business unit. Responsibilities include maturing risk management programs, establishing robust controls, enhancing risk aggregation, and partnering closely with technology leadership to ensure adherence to risk standards and promote operational safety across global operations.
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