Top Operations Jobs

The AML Vendor Manager is responsible for managing vendor relationships related to AML compliance, monitoring vendor performance, ensuring adherence to service level agreements, and assisting in vendor oversight during regulatory exams and audits. The role involves reporting, coordinating oversight meetings, managing processes related to vendor onboarding and offboarding, and handling invoicing and contract renewals.

The AML Vendor Manager will oversee AML vendor relationships, monitor and report on performance, enhance oversight controls, and manage onboarding/offboarding processes. Responsibilities include tracking vendor performance, developing reports for leadership, managing invoicing, and assisting with vendor contract renewals and regulatory reviews.

The AML Vendor Manager is responsible for overseeing AML vendor relationships, including monitoring performance, ensuring evaluations, and documenting oversight for compliance. Duties include managing vendor onboarding/offboarding, reporting to leadership, handling invoicing, and supporting regulatory exams and audits.

The Insurance Agent at SoFi Protect will engage with members to assist with their insurance needs, manage a pipeline of leads, drive the sales lifecycle, and help build out operational processes for the insurance products. This role is suited for motivated individuals who enjoy sales and customer interaction.

The Senior Compliance Manager will oversee the broker-dealer compliance team, ensuring regulatory requirements are met while managing personnel, conducting audits, and administering compliance programs. This role also involves technology-driven efficiencies and travel for inspections and conferences.

The Senior Compliance Manager will oversee the broker-dealer compliance team, ensuring adherence to compliance responsibilities and driving efficiencies through technology. This role includes managing personnel activities, regulatory audits, staff licensing and registration, handling customer complaints, and coordinating compliance advisory tasks, all while requiring some travel.

The Senior Compliance Manager will oversee the broker-dealer core compliance team, ensuring adherence to compliance policies, conducting regulatory audits, managing personnel licensing and registration, and driving efficiencies through technology. This role requires significant experience in broker-dealer compliance and personnel management, along with strong organizational and analytical skills.