Top Compliance Analyst Jobs

The Senior Consumer Compliance Analyst ensures compliance with consumer protection laws, performs risk assessments, manages complaints, and collaborates on compliance training and procedures.

As a Junior Compliance Analyst, you will support the Compliance team by monitoring trading activities, conducting reviews, investigating suspicious behaviors, and maintaining compliance procedures.

The Compliance Analyst will support DV's Compliance Department, working on trade practice surveillance, onboarding broker relationships, responding to KYC requests, and drafting compliance policies.

The role involves analyzing large datasets to ensure compliance, translate analyses into insights for stakeholders, and improve compliance processes through data solutions.

The Compliance Analyst supports the Chief Compliance Officer in implementing compliance programs, monitoring AML/KYC/CIP activities, and conducting due diligence reviews at GuideStone Investment Services.

Support compliance programs (OFAC, FCPA/ABAC, privacy) through training administration, vendor onboarding, contract system administration, privacy request handling, policy/process maintenance, and UMAP enforcement.

Investigate flagged transactions and accounts, escalate financial crime red flags, file SARs, use blockchain analytics (Elliptic, TRM, Chainalysis, Unit21), collaborate on detection rule tuning, draft FIU procedures, and support regulatory exams and AML program enhancements.

Assist the Compliance team in monitoring compliance, conducting risk assessments, and ensuring adherence to regulations. Support compliance audits, training, and documentation efforts.

Support the conflicts review function by maintaining the conflicts reporting system, approving disclosures, monitoring data accuracy, assisting with compliance cases, preparing responses for auditors/regulators, and recommending process improvements while protecting confidential information.

Maintain and enhance the cybersecurity GRC program: develop policies, run security awareness, assess cyber and third-party risks, ensure PCI/SOX/privacy compliance, perform gap assessments, and support audits and remediation.

As a Senior Claims Compliance Analyst, manage compliance practices, monitor regulatory changes, develop controls, and provide training to ensure adherence to insurance regulations.

Support the compliance team by logging, analyzing, and responding to policyholder and regulator complaints/inquiries, administering compliance programs, enforcing company guidelines, reporting non-compliance or fraud, and escalating complex regulatory matters.

The Claims Compliance Analyst role involves maintaining a compliance library, conducting audits, analyzing claims data, and collaborating with teams to ensure regulatory adherence.

The SME SCRM Policy & Compliance Analyst develops SCRM policies and ensures compliance with federal and DoD standards, supports audits, and collaborates with various teams to integrate supply chain requirements.

The Compliance Analyst monitors risk and ensures adherence to regulatory policies, reviews reports, and supports AML processes while documenting unusual activities.

The role involves leading GRC modernization, conducting risk assessments, developing security policies, and ensuring compliance across the enterprise.

The Compliance Analyst is responsible for maintaining compliance functions, overseeing compliance programs, performing due diligence, and preparing compliance reports for GuideStone Funds and the Adviser.

As a Compliance Analyst, you'll ensure compliance with regulations, review changes for risk, recommend process improvements, and collaborate across departments for effective compliance management.

The Compliance Analyst is responsible for ensuring compliance with regulations, developing procedures, and maintaining relationships with regulatory bodies, while also guiding team members and analyzing complex compliance matters.

The Credit and Compliance Analyst evaluates credit worthiness of applicants, manages customer accounts, ensures compliance with credit policies, and communicates with teams regarding inquiries and issues.

Manage end-to-end sustainability data collection, analysis, and reporting (Scope 1-3, energy, water, waste, packaging, embodied carbon). Automate data processes, track regulations, perform gap analyses, support materiality assessments, develop improvement strategies, build dashboards, and train stakeholders to ensure compliance and reliable sustainability disclosure.

The Senior Compliance Analyst manages compliance programs by executing procedures, leading initiatives, and collaborating with stakeholders to ensure regulatory alignment and effective reporting.

The Compliance Analyst at Weiss Asset Management will review trade compliance, track regulatory developments, and support compliance projects using SQL for data analysis.

The Trade Compliance Analyst supports the Duty Drawback program by collecting data, reviewing documentation, preparing claims, and maintaining records to ensure compliance and facilitate recovery of eligible duties.

The Trade Compliance Analyst ensures compliance with trade laws, audits customs entries, supports vendor due diligence, and maintains import records.