Top Compliance Analyst Jobs

The Investment Guideline Compliance Analyst will ensure investment guideline compliance for Fixed Income, Equity, and Multi-Asset portfolios, interpreting guidelines and coding rules into compliance systems. The role involves communicating with internal and external clients, performing data integrity checks, producing reports, and managing client investment guidelines effectively.

The Compliance Analyst will advance the compliance risk management program within the payments division of a tech company. Responsibilities include project support, collaborating with stakeholders, driving operational excellence, and creating communications and presentations for various audiences.

The Compliance Analyst will support retail electric suppliers in maintaining compliance with federal, state, and utility regulations. Responsibilities include tracking regulatory issues, managing data management systems, preparing compliance filings, and supporting new market entry for clients. Excellent communication skills and detail orientation are essential.

The Senior Compliance Analyst at Dimensional will assist in managing compliance related to marketing, advertising, and social media initiatives. Responsibilities include reviewing communications, providing sales team compliance advice, maintaining monitoring processes, and supporting regulatory compliance throughout the organization.

The Senior Compliance Analyst will work across teams to ensure compliance with financial regulations, conduct analysis of documentation related to private placement securities, and assist in developing compliance policies. They will collaborate with the compliance team and handle multiple tasks in a fast-paced environment.

The Trade Compliance Analyst facilitates global trade compliance and ensures adherence to customs regulations. Responsibilities include product classification, import/export documentation, customs filing, and relationship management with various stakeholders. The role requires analyzing regulations and improving compliance processes within the company.

The Senior Compliance Analyst will provide regulatory compliance support and monitor Guardian's Group Benefits Product, focusing on absence management and medical leave services. Responsibilities include analyzing laws, ensuring compliance, developing oversight protocols, and partnering with various business units to manage compliance effectively.

The Ethics and Compliance Analyst will manage large initiatives related to employee compliance, support anti-bribery processes, respond to employee inquiries, and contribute to policy creation. The role involves project management, training assistance, and maintaining compliance documentation and online resources.

As a Compliance Analyst at GuideStone, you will manage compliance functions for the GuideStone Funds and advise on compliance risks. Responsibilities include developing procedures, due diligence oversight, compliance monitoring, and preparing reports for the Board. You'll collaborate with various teams to ensure regulatory compliance and handle new regulatory requirements.

The Foreign Transaction Compliance Analyst supports identifying and mitigating national security risks posed by foreign investments in U.S. businesses. Responsibilities include developing risk mitigation strategies, negotiating agreements, monitoring compliance, and drafting documentation for senior officials. The role requires strong organizational and critical thinking skills to manage multiple timelines and produce concise reports.

The BSA-AML Compliance Analyst will maintain compliance with regulatory requirements, monitor transactions, write suspicious activity reports, and interact with regulatory personnel to secure licenses for Paysend's USA operations. They will assess alerts, conduct research, and document results while staying informed of applicable laws and regulations.

The Senior Compliance Analyst leads compliance initiatives, monitors adherence to policies, validates regulatory reporting, and collaborates with stakeholders. This role includes managing projects, maintaining compliance documentation, and researching regulatory issues to support compliance programs in the healthcare industry.

The Compliance Analyst manages client relationships regarding regulatory requests, interacts with business partners for compliance data, implements process improvements, and ensures quality standards are met. The role involves monitoring performance metrics and facilitating meetings for detailed information exchange.

The Sr Substation Compliance Analyst is responsible for managing substation documentation and processes related to NERC, FERC, and CIP regulatory compliance. Duties include conducting field visits for asset evaluations, overseeing compliance programs, managing project tracking, and coordinating communication with field technicians and compliance analysts to ensure regulatory adherence.

The Compliance Analyst supports the global Compliance Investigations and Monitoring & Testing functions, assisting with internal investigations, managing compliance reporting mechanisms, maintaining documentation, coordinating with various stakeholders, and performing compliance monitoring and auditing. The role involves drafting summaries, enhancing compliance processes, and generating reports.

The Compliance Analyst will enhance security compliance for Zoom for Government by validating vulnerability remediation, conducting security assessments, and serving as a liaison between agencies and internal teams. Responsibilities include improving documentation, tracking progress, and monitoring compliance effectiveness while addressing audit findings and reporting security incidents.

The Portfolio Implementation Compliance Analyst will oversee the investment operations process, ensuring assets are invested timely and in accordance with client objectives. The role involves compliance monitoring, enhancing operational efficiencies through technology, and collaborating with legal and client specialists, while participating in departmental projects and contributing to business goals.