The VP of Institutional Equity Sales will identify institutional investors, communicate with clients about equity markets, and comply with regulations. Responsibilities include offering corporate access and booking roadshows.

This VP role focuses on leading growth in financial institutions by enhancing advisor productivity and expanding the program headcount through strategic consulting and client engagement.

The Vice President drives advisor engagement strategies, collaborates on data segmentation, optimizes technology adoption, and enhances business development capabilities.

The Equity Research Associate at Ladenburg Thalmann conducts research on public and private companies, prepares reports, and participates in client interactions. This role requires strong analytical and communication skills, alongside proficiency in financial modeling.

The Transitions Processing Specialist processes client paperwork for account management, provides support to financial advisors, and ensures accurate operations within Brokerage Operations.

The Desktop Engineer II role involves maintaining workstation toolsets, supporting hardware/software installation, and managing desktop infrastructure projects.

The SVP, Business Development leads strategy and execution to grow independent financial professionals, managing hiring, training, and team performance while meeting sales goals.

Entry-level Supervision Analyst responsible for monitoring compliance requirements, assisting partners, identifying issues, and providing customer service to financial professionals.

The VP of HNW Planning Services leads a team to deliver customized financial planning for high-net-worth clients, focusing on innovation and collaboration.

Supervise AML Quality Control activities, ensure compliance with regulations, oversee performance metrics, and provide training and feedback for Analysts.

The Corporate Recruiter will manage full life cycle recruiting for the Advisors W2 Channel, leveraging sourcing strategies and building talent pipelines to attract exceptional candidates.

Support Financial Professionals by answering inquiries and researching issues. Provide service and education on various financial products in a customer-focused environment.

The VP of Compliance leads the investment adviser compliance program, ensuring adherence to regulations, managing strategic projects, and advising on compliance policies and procedures.

Manage and secure Microsoft 365 and Azure environments, lead vulnerability management, support onboarding of acquired firms, and maintain client relationships.

The Regional Supervision Manager oversees brokerage transactions, ensuring compliance with firm policies, conducts reviews, and trains Financial Professionals. They collaborate with compliance teams to maintain standards.

The Trading and Operations Associate manages trading tasks and operational processes for asset management, including trading portfolios, monitoring cash flows, and account servicing.

The role involves processing brokerage account requests, acting as a subject matter expert, interacting with vendors, and maintaining high-quality standards in a fast-paced environment.

The Finance Director will lead finance data strategy, analytics, and business reporting, transforming data into actionable insights while collaborating with various stakeholders.

The VP, Advisor Engagement will drive strategy and execution in financial services, fostering relationships with financial professionals to enhance engagement and growth.

The HR Generalist will provide HR support, focusing on employee relations, performance management, onboarding, and supporting W2 advisor integration and acquisitions.