Jobs at Oppenheimer & Co. Inc.

Monitor client accounts for compliance with Regulation T and FINRA Rule 4210, manage securities and cash movements, review margin activity, perform manual calculations and audits, and identify risk concerns. Resolve branch and client issues, handle margin calls and liquidations, support complex options activity, coach junior staff, collaborate with operations and risk teams, and provide high-quality client service.

Build and maintain relationships with Financial Advisors across the Midwest, providing investment product education, sales support, training, and business development assistance. Partner with Regional Directors and internal product teams to increase adoption of asset management solutions, support asset gathering, and drive territory growth. The role involves advisor meetings, branch visits, educational events, and approximately 25% or more regional travel.

Develop and grow relationships with Financial Advisors across the Northeast, driving adoption of asset management investment solutions and regional asset growth. Responsibilities include territory planning, consultative sales, portfolio reviews, advisor education, investment platform expertise, market insights, relationship management, and business development. The role requires approximately 25% to 50% travel throughout the region and is based in New York City.

Conduct biotechnology equity research by building financial models and market trackers, performing fundamental analysis and due diligence, writing investment research reports, developing industry surveys, and assessing competitors. The role involves attending scientific and medical conferences, engaging with company management and key opinion leaders, and communicating with clients, sales, and trading teams. Associates must develop financial, valuation, accounting, quantitative, and biotechnology expertise while pursuing required FINRA licenses.

Supports the senior research analyst on the Semiconductors team by developing equity research reports, financial models, industry analyses, and marketing presentations. Builds and maintains integrated financial statements, organizes industry data, conducts valuation and quantitative analysis, and communicates with sales, trading, and external clients. Requires strong writing, financial modeling, accounting, analytical, communication, organizational, and Excel skills, along with familiarity with Bloomberg and FactSet.

Oversee daily brokerage operations across the Washington, D.C. region, including money movement, fund disbursements, order processing, account opening, supervisory controls, and client service resolutions. Lead and train operational staff, coordinate with firm infrastructure teams, and support financial professional onboarding. Ensure workflows comply with FINRA requirements while providing operational support to branch managers and maintaining accurate, timely service.

Provide client servicing and administrative support for Private Client Division: answer client/advisor questions, prepare reports, manage scheduling and databases, assist marketing and events, prioritize projects, and maintain confidentiality while supporting advisors and management.

Support a Senior Analyst covering electronic components, consumer hardware, and digital media. Conduct company and thematic research, build and maintain integrated 3-statement financial models, manage proprietary data sets and valuation comps, initiate independent research projects under tight deadlines, and communicate clear, evidence-based investment opinions in written reports and internal collaboration.