Oppenheimer & Co. Inc.
Teams at Oppenheimer & Co. Inc.
Recently posted jobs
Financial Services
The Regional Operations Manager oversees day-to-day operations, including money movement, order processing, account opening, and staff training, ensuring compliance with FINRA rules.
Financial Services
Supervise operations functions including fund movements and order processing, train staff, liaise with firm infrastructure, and support onboarding.
Financial Services
Review marketing materials for compliance with FINRA and SEC rules, draft disclosures, submit materials to FINRA, and advise advisers on marketing issues.
