In this role, you’ll make an impact in the following ways:
Insight Investment is looking for a Senior Specialist (Compliance & Control) to join the Guideline Management team. This person will be responsible for the handling of Guideline coding and Guideline drafting reviews within Charles River Development (CRD) and assisting in the monitoring of Post trade alerts. This person will also assist in Guideline related projects, suggest improvements to existing processes and help support the junior associates in building their CRD technical skills, expertise and knowledge of our processes.
Monitor post trade batch alerts daily and provide notification to the front office and other business groups in a timely manner.
Ensure all new mandates/amendments are coded into Charles River within the agreed time limit with a high level of accuracy.
Work closely with the Fund Managers and Client Directors to ensure that coding has been accurately interpreted and signed off within the appropriate time limit.
Ensure client guideline queries from across the business are answered in a timely and accurate manner.
Ensure post-trade monitoring incidents are proactively escalated and recorded in the relevant systems.
Produce monthly and quarterly compliance attestations and ensure the attestations are produced within the required deadlines.
Continuously engage with IT to evolve and improve systems, assisting and taking the lead in Guideline related projects
Work closely with Fund Management and the Client Services teams in the review of guidelines – ensuring that amendments can be coded into the compliance systems and standardizing the format of guidelines across the U.S. business.
Proactively devise ways to reduce operational risk to the business and to increase the efficiency of processes
To be successful in this role, we’re seeking the following:
Excellent academics with degree from a reputed institute.
Minimum 7, preferably 9+ years or more of rule coding experience on CRD (rule coding on V20 or above is preferred).
Relevant experience in monitoring post trade compliance on CRD
Good communication & analytical skills to resolve hands-on problems
Advanced knowledge of Microsoft Word, Power Point and Excel and the ability to build reports to enable the extraction and analysis of data sets
Able to provide challenges to both existing processes and controls across the business and be proactive, self-supportive and motivated in the promotion of a positive compliance and risk culture within the firm
Strong understanding of fixed income securities – including derivatives
Strong ownership of role and responsibilities
At BNY, our culture allows us to run our company better and enables employees’ growth and success. As a leading global financial services company at the heart of the global financial system, we influence nearly 20% of the world’s investible assets. Every day, our teams harness cutting-edge AI and breakthrough technologies to collaborate with clients, driving transformative solutions that redefine industries and uplift communities worldwide.
Recognized as a top destination for innovators, BNY is where bold ideas meet advanced technology and exceptional talent. Together, we power the future of finance – and this is what #LifeAtBNY is all about. Join us and be part of something extraordinary. About the TeamAt BNY, our culture speaks for itself, check out the latest BNY news at: BNY Newsroom & BNY LinkedIn
Here’s a few of our recent awards:
- America’s Most Innovative Companies, Fortune, 2025
- World’s Most Admired Companies, Fortune 2025
- “Most Just Companies”, Just Capital and CNBC, 2025
Our Benefits and Rewards:
BNY offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy. We provide access to flexible global resources and tools for your life’s journey. Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves, including paid volunteer time, that can support you and your family through moments that matter.
BNY is an Equal Employment Opportunity/Affirmative Action Employer - Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans.
Skills Required
- Minimum 7 years of rule coding experience on CRD
- Relevant experience in monitoring post-trade compliance on CRD
- Excellent communication and analytical skills
- Advanced knowledge of Microsoft Word, PowerPoint, and Excel
- Strong understanding of fixed income securities including derivatives
BNY Compensation & Benefits Highlights
The following summarizes recurring compensation and benefits themes identified from responses generated by popular LLMs to common candidate questions about BNY and has not been reviewed or approved by BNY.
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Healthcare Strength — Health coverage includes comprehensive options with a $0‑premium plan for eligible lower earners, expanded mental‑health support with personalized therapy, and strong income protection through short‑ and long‑term disability. These features have been recently enhanced and are paired with dental and vision coverage.
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Parental & Family Support — Parental leave provides 16 weeks of fully paid time for all parents, with added support such as adoption assistance. This breadth offers strong coverage for major family events.
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Retirement Support — The 401(k) program includes a company match and Roth options to support long‑term savings. Additional financial programs like tuition assistance and savings vehicles complement retirement readiness.
BNY Insights
What We Do
We help make money work for the world — managing it, moving it and keeping it safe. As a leading global financial services company at the center of the world’s financial system, we touch nearly 20% of the world’s investable assets. Today we help over 90% of Fortune 100 companies and nearly all the top 100 banks globally access the money they need. For 240 years we have partnered alongside our clients to create solutions that benefit businesses, communities and people everywhere.
