Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. We have been at the forefront of financial innovation for over four decades, known for our cutting-edge technology and client commitment.
IBKR affiliates provide global electronic brokerage services around the clock on stocks, options, futures, currencies, bonds, and funds to clients in over 200 countries and territories. We serve individual investors and institutions, including financial advisors, hedge funds and introducing brokers. Our advanced technology, competitive pricing, and global market help our clients to make the most of their investments.
Barron's has recognized Interactive Brokers as the #1 online broker for six consecutive years. Join our dynamic, multi-national team and be a part of a company that simplifies and enhances financial opportunities using state-of-the-art technology.
We are seeking an experienced Internal Auditor for our Mumbai office. As an Internal Auditor, you will perform Compliance, Financial, and Operational audits to determine the accuracy of financial records, effectiveness of prudent business practices, and compliance with policies, procedures, and regulations.
Key Responsibilities:
- Conducting internal audits of our global regulated brokerage entities to ensure compliance with regulatory requirements and internal policies.
- Delivering crucial contributions during planning, field work and presentation of findings from the audit work.
- Identifying and assessing key issues impacting the Business.
- Participating in preliminary discussions with operating personnel during and after an audit, discussing the conditions, criteria, effect, cause and recommendations relating to potential deficiencies noted during an audit
- Gaining a deep understanding of the processes under review
- Conducting audits following professional industry standards and established company policies
Qualifications & Experience:
- Degree in Accounting, Finance, Computer Science or a similar field
- Chartered Accountant (CA) or similar certification
- Certified Information Systems Auditor (CISA) or Certified Internal Auditor (CIA) will be a plus.
- At least 2 years of audit experience within regulated financial institutions, such as a bank or brokerage firm
- High proficiency with the MS Office suite of products, especially MS Excel and Access
- Strong analytical and problem-solving skills
- Ability to articulate complex concepts concisely in both written and verbal presentations across all levels of management
- Ability to work independently
- Motivation for continuous development
- Competitive salary package.
- Performance based annual bonus (cash and stocks).
- Hybrid working model (4 days office/week).
- Group Medical & Life Insurance.
- Modern offices with free amenities & fully stocked cafeterias.
- Monthly food card & company paid snacks.
- Hardship/shift allowance with company provided pickup & drop facility*
- Attractive employee referral bonus.
- Frequent company sponsored team building events and outings.
* Depending upon the shifts.
**The benefits package is subject to change at the management's discretion.
Skills Required
- Degree in Accounting, Finance, Computer Science or similar field
- Chartered Accountant (CA) or similar certification
- Certified Information Systems Auditor (CISA) or Certified Internal Auditor (CIA)
- At least 2 years of audit experience within regulated financial institutions
- High proficiency with MS Office suite, especially MS Excel and Access
- Strong analytical and problem-solving skills
- Ability to articulate complex concepts concisely in written and verbal presentations across all levels of management
- Ability to work independently
- Motivation for continuous development
Interactive Brokers Compensation & Benefits Highlights
The following summarizes recurring compensation and benefits themes identified from responses generated by popular LLMs to common candidate questions about Interactive Brokers and has not been reviewed or approved by Interactive Brokers.
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Healthcare Strength — Health coverage is described as comprehensive, with company-covered premiums available in some plans, plus dental and vision. Wellness incentives and accessible care benefits contribute to the perceived value of the package.
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Strong & Reliable Incentives — Total compensation commonly includes discretionary bonuses and stock grants that enhance earnings. These elements are frequently cited as meaningful parts of overall pay.
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Pay Growth & Progression — Annual pay increases are mentioned across multiple roles. This supports a perception of steady early-stage progression.
Interactive Brokers Insights
What We Do
Rated #1 Best Online Broker in 2022 for 5 consecutive years by Barron's. Interactive Brokers Group (Nasdaq: IBKR) and its predecessor companies have been building trading technology for over 44 years. Interactive Brokers Group’s consolidated equity capital exceeds $10 billion. Throughout its history, the company’s mission has remained unchanged: Create technology to provide liquidity on better terms. Compete on price, speed, size, diversity of global products and advanced trading tools. Interactive Brokers LLC is a member of NYSE, FINRA, SIPC. For more information, visit: ibkr.com
