Assistant General Counsel

Reposted 3 Days Ago
Be an Early Applicant
London, Greater London, England, GBR
In-Office
Mid level
Financial Services
The Role
Provide legal support for investment management and regulatory matters across EMEALA. Draft and negotiate IMAs, distribution and commercial agreements, side letters, and data/privacy documents. Advise on financial services regulations and AI/data protection issues, maintain templates and contract databases, liaise with external counsel, and work with business teams to resolve legal issues.
Summary Generated by Built In

Neuberger Berman is seeking a mid-level lawyer to provide general investment management and regulatory legal support. We are looking for a bright and enthusiastic individual who wants to “get the right thing done” for both the firm and the client. The successful candidate will be primarily responsible for institutional and distribution matters relating to Neuberger Berman’s investment products and strategies across the EMEALA region, and should have a strong working knowledge of cross border distribution and fund structures (e.g. UCITS, SICAVs, QIAIFS), and demonstrable experience of negotiating investment management agreements.

This is a chance to join an experienced legal team and interact directly with the business on a daily basis.

Primary Responsibilities:

  • Drafting and negotiating a range of agreements, including investment management agreements, distribution agreements, rebate agreements, and side letters for institutional and intermediary clients.
  • Drafting a wide range of commercial contracts such as vendor contracts, non-disclosure agreements, and marketing agreements.
  • Advising on financial services regulations such as MIFID II, DORA, AIFMD, SFDR, EMIR etc.
  • Advising on data protection and artificial intelligence, negotiating data processing agreements, and drafting privacy policies.
  • Reviewing and drafting RFP responses or marketing materials.
  • Drafting and maintaining standard documents and templates.
  • Maintaining contract databases, intercompany agreements, and internal procedures.
  • Assisting the Legal team in maintaining and growing its know-how and precedents database.
  • Liaising with outside counsel as appropriate.
  • Providing legal support to the business on ad hoc legal matters or projects.
  • Working closely with the client services, investment, risk, and sales teams to identify issues and negotiate resolution

Key Requirements / Qualifications: (essential unless otherwise stated)

  • Strong commercial experience (4-7 years’ PQE) spent at a leading law firm or a well-regarded investment management firm.
  • Qualified to practice law in England or Ireland.
  • Excellent drafting, communication (written and verbal), and negotiation skills.
  • Strict attention to detail.
  • Ability to spot and solve problems.
  • Ability to learn quickly and work independently.
  • Excellent interpersonal skills, including the ability to communicate confidently with external clients and senior stakeholders.
  • Keen interest in the evolving financial services regulatory landscape and working knowledge of existing regulations.

#LI-MH1

#LI-Hybrid

Neuberger Berman is an equal opportunity employer. The Firm and its affiliates do not discriminate in employment because of race, creed, national origin, religion, age, color, sex, marital status, sexual orientation, gender identity, disability, citizenship status or protected veteran status, or any other characteristic protected by local, state, or federal laws, rules, or regulations. If you would like to contact us regarding the accessibility of our website or need assistance completing the application process, please contact [email protected].

Learn about the Applicant Privacy Notice.

Top Skills

Aifmd
Artificial Intelligence
Data Protection
Dora
Emir
Mifid Ii
Qiaifs
Sfdr
Sicavs
Ucits
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The Company
HQ: New York, NY
2,667 Employees
Year Founded: 1939

What We Do

Neuberger Berman, founded in 1939, is a private, independent, employee-owned investment manager. The firm manages a range of strategies—including equity, fixed income, quantitative and multi-asset class, private equity, real estate and hedge funds—on behalf of institutions, advisors and individual investors globally. With offices in 25 countries, Neuberger Berman’s diverse team has over 2,400 professionals. For eight consecutive years, the company has been named first or second in Pensions & Investments Best Places to Work in Money Management survey (among those with 1,000 employees or more). In 2020, the PRI named Neuberger Berman a Leader, a designation awarded to fewer than 1% of investment firms for excellence in Environmental, Social and Governance (ESG) practices. The PRI also awarded Neuberger Berman an A+ in every eligible category for our approach to ESG integration across asset classes. For important disclosures: http://www.nb.com/linkedin

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