Jobs at Stifel Financial Corp.

Architects and builds secure, reusable AWS cloud and security platforms, integrations, APIs, data pipelines, AI capabilities, and automation for multiple security teams. Develops infrastructure as code, embeds security controls, maintains observability and reliability, conducts technical evaluations, and creates reference architectures and documentation. Partners with architecture and platform teams, supports incidents and root-cause analysis, defines service boundaries and measurable outcomes, and mentors engineers.

Supports IRA and qualified plan operations by processing distributions, rollovers, beneficiary claims, divorce-related requests, and account maintenance. Reviews forms and documentation, enters and verifies data, indexes records, responds to branch and client inquiries, and follows IRS regulations and internal procedures. The role requires strong attention to detail, organization, independent work, and the ability to manage fluctuating workloads under supervision.

Performs Treasury clerical and banking operations, including depositing checks, recording financial information, reconciling accounts, processing stop payments, voided checks, outgoing and incoming wires, returned checks, ACH transactions, and assisting branch cashiers. Requires knowledge of accounting and clerical procedures, securities or banking operations experience, and proficiency with Microsoft Office and web applications.

Administer, configure, optimize, and support HR technology systems including UKG, iCIMS, and HaloITSM. Partner with HR, Payroll, Benefits, Talent Acquisition, Compensation, and IT teams to gather requirements, resolve system and data issues, maintain integrations, create reports, lead testing, ensure data integrity and compliance, document processes, and support HR technology projects and continuous improvement.

Supports mutual fund trade operations by monitoring orders, reviewing pricing and sales charge waivers, processing trade corrections, calculating CDSC hypotheticals, and validating systematic transactions. The role enters and processes data, identifies and escalates issues, responds to branch and advisor inquiries, communicates updates, and follows departmental procedures and industry regulations while managing variable workloads.

Leads venture debt syndication strategy and execution, including structuring, lender outreach, pricing, allocation, negotiation, documentation, and closing. Builds and scales the syndications platform through systems, processes, infrastructure, partnerships, and team development. Collaborates with banking, credit, treasury, legal, finance, and operations teams while optimizing balance sheet utilization, expanding lending capacity, and providing market intelligence.

Develops customized financial plans and asset allocation proposals, analyzes client investment portfolios, evaluates holdings, screens prospects, and provides recommendations to investment representatives. The role also supports client business development, marketing strategies, risk management, regulatory adherence, and reporting using firm software and Microsoft Office tools.

Supports Advisor Directed advisory programs by assisting Financial Advisors and their staff, resolving escalated operational and compliance issues, monitoring programs, improving workflows, maintaining procedures, developing communications, and coordinating program enhancements. The role collaborates with Advisory Operations, Compliance, Marketing, and other stakeholders while supporting project management and ensuring advisory materials and processes are accurate, efficient, and consistently applied.

Supports advisor-directed investment programs through application processing, model and strategy support, account setup and maintenance, program monitoring, compliance and operations coordination, documentation management, and procedure reviews. The role assists financial advisors and their staff, analyzes advisory programs, resolves account and trading issues, coordinates program communications, and identifies process improvements. It requires investment advisory industry knowledge, portfolio analysis skills, securities licenses, and proficiency with Microsoft Office and financial technology tools.

Identifies, assesses, and mitigates technology and information security risks. Conducts qualitative and quantitative risk assessments, develops controls and mitigation strategies, ensures compliance with GLBA, NIST, CIS, and related requirements, reports findings to senior management, partners with IT and cybersecurity teams, monitors risk programs, and delivers staff training.

Researches and develops equity execution models, transaction cost models, order-routing strategies, and analytical tools. Applies statistical, mathematical, computational, and machine learning techniques to forecasting, sentiment analysis, execution optimization, performance measurement, and risk attribution. Collaborates with electronic trading, development, technology, and model validation teams to assess, document, maintain, and deploy commercially viable trading algorithms.

Leads investment banking transactions in the Clean Energy & Power sector, serving as project manager from origination through close. Executes M&A, recapitalizations, debt and equity financings; develops financial models, valuations, offering memoranda, and client presentations; supports diligence and client relationships; mentors analysts; contributes to business development; and manages multiple concurrent projects.

Supports and markets annuity products to Financial Advisors through product expertise, training, case design, vendor liaison work, internal campaigns, and educational content. Reviews product changes, performs vendor due diligence, answers technical and sales questions, and creates social media and newsletter content to increase annuity awareness and sales penetration.

Provides operational, compliance, analytical, and relationship support for advisor-directed advisory programs. Supports Financial Advisors, resolves escalated account and fee issues, monitors programs, develops communications, maintains procedures, evaluates workflows, and implements process improvements. Collaborates with compliance, operations, marketing, and other stakeholders on program enhancements and projects while serving as a subject matter expert.

Supports advisor-directed investment programs through advisor and staff assistance, account setup and maintenance, portfolio model support, program monitoring, compliance and operations issue resolution, procedure documentation, and coordination with marketing and internal stakeholders. Requires investment advisory industry knowledge, portfolio analysis skills, strong problem-solving abilities, and securities licenses.

Trades discretionary advisory accounts, executes portfolio changes and rebalancing, maintains model allocations, reviews cash and positions, and monitors account activity. Provides platform support and training using Vestmark, collaborates with financial advisors and internal departments, completes regulatory and maintenance reports, and helps improve trading workflows while minimizing operational and compliance risk.

Processes complex corporate action income payments, reconciliations, entitlement calculations, and discrepancy investigations. Interprets prospectuses and legal circulars, resolves missed payments, supports operational workflow improvements, communicates with stakeholders, and assists with associate training. Requires strong attention to detail, judgment, autonomy, collaboration, and the ability to manage high-volume workloads.

Administers federal, state, and local payroll tax withholding, filings, reconciliations, payments, and year-end reporting. Researches tax notices, resolves discrepancies, supports payroll processing, maintains tax accounts and system configurations, and ensures regulatory compliance. Collaborates with HR, Benefits, Compensation, and Finance while improving processes, reporting, automation, testing, and payroll tax controls.

Supports the Operational Risk Director in executing the firm's operational risk management program. Responsibilities include risk and control self-assessments, KRI analysis, issue tracking, control enhancement, ERM program coordination, management reporting, stakeholder engagement, process walkthroughs, vendor interactions, and roadmap development. The role requires strong consulting and communication skills, financial services or risk management experience, and proficiency with Microsoft 365 and GRC platforms.

Administers and supports Fiserv Premier Core and related banking systems, including configuration, access management, reporting, troubleshooting, testing, and maintenance. Analyzes operational data, performs reconciliations and exception monitoring, supports audits and compliance activities, and improves processes and controls. The role collaborates with business units and vendors, maintains documentation, evaluates system updates, and provides guidance to less experienced team members.