Teams at Stifel Financial Corp.

Supports the information security program through monitoring, risk identification, request triage, regulatory reporting, metrics and KPI management, security training, process integration, control testing, security exercises, governance alignment, and security technology lifecycle management. The role also assists with risk reviews, issue tracking, and maintaining accurate security reports while collaborating with technical and business stakeholders.

Reviews branch electronic communications for regulatory and firm compliance, identifies trends and potential violations, escalates issues, communicates compliance policies, and assists with client documentation and supervisory projects. Requires financial services or branch operations experience, strong analytical judgment, and the ability to obtain applicable securities and insurance licenses.

Supports financial advisors and branch associates with margin and brokerage account operations. Reviews accounts and margin requirements, researches debit balances, resolves trade exceptions, documents trading violations, applies account restrictions, monitors regulatory deadlines, and communicates updates to leadership. The role requires attention to detail, policy and regulatory awareness, organization, independent work, and collaboration during high-volume periods.