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Fintech • Software • Financial Services
The Capital Markets Compliance Officer ensures regulatory compliance in investment banking, provides guidance, reviews transactions, and develops compliance policies.
Fintech • Software • Financial Services
The Reg SHO Compliance Officer oversees adherence to Reg SHO regulations, focusing on Rule 204, while enhancing compliance frameworks and training staff.
Fintech • Software • Financial Services
The Senior Legal Counsel will negotiate agreements, interface with regulatory bodies, provide legal guidance, and support global expansion efforts.