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The Compliance Associate at Atomic will play a key role in developing the compliance function and ensuring regulatory compliance across the firm. Responsibilities include drafting policies, responding to regulatory inquiries, managing regulatory exams, overseeing registrations with regulatory bodies, and leveraging technology for compliance automation. The ideal candidate has 5+ years of financial services experience, holds FINRA Series 7 & 24, and has technical aptitude for collaborating with IT departments. A college degree in relevant fields and strong organizational skills are required.
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