Specialist, Compliance Monitoring

Posted 10 Days Ago
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Johannesburg, City of Johannesburg, Gauteng, ZAF
In-Office
Mid level
Financial Services
The Role
Conducts compliance monitoring reviews from planning through reporting, ensuring Standard Bank Group entities comply with regulations, codes of conduct, and best practices. Supports implementation of compliance monitoring methodologies, data analytics, continuous monitoring, and combined assurance processes. The role also contributes to risk mitigation, governance, regulatory compliance, strategic reporting, and collaboration with business unit leaders across Corporate and Investment Banking.
Summary Generated by Built In
Company Description

Standard Bank Group is a leading Africa-focused financial services group, and an innovative player on the global stage, that offers a variety of career-enhancing opportunities – plus the chance to work alongside some of the sector’s most talented, motivated professionals. Our clients range from individuals, to businesses of all sizes, high net worth families and large multinational corporates and institutions. We’re passionate about creating growth in Africa. Bringing true, meaningful value to our clients and the communities we serve and creating a real sense of purpose for you.

Job Description

To complete high quality reviews from planning to reporting and contribute to the global implementation of the Group Compliance Monitoring methodology and processes to ensure the Standard Bank Group and all legal entities are conducting business in accordance with relevant regulations, applicable codes of conduct and within best business practice and drive the development and implementation of a combined assurance approach across all Compliance Assurance Functions.

Qualifications

Type of Qualification: First Degree
Field of Study: Audit
Type of Qualification: First Degree
Field of Study: Legal

Experience Required
Compliance Risk Management
Compliance

1-2 years

  • Demonstrated understanding of Data Analytics tools to support compliance monitoring, including the ability to script analytical test scripts, visualize insights using data visualization tools, and contribute to continuous monitoring capability building.

3-4 years

  • Experience in compliance monitoring, auditing or risk management within a financial services organisation or one of the big four auditing forms. Experience in leading a team of Risk and Compliance specialist and working with business unit Heads to deliver on risk mitigation.
  • Overall experience in the Corporate and Investment Banking sector with an understanding of the how the business and products are structures and operate.
  • Monitor compliance with laws and regulations in order to facilitate the establishment of a compliance culture that contributes to prudent risk management. OR Participate in effective governance structures in order to meet the requirements imposed by governmental bodies, regulators, industry mandates or internal policies.

Behavioural Competencies:

  • Adopting Practical Approaches
  • Articulating Information
  • Checking Things
  • Exploring Possibilities
  • Generating Ideas
  • Interacting with People
  • Interpreting Data
  • Making Decisions
  • Providing Insights
  • Team Working
  • Thinking Positively
  • Upholding Standards

Technical Competencies:

  • Compliance
  • Financial Industry Regulatory Framework
  • Legal Compliance
  • Promote Good Governance, Risk & Control
  • Risk Management
  • Strategic Planning and Reporting

Additional Information

 

    Skills Required

    • First degree in Audit
    • First degree in Legal studies
    • 1-2 years of experience with data analytics tools, analytical scripting, data visualization, and compliance monitoring capability development
    • 3-4 years of experience in compliance monitoring, auditing, or risk management within financial services or a Big Four auditing firm
    • Experience leading Risk and Compliance specialists and working with business unit heads on risk mitigation
    • Corporate and Investment Banking experience with understanding of business structures, products, and operations
    • Experience monitoring compliance with laws, regulations, industry mandates, and internal policies
    • Knowledge of financial industry regulatory frameworks, legal compliance, governance, risk and control, risk management, and strategic planning and reporting

    Standard Bank Group Compensation & Benefits Highlights

    The following summarizes recurring compensation and benefits themes identified from responses generated by popular LLMs to common candidate questions about Standard Bank Group and has not been reviewed or approved by Standard Bank Group.

    • Leave & Time Off Breadth — Leave options span vacation, study, parental, compassionate/family responsibility, sick/short‑term incapacity, sabbatical, recognition and optional unpaid leave, subject to country practices. This breadth provides flexibility to manage family, study, health, and rest needs.
    • Healthcare Strength — Core protection includes medical cover and death/incapacity insurance, with many markets offering permanent health insurance and optional life/funeral or gap‑cover add‑ons. Wellness and counselling programs further strengthen day‑to‑day health support.
    • Fair & Transparent Compensation — Formal remuneration materials emphasize equal pay for work of equal value, structured market alignment, and pay‑equity analyses alongside clawback/forfeiture provisions. This governance signals predictable, fairness‑oriented pay practices.

    Standard Bank Group Insights

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    The Company
    HQ: Johannesburg
    63,856 Employees
    Year Founded: 1862

    What We Do

    As a brand with a legacy of 161 years in Africa, we have a deep understanding and belief in the boundless opportunities that this continent presents. Our vision extends beyond mere geography; it encompasses a profound recognition of the potential for growth that resonates within our people, customers, entrepreneurs, and all who share our unwavering commitment and passion for investing in Africa. With a presence in 20 countries across sub-Saharan Africa, we have cultivated a diverse community of the most skilled, innovative, and creative minds in the industry. Our purpose is to drive Africa's growth, acting as a catalyst for inclusive and sustainable economic development in the regions we serve. We strive to improve the lives of our fellow Africans by conducting business in an ethical and responsible manner. As a trusted partner, we consistently set higher standards and aspire to become better with each endeavour. We are more than just a banking institution; we are a driving force behind Africa's growth. Join us on this transformative journey. Together, we have the collective power to propel Africa into the future, making tangible progress for all who proudly call Africa home.

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