Securities Paralegal

Posted 18 Days Ago
Be an Early Applicant
New York, NY, USA
In-Office
72K-90K Annually
Mid level
Insurance
The Role
Prepare and file SEC Section 16 forms and periodic reports, maintain executive equity ownership records, support proxy statements and corporate governance activities, coordinate audit and annual meeting processes, manage insider trading policy procedures, liaise with transfer agents, conduct legal research and benchmarking, and improve legal entity and reporting practices.
Summary Generated by Built In

Securities Paralegal

This role is for the primary SEC reporting paralegal on a team of dedicated corporate paralegals and will report to a senior attorney in the Corporate Secretary’s Office to assist with public company reporting requirements and general corporate matters.


Specific Responsibilities Include:

  • Draft and file Section 16 filings (Forms 3, 4 and 5) and maintain corresponding executive officer equity ownership information
  • Assist in the preparation of the annual proxy statement and manage cross-functional audit support  
  • Provide support on corporate governance matters, including D&O questionnaires, shareholder engagement and annual meeting preparation
  • Assist with periodic reports under the ’34 Act, including Forms 10-Q/K
  • Establish and implement best practices for reporting and legal entity management
  • Manage and implement processes under the company's insider trading policy
  • Liaise with transfer agent
  • Conduct peer benchmarking and legal research
  • Assist the corporate legal team with other projects as needed

Preferred Qualifications:

  • 3+ years of relevant experience with a major public corporation and/or law firm
  • Knowledge of '34 Act requirements (particularly Section 16)
  • Proficiency in Workiva, SharePoint and Excel
  • Familiarity with EDGAR Next
  • General legal research skills and excellent organizational skills and attention to detail
  • Strong communication skills and ability to coordinate complex tasks with multiple stakeholders; innovative and a self-starter
  • Bachelor's or associate’s degree or paralegal certificate

For positions based in New York , the base salary range is $72,000-$90,000 and the position is eligible for a bonus in accordance with the terms of the applicable incentive plan. Your actual compensation will be dependent on your skills, experience, and qualifications. In addition, we’re proud to offer a range of competitive benefits, a summary of which can be viewed here: US Benefits


At AIG, we value in-person collaboration as a vital part of our culture, which is why we ask our team members to be primarily in the office. This approach helps us work together effectively and create a supportive, connected environment for our team and clients alike.

Enjoy benefits that take care of what matters

At AIG, our people are our greatest asset. We know how important it is to protect and invest in what’s most important to you. That is why we created our Total Rewards Program, a comprehensive benefits package that extends beyond time spent at work to offer benefits focused on your health, wellbeing and financial security—as well as your professional development—to bring peace of mind to you and your family.

Reimagining insurance to make a bigger difference to the world

American International Group, Inc. (AIG) is a global leader in commercial and personal insurance solutions; we are one of the world’s most far-reaching property casualty networks. It is an exciting time to join us — across our operations, we are thinking in new and innovative ways to deliver ever-better solutions to our customers. At AIG, you can go further to support individuals, businesses, and communities, helping them to manage risk, respond to times of uncertainty and discover new potential. We invest in our largest asset, our people, through continuous learning and development, in a culture that celebrates everyone for who they are and what they want to become.

Welcome to a culture of inclusion

We’re committed to creating a culture that truly respects and celebrates each other’s talents, backgrounds, cultures, opinions and goals. We foster a culture of inclusion and belonging through learning, cultural awareness activities and Employee Resource Groups (ERGs). With global chapters, ERGs are a cornerstone for our culture of inclusion. The talent of our people is one of AIG’s greatest assets, and we are honored that our drive for positive change has been recognized by numerous recent awards and accreditations.

AIG provides equal opportunity to all qualified individuals regardless of race, color, religion, age, gender, gender expression, national origin, veteran status, disability or any other legally protected categories.

AIG is committed to working with and providing reasonable accommodations to job applicants and employees with disabilities.  If you believe you need a reasonable accommodation, please send an email to [email protected].  

Functional Area:

LG - Legal, Regulatory & Gov't Affairs

AIG Employee Services, Inc.

Skills Required

  • 3+ years of relevant experience with a major public corporation and/or law firm
  • Knowledge of Securities Exchange Act of 1934 requirements, particularly Section 16
  • Proficiency in Workiva, SharePoint, and Excel
  • Familiarity with EDGAR Next
  • General legal research skills
  • Excellent organizational skills and attention to detail
  • Strong communication skills and ability to coordinate complex tasks with multiple stakeholders
  • Bachelor's degree, associate's degree, or paralegal certificate

AIG Compensation & Benefits Highlights

The following summarizes recurring compensation and benefits themes identified from responses generated by popular LLMs to common candidate questions about AIG and has not been reviewed or approved by AIG.

  • Retirement Support Retirement offerings are positioned as a standout, with 401(k) company contributions and matching described as substantial. Financial-security features like life and disability coverage and related assistance programs reinforce the retirement value of the package.
  • Healthcare Strength Health benefits are framed as comprehensive, spanning physical and mental health support alongside common medical, dental, and vision coverage. Wellness programming and EAP-style resources are presented as part of a broad health and wellbeing approach.
  • Leave & Time Off Breadth Time-off provisions are described as extensive, including paid time off, paid sick days, and additional leave options. Volunteer time off and sabbaticals further expand the overall time-away offering.

AIG Insights

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The Company
HQ: New York, NY
49,681 Employees
Year Founded: 1919

What We Do

We're a leading global insurance organization with operations in more than 80 countries and jurisdictions. We provide a wide range of property casualty insurance, life insurance, retirement solutions, and other financial services to support our clients in business and in life through our General Insurance, Life & Retirement and Investments business units. What unites us across all of these offerings is our commitment to helping individuals, businesses and communities prepare for and respond to times of uncertainty. Whether serving those facing natural disasters or millions of Americans striving for a financially secure retirement, we have the specialist expertise to help clients better manage risk. We’re also committed to doing the right thing for our people and the communities where we work and live. It’s why we seek to offer what matters to our ever-diversifying team - like flexible and creative work environments, professional growth opportunities and forums to advocate for one another and incite change. We encourage employees to give back to the causes they care most about, supporting these efforts through our Volunteer Time Off and Matching Grants Programs. Join us as we share our stories from around the organization. #LifeatAIG AIG Social Media Community Guidelines: https://www.aig.com/communityguidelines Facebook: http://www.facebook.com/AIGInsurance Twitter: http://twitter.com/AIGinsurance YouTube: http://www.youtube.com/aig

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