We have an exciting opportunity at Ameriprise as a Paralegal. Come be a part of an amazing team and assist attorneys in executing legal transactions in support of insurance company matters. Manage variable insurance product SEC registration statements and prospectuses. Manage FINRA Form BD filings. Research laws, draft correspondence, and respond to various internal and external requests. Collaborate across the General Counsel's Office (GCO) and business to perform various tasks. Come and apply today!
Key Responsibilities:
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Manage annual update of variable life insurance product SEC filings.
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Lead and train on all matters associated with SEC filings, including the use of ArcProspectus content management system.
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Draft variable insurance product prospectus language and support product development initiatives. Manage FINRA Form BD filings.
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Respond to auditor requests associated with registration statements.
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Work on special projects and initiatives as requested.
Required Qualifications:
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Associate degree or equivalent (2 years)
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3-5 years relevant experience.
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Strong experience with preparing and filing registration statements with the SEC.
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Solid drafting and research skills.
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Solid analytical skills.
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Highly organized and detail oriented.
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Makes decisions quickly and appropriately using extensive expertise. Advanced subject matter expertise in business area being supported.
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Ability to learn and utilize new tools and technologies.
Preferred Qualifications
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Paralegal Certificate from ABA approved program or equivalent education/experience.
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Strong experience with ArcProspectus that is sufficient to train and support others in the use of such system.
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Strong experience with an internet-based prospectus content management system.
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Corporate governance experience.
About Our Company
We’re a diversified financial services leader with more than $1 trillion in assets under management and administration as of 2022. Our team of 20,000 people in more than 20 countries, advise and manage assets and income of more than 2 million individual, small business and institutional clients. We are a longstanding leader in financial planning and advice, a global asset manager and an insurer. Our unwavering focus on our clients and strong financial foundation connects each of our unique businesses - Ameriprise Financial, Columbia Threadneedle Investments and RiverSource Insurance and Annuities. Here, we foster meaningful careers, invest in the future, and make a difference for clients, institutions and communities around the world.
Base Pay Salary
New York Residents Only: The estimated base salary for this role is $90,300 - $121,800 / year. Base salaries are determined in part based on job-related knowledge, skills, experience, and geographical work location. In addition, most of our roles are eligible for variable pay in the form of bonus, commissions, and/or long-term incentives depending on the role. We also have a competitive and comprehensive benefits program that support all aspects of your health and well-being.
Ameriprise Financial is an equal opportunity employer. We consider all qualified applicants without regard to race, color, religion, sex, national origin, genetic information, age, sexual orientation, citizenship, gender identity, disability, veteran status, marital status, family status or any other basis prohibited by law.
Full-Time/Part-Time
Full time
Exempt/Non-Exempt
Exempt
Job Family Group
Legal Affairs
Line of Business
GCO General Counsel's Organization
What We Do
Ameriprise Financial has helped millions of clients feel confident about their financial futures for more than 125 years. Our network of approximately 10,000 financial advisors* delivers personalized financial advice to help clients reach their goals.
We believe that with the right advisor, the right advice, and the right firm, life can be brilliant.
Ameriprise has corporate locations throughout the U.S. and across the globe, and advisor offices in all 50 states.
Learn how you can build your career at Ameriprise Financial.
*Ameriprise Financial Q2 2020 Statistical Supplement
All content on this page is provided for informational purposes only and should not be used as the sole basis for investment decisions. Ameriprise Financial cannot guarantee future financial results. Investment products are not federally or FDIC insured, are not deposits or obligations of, or guaranteed by, any financial institution, and involve investment risks including possible loss of the entire amount invested.
By clicking on a hyperlink, you may be directed to a non-Ameriprise website. Be aware that the linked site will be subject to rules, regulation, and privacy and security provisions that are separate, and may differ, from Ameriprise Financial.
Investment advisory products and services are made available through Ameriprise Financial Services, LLC., a registered investment adviser.
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