Jobs at Ameriprise Financial Services, LLC

Plans and executes complex internal audit, risk, control, and SOX/MAR/FDICIA compliance activities. Evaluates governance and control effectiveness, identifies deficiencies, assesses exposure, recommends corrective actions, and monitors management action plans. Leads audit projects, manages scope and deliverables, coordinates with control groups, performs risk assessments, communicates results to management, and mentors peers while improving audit processes and methodologies.

Leads research, selection, and ongoing due diligence for liquid alternative investment managers across mutual funds, SMAs, and ETFs. Conducts qualitative and quantitative analysis, evaluates performance and risk, maintains manager coverage, prepares research reports and scorecards, and delivers recommendations to investment committees and senior stakeholders. Builds relationships with external asset managers, supports advisor education and product initiatives, and serves as the organization’s liquid alternatives subject matter expert.

Plans and executes complex internal audit, risk, control, and SOX/MAR/FDICIA compliance activities. Identifies control deficiencies, assesses risks, recommends corrective actions, validates management action plans, and presents results to management. Leads audit projects, manages scope and deliverables, coordinates with control groups, completes risk assessments, and improves audit processes and methodologies while mentoring peers.

Reviews advisor-created marketing materials and retail communications for regulatory and fiduciary compliance. Conducts risk-based supervisory analysis, approves or rejects communications and transactions, advises financial professionals, and provides coaching on compliant materials. Monitors regulatory and industry developments, supports process improvements, and represents the firm during examinations, investigations, and arbitration matters.

Lead and evolve the equity research function for Wealth Management Solutions: set research standards, manage analyst coverage and talent, align research with portfolio construction and advisors, oversee advisor-facing communications, and build scalable research capabilities supporting investment decision-making and growth.

Engages and coaches financial advisors to drive client acquisition, net flows, and practice growth across a regional territory. Responsibilities include proactive advisor support, cohort development, business planning, learning labs, technology adoption, training, presentations, and partnership with field leaders to influence behavior and improve sales results.

Leads and mentors software developers while designing and building cloud-based investment management applications. Develops full-stack solutions using Python, React.js, SQL, and AWS; translates business requirements into scalable technical designs; applies AI/ML, analytics, and automation; contributes to technology standards, software quality, CI/CD, and delivery optimization across distributed teams.

Engages and coaches financial advisors to grow client acquisition, net flows, and practice management results. Builds advisor cohorts, facilitates learning labs and growth programs, analyzes performance data, develops personalized growth plans, drives technology adoption, and partners with field leaders. Delivers training and presentations regionally and nationally while influencing advisor behavior and business outcomes.

Leads UX design strategy and execution for web and mobile experiences serving advisors, clients, and prospects. Responsibilities include creating wireframes and mockups, documenting design requirements, conducting UX research and usability testing, presenting design solutions, championing human-centered design, mentoring and managing design staff, leading design reviews, and partnering with product, business, and technology stakeholders to deliver consistent, scalable digital experiences.

Designs, develops, tests, implements, maintains, and supports cloud-based investment management applications. Leads and mentors software developers, translates business requirements into scalable technical designs, and delivers full-stack solutions using Python, React.js, SQL, and AWS. Collaborates with product and business teams to build analytics and AI/ML capabilities, improve investment lifecycle processes, uphold engineering standards, and optimize software delivery across a multi-country environment.

Supports financial advisors with basic financial planning, investment research, trades, account openings, money movement, insurance and annuity applications, rollovers, client meeting coordination, paperwork, marketing compliance, correspondence, expense reporting, file maintenance, social media support, and client assistance with Ameriprise tools. The role requires accuracy, regulatory compliance, timely delivery, strong communication, and willingness to obtain securities and insurance licenses.

As a Senior Associate in Client Management Support, you will handle client onboarding, resolve queries, manage communications, and ensure service quality while identifying process improvements.

Senior Business Architect responsible for connecting enterprise strategy to execution through business architecture, capability assessments, solution analysis, investment prioritization, roadmapping, and customer journey mapping. The role leads experience improvement initiatives, prototypes emerging technologies, supports projects as a subject matter expert or proxy product owner, and coaches teams in customer-centric methods. It requires cross-functional leadership, stakeholder influence, business process optimization, architecture modeling, and alignment of technology and business strategies.

Manages daily corporate treasury operations, including cash activity analysis, cash-flow reconciliation, forecasting, domestic and international payment processing, and issue resolution. Ensures compliance with treasury controls and communicates with internal and external business partners. Provides backup coverage for cash-management functions and participates in business continuity, disaster recovery, system upgrade, and corporate projects.

Leads software development projects from requirements and low-level design through coding, testing, release, and production support. Provides architecture input, code review, technical governance, security and asset-health assessments, root-cause analysis, and corrective actions. Mentors development teams and coordinates employees, contractors, vendors, business partners, and quality assurance resources. Develops complex enterprise applications and database solutions using technologies including Oracle, SQL Server, and T-SQL.

The Director of Deferred Compensation and LTIA leads and oversees the organization's deferred compensation programs, ensuring compliance, governance, and alignment with business objectives. They consult with stakeholders, manage vendors, analyze program effectiveness, and guide teams in program administration and communication.

Perform accounting and reconciliation for investment and derivative transactions in the PAM system. Prepare journal entries and reports for GAAP, statutory and management reporting, support 10Q/10K filings, reconcile variances, and lead process improvements while partnering with business stakeholders.

The Senior Manager of Financial Reporting oversees the preparation and review of regulatory filings, ensures compliance, manages report accuracy, supports financial initiatives, and leads an accounting team.

Prepare and review VAT/GST returns, reconciliations, and tax workpapers for UK, EMEA and APAC. Coordinate with consultants and stakeholders, post tax journal entries in Workday, support AP invoice queries, monitor legislative changes, assist projects and audits, and drive process improvement and team training.

The Technology Operations Analyst manages and maintains Microsoft Teams and telephony systems, providing technical support, troubleshooting incidents, conducting preventative maintenance, and coordinating with vendors. They focus on improving product and service performance while supporting organizational communication needs.